Northern Ireland Assembly Flax Flower Logo

COMMITTEE FOR EDUCATION

OFFICIAL REPORT

(Hansard)

Education Bill

01 April 2009

Members present for all or part of the proceedings:

Mr Mervyn Storey (Chairperson)
Mrs Mary Bradley
Mr Trevor Lunn
Mr Nelson McCausland
Mr Basil McCrea
Miss Michelle McIlveen
Mr John O’Dowd
Mrs Michelle O’Neill

Witnesses:

Mr John McGrath )
Mr Chris Stewart ) Department of Education
Ms Eve Stewart )

The Chairperson (Mr Storey):

Mr McGrath, thank you for your patience. We have the paper, and I want to raise one specific point. Members will have questions, and we will try to get to them as quickly as possible rather than go through the whole paper.

Mr McGrath (Department of Education):

Yes, that will be fine. I will make a couple of remarks, and Mr Stewart will refer to some of the issues that have been highlighted this morning rather than track through the papers.

It was an interesting discussion. From the Department’s, and the Minister’s, point of view, we welcome the chief executives’ support, on behalf of the boards, for creating a single system — one that recognises diversity and creates a regional authority that gives appropriate recognition and importance to children’s services, youth services and early-years services. It gives regional policy with local flexibility.

The system is based on accountable autonomy for schools — autonomy for schools to decide how they will attain standards and how they will secure services and training, which will be matched by accountability for those outcomes. The ESA will support and challenge schools. Essentially, it will be a model where, in the case of many schools, they move from being in a command-and-control system to a role where they are at the centre of the commission.

Some of the chief executives said that they had issues that needed to be clarified or that amendments needed to be made to the Bill. Legislation is difficult. The Chairperson described it as an onion: it is complex; people do not always get the right interpretation first time, and, perhaps, some mist surrounds the Bill. We may have helped to diffuse some of the mists of people’s interpretations in earlier weeks, and I am reasonably sure that we can dispel most of the mists surrounding the issues that our chief executive colleagues have just raised. I hope that we will be able to do some of that now and, if not, we will deal with them at the next session.

Mr Chris Stewart (Department of Education):

I am conscious that the Committee is pressed for time, so I will keep my presentation quite short. There are three issues that I would like to cover; the others, as the Chairperson said, have been covered in the paper.

I hope that Members will forgive me for starting with two technical issues. Nevertheless, they are significant, and a clear explanation may help to avoid some of the misunderstandings that might otherwise be perpetuated.

In several of the boards’ submissions, and in the submissions from some of the other stakeholders, the view was expressed that the Bill does not cover pre-school education or nursery schools. In fact, it does. Clause 2(2)(a) includes pre-school education, but the references are to “educational services”.

That term is included specifically to cover pre-school education. As we discussed briefly last week, it is intentionally broad because that is necessary to reflect the diversity and the evolving nature of early-years services. It is simply incorrect to say that the Bill does not cover pre-school education.

Gordon Topping answered his own query about whether nursery schools are included. The definition of nursery schools falls within the definition of primary schools. The definition of primary schools is in the Education and Libraries ( Northern Ireland) Order 1986 rather than in the Education Bill. As we discussed previously, those pieces of legislation must be read and construed together, as outlined in clause 52 of the Education Bill.

I will now discuss an even more dry and technical issue. There has been considerable debate and comment about the construction of clause 2 and whether to combine youth services and early-years provision, which are currently separate. They are covered by separate provisions because it would be extremely difficult to convey those services in a single provision without damaging youth services and, specifically, without restricting the age range until which youth services can be provided.

Early-years educational services and schools focus on children and young people, and existing legal definitions set the age boundary at 18 — or 19 in secondary education. However, youth services are routinely provided for people up to the age of 25. Therefore, if we simply combined the provisions, we would have to limit the provision of youth services to people up to the age of 18. In order to retain the flexibility that colleagues and stakeholders in youth services have told us they need, we have created separate provisions.

I will now move to the more substantive policy issue. The employment arrangements in the Bill featured significantly in this morning’s discussions and in previous Committee meetings, and it is the issue that stakeholders raise most frequently. I will begin with a brief recap of the intention of the employment arrangements.

In essence, the arrangements are the CCMS model applied to all schools. Different models could have been chosen. The GBA and, more recently, the Northern Ireland Commission for Catholic Education argued that all 1,251 schools should be separate employers. The argument that the Committee heard this morning supported the concept of a single employer with a limited role for boards of governors — in effect, every school a controlled school. Those two options might have been chosen. However, the Minister chose to apply a third model — the CCMS model — to all schools.

In practice, all staff in all grant-aided schools will be employed by the ESA. The ESA is the employer in education law and in employment law, and contracts of employment will be between the ESA and members of staff. Boards of governors will have a strong autonomous role and will discharge employment functions on behalf of the ESA, which is the employer. In essence, it is a delegated model. Boards of governors will make decisions on employment matters and, in doing so, will discharge functions that are delegated to them by the ESA.

Schemes of employment will outline the delegation arrangements and the detailed role of boards of governors, as covered by clauses 3 to 12. The Department recognises that various stakeholders and the Committee have outlined — particularly in recent weeks — the need for greater clarity and certainty on the detail of the arrangements and the content of the employment schemes. The Department has heeded that message.

Until now, the intention has been that the ESA would provide guidance on the required detail. However, given the concerns that have been expressed, the Minister is prepared to consider the need for subordinate legislation rather than guidance to govern the content of employment schemes. Therefore the Bill could be amended to include a provision for the Department to make regulations on schemes of employment. Such regulations could be made subject to Assembly control and most certainly would be subject to scrutiny by the Committee.

The enabling provision that could be introduced to the Bill could state that the regulations might, among other things, specify the matters that must be included in schemes of employment and the form in which such schemes must be drawn up. Moreover, it might specify the functions that must be carried out by boards of governors, other functions that must be carried out by the ESA, or functions that could be carried out by one or the other depending on what is decided by the schools and written into the schemes.

A further provision could be included — it is related to the other concern that the Committee raised — that would permit a board of governors to make a complaint to the Department if it believed that the ESA had acted in breach of, or in some way contrary to, the scheme of employment. If the Department were satisfied that a breach had occurred, it could use its power of direction under article 101 of the Education and Libraries ( Northern Ireland) Order 1986 to remedy the matter.

It is our view that, taken together, those measures — if they were to be taken forward — would provide the clarity and the certainty that boards of governors, other stakeholders and Committee members are looking for. However, the Minister would welcome the view of the Committee as to whether that would be a satisfactory response to the concerns that have been raised.

There is a great deal more that I could say, but I will stop now for members’ questions.

The Chairperson:

Thank you, Chris. That is obviously something that we wanted to talk about. We would like to see, at an early stage, what form the subordinate legislation would take. You gave us an idea of the likely content of that enabling provision in your written submission.

Mr C Stewart:

Possibly part of it; it would not necessarily be limited to that provision. The written submission comprises our initial thoughts about the bones of the regulations, but other issues that would have to be addressed in order to provide clarity could also be included.

The Chairperson:

The issue has come to us now, and we will have to take a view on whether it is enough to satisfy the concerns that have been raised.

Mr McCausland:

My questions were on matters that carried over from last week’s meeting.

The Chairperson:

We will deal with them now.

Mr McCausland:

Last week, I asked for information on how to ensure that governors in the sector are sympathetic to the Catholic ethos. How long will it be before we can get an answer to that question?

Mr C Stewart:

I apologise for not providing you with all the information for which you asked. I understand that we have sent you some of the figures that you were looking for; perhaps they have not yet reached you. I will endeavour to provide that before next week.

Mr McCausland:

We will be on holiday next week.

The Chairperson:

Was that information sent to the Committee or to Nelson?

Mr C Stewart:

I will have to check that.

Ms E Stewart (Department of Education):

It was sent to the Committee Clerk.

The Chairperson:

We have not seen that yet.

Mr McCausland:
Michelle wanted to ask about another paper.
Ms E Stewart:

Was her question about the ethos paper? A question was asked last week about ethos and whether any work had begun on the ethos paper.

Mr C Stewart:

That work is in hand; we are not in a position to bring a paper back to the Committee just yet. We will endeavour to do so as soon as we can.

Mr B McCrea:

In your remarks on clause 8 in your written submission you seem to be pretty sure that boards of governors will not be allowed to deviate from anything. Chris asked whether the Committee would be satisfied with what was put forward. I suppose that we are driven by what other people think, but there is a deep concern about the reinforcing of the point that control of the contract of employment is control over everything else. I am not sure that we will resolve that issue. Everything I see reinforces the notion that the situation is as you described — that the ESA is responsible, and that is that.

Mr C Stewart:

I would not put it quite like that. You have heard contrasting views from stakeholders in recent weeks. The GBA would certainly say — and the Northern Ireland Commission for Catholic Education is coming closer to the same view — that the ESA will have too much power and control, and because the ESA will be the employer, boards of governors will have no autonomous role. There is a sense today from the education and library boards that they hold the opposite view — that we have gone too far and have allowed too much autonomy and leeway for boards of governors to do their own thing, and that there is insufficient control for the poor unfortunate employing authority, which has to pick up the tab if something goes wrong.

It is interesting that there are two such contrasting views and interpretations of the same provisions. Our response is that neither is correct. Colleagues from the education and library boards describe the Bill as a fudge; we describe it as a balance. There is a single employing authority and there is a single employer. There is one organisation that will hold the contracts of staff, but in a delegated model decisions will be made by boards of governors in the name of and on behalf of the ESA.

In our view, notwithstanding the concerns that we acknowledge about the need for more detail and clarity, the crux of those arrangements is a balanced model, in which there is a single employer, but which involves the delegation of a very strong autonomous role to boards of governors. It is, in essence, the CCMS model, which, in recent weeks, members have heard described as working very effectively in the maintained sector, and as involving a light-touch intervention where necessary. Those are positive features that we wish to see as part of the new model.

The Department does not want any more than the GBA would want; it does not want a heavy-handed interventionist approach from the ESA. Equally, it does not want a laissez-faire approach, which would leave boards of governors, in particular, feeling unsupported and unassisted in discharging the significant responsibilities that they are given. We are looking for balance, and the closest current model to that is most definitely the CCMS approach.

Mr B McCrea:

You said that it was interesting that different folk could draw different conclusions from the same piece of legislation; I drew a different conclusion from what the boards’ representatives were saying. I thought that they were saying that there was a lack of clarity; that there was a statement in support of maximum devolved autonomy, but that they were actually getting a more centralised response.

I took them to be calling for a decision one way or the other, so that the appropriate arrangements could then be made. I think that the nub of the issue is that people hear the Department stating that, rest assured, it is not its intention to do this, that or the other, but when they read what is written down, the legal interpretation from some quarters is something different. I reiterate that I think that is the nub of the problem. Obviously, one can extend the employment issue to all the other issues, including educational psychologists etc, as Gordon Topping did. However, is the Department aiming for a deregulated oversight model, or is its view that that is too much of a burden for many people to carry and that it must be done centrally?

Mr C Stewart:

The aim is very much to establish a deregulated oversight model, but there is a more general point to be made in that it is possible to put a great deal of detail in primary legislation — much more than the Department has done. That, in fact, has been the approach in education over the last 35 years, which is why there is approximately three times the volume of primary legislation on education than there is on health. If you add up the 11 Orders, there are 674 articles and 60 schedules. If those regulations were to sit on one’s desk, they would make a pile about six inches high. One may regard that as a good thing or a bad thing; there are different ways in which it can be done.

One of the consequences of that is that every time something needs to be changed, you go back to the primary legislation. In taking forward the RPA, the Department’s policy was to put as little detail as possible in the primary legislation. We recognise that the particular issue under discussion has given rise to very significant concerns on the part of stakeholders and the Committee, and that there may be a need to shift the balance and put more detail into primary and subordinate legislation.

Mr McGrath:

The detail would explain the model; it would not change it. Chris made the point that, a couple of weeks ago, the CCMS representatives pointed us to the model that they use — an employing authority with a light touch. That demonstrates that a balance can be struck, and that it can work. That is the issue that people have to understand; once all the detail is determined, it will explain the model. People have to recognise that it can — and does — work.

It is a sensitive issue, and there is a spectrum, but we are trying to strike a balance by setting up a single system. We see a single employing authority at a strategic level as being the cement around that system, as opposed to having five different systems. There will be maximum delegation to schools, and, on the other side, schools will do their best to meet and drive up standards and will be held to account for that. That is analogical with the way in which the CCMS has worked, and with the improvements in the Catholic maintained sector over the past number of years.

Mr Lunn:

We had a discussion about the inspectorate not being independent. Are you aware of any particular reason for that being the case in the first place?

Mr McGrath:

I cannot go back into the mists of time. However, you rightly asked what was broken that needed to be fixed? There is no evidence. I hesitate to speak for the current inspectorate or for previous inspectorates, but I think that they would take a dim view if they thought that there was an implication that there had been any constraint on the independence with which they did their work.

Clearly, there is separation. However, the concept of having professional advisers whose role it is to give independent advice but who work as part of a Government Department is used across the system. Nationally, the Chief Medical Officer is responsible for advising the Government on the state of public health, but he is also part of the Department of Health. The Chief Medical Officer has the same role in our Health Department. It is a sophisticated model, and we have no difficulty with how the inspectorate operates at the minute. We would be wary of suggesting that another body should be set up simply to solve a problem that when there is no evidence that it existed in the first place.

Mr C Stewart:

John and I worked in the health field for many years, and we never felt that any of our chief professional colleagues were in any way impeded from telling us when they thought we got things wrong.

The Chairperson:

I will return to an issue that we still have not had any feedback from you on. The Minister is considering amending the Bill so that the owners of schools would be the submitting authority. We still do not know what the ownership body of the controlled sector will be. Has any thought been given to retaining an element of the existing education and library boards so that they would become the submitting authority? In that way, inequality would not arise as a result of some trustees being treated separately from schools in the controlled sector, which would be subject to public appointments procedure and to section 75 requirements. Basically, it would be a non-departmental public body.

Mr C Stewart:

I have certainly made the Minister aware of that suggestion. However, she has not yet responded formally. We recognise that that would be a very significant policy change. I am sure that the Minister would welcome a formal view from the Committee on that before coming to a conclusion.

Mr McGrath:

I think that it appears that it would makes things very untidy.

The Chairperson:

More untidy than they currently are?

Mr McGrath:

Certainly, given where we are trying to get to.

The Chairperson:

Do you accept that we are currently not in a very good position?

Mr McGrath:

I think that there is a general view around the table that we would not have chosen to start to devise an education system from this position. However, in trying to move forward and modernise, I think that retaining aspects of the old model for particular consideration is not the way to deal with some of the issues. Granted, there is an issue around ownership bodies and the submitting authority. That may be best dealt with in the context of creating a controlled state body.

The Chairperson:

In January, the Committee sent a letter to the Department containing a list of issues around which members still had concerns and on which information was required. In March, we updated that list, and another letter was sent. Can we expect a response to that letter after the Easter recess?

Mr C Stewart:

Yes.

The Chairperson:

Many of the issues that were raised this morning are contained and summarised in that letter, therefore, it would be very helpful to get some response.

Chris, John and Even, thank you very much. Do not eat too many Easter eggs over the break.