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Volume 1Committee for the EnvironmentReport on the
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Question | Yes / No | ARC21 Response Comments |
Chapter 2 – | Planning Policy | |
Question 1 - Do you agree that, in future, Planning Policy Statements should provide strategic direction and regional policy advice only, which would then be interpreted locally in Development Plans? | Yes |
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Question 2 - Do you consider there are any elements of operational policy which should be retained in Planning Policy Statements? | Yes |
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Chapter 3 – | Towards a More Effective Development Plan System | |
Question 3 - Do you think it appropriate to commence a ‘plan led’ system in advance of the transfer of the majority of planning functions to district councils under the Review of Public Administration? |
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Question 4- Do you agree that the objectives contained in paragraph 3.6 are appropriate for local development plans? | Yes |
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Question 5 - Do you agree that the functions contained in paragraph 3.7 are appropriate for local development plans? | Yes |
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Question 6 - What are your views on the proposal that a district council’s statement of community involvement must be in place before any public consultation on the local development plan? |
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Question 7 - What are your views on the proposal for a programme management scheme? |
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Question 8 - Do you agree that a preferred options paper should replace the issues paper? | Yes |
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Question 9 - Do you agree with the proposal to introduce a local development plan process that comprises two separate but related documents to be published, examined and adopted separately and in sequence? | Yes |
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Question 10 - What are your views on the proposal to deal with amendments to the local development plan? |
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Question 11 - What are your views on the proposal that representations to a local development plan will be required to demonstrate how their proposed solution complies with robustness tests and makes the plan more robust? |
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Question 12 - What are your views on the proposal that representations to a local development plan will be required to demonstrate how their proposed solution meets the sustainability objectives of the local development plan? |
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Question 13 - Should the Department give the examiner(s) the power to determine the most appropriate procedures to be used in dealing with representations to the local development plan? | No |
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Question 14 - Do you agree that the representations to the plan should be submitted in full within the statutory consultation period, with no further opportunity to add to, or expand on them, unless requested to do so by the independent examiner | Yes |
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Question 15 - What are your views on the proposals for counter representations |
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Question 16 - Do you agree that the basis for examining plans should be changed from an objection-based approach to one which tests the ‘robustness’ of plans? | Yes |
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Question 17 - What are your views on the recommended approach for examining local development plans? |
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Question 18 - What are your views on the proposals to ensure regular monitoring and review of local development plans? |
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Question 19 - Do you agree with the proposed content of local development plans as set out in paragraph 3.44? | Yes |
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Question 20 -Do you consider that the topic areas contained in paragraph 3.46 are appropriate for inclusion in local development plans? | Yes |
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Question 21 -Do you agree that district councils should be required to prepare sustainability appraisals as part of their local plan preparation process? | Yes |
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Question 22 - What are your views on the proposal that the Department should have the powers to intervene in the making, alteration or replacement of a local development plan by the district council? |
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Question 23 a) Do you agree that district councils should be given the power to make joint local development plans if they so wish? b) Do you consider that such powers would adequately deal with instances where neighbouring district councils would consider it beneficial to work together? | Yes |
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Question 24- What are your views on the proposed transitional arrangements for development plans? |
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Chapter 4 – | Creating a Streamlined Development Management System | |
Question 25 - Do you agree with the proposed introduction of a new planning hierarchy to allow applications for the three proposed categories of development to be processed in proportion to their scale and complexity? | Yes |
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Question 26 - Do you agree with the 3 proposed categories of development (regionally significant, major and local) and their respective definitions? | Yes |
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Question 27 - In relation to applications for regionally significant development, do you consider that the 4 legislative criteria (see paragraph 4.14), in association with a pre-application screening requirement, are sufficient to identify relevant potential developments? | Yes |
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Question 28 - Do you have any comments on the proposed thresholds for the different types of development categories, particularly in relation to the classes of major development described in table 2? |
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Question 29 - Do you agree with the proposed approach to urban/rural variation in setting the proposed housing thresholds for major development? |
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Question 30 - Do you agree that performance agreements should be in place before the submission of regionally significant applications? | Yes |
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Question 31 - What are your views on the suggested elements contained within a performance agreement, and setting a timescale specific to each individual application? |
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Question 32 - Do you agree that this should be a voluntary (i.e. non-statutory) agreement? |
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Question 33 -Do you agree that developers should hold pre-application consultation with the community on regionally significant developments? | Yes |
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Question 34 - Do you agree pre-application community consultation should be a statutory requirement? | Yes |
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Question 35 - Do you have any views on what the form and process for verifying and reporting the adequacy of pre-application consultation with the community should involve, particularly in relation to the elements indicated above at paragraph 4.32? |
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Question 36 - Do you agree with introducing the power to decline to determine applications where pre-application community consultation has not been carried out or the applicant has not complied with the requirements of pre-application community consultation? | Yes |
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Question 37 - Do you agree that the Department should determine applications for regionally significant development in association with the proposed statutory screening mechanism? | Yes |
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Question 38 - Do you agree with the proposal to designate a district council as a statutory consultee where it is affected by an application for regionally significant development? | Yes |
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Question 39 - Do you agree with the proposed notification and call-in mechanism, including the pre-application and application stages indicated in diagram 2, for applications for regionally significant development? | Yes |
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Question 40 - Do you agree that if the Department decides not to call–in a notified application it should have the option to return the application to the district council, either with or without conditions, for the district council to grant permission subject to conditions that may be specified by the Department? | Yes |
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Question 41 - Do you agree with the proposal giving the Department the option to appoint independent examiners to hold a hearing or inquiry into applications for regionally significant development? | No |
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Question 42 - Do you agree that the Department should prepare hearing and inquiry procedure rules for use by independent examiners? | No |
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Question 43 - Do you agree that the processes for performance agreements should also apply to applications for major development? | No |
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Question 44 - Do you agree that the processes for statutory pre-application community consultation should also apply to applications for major development? | Yes |
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Question 45 - Do you support a power for district councils to hold pre-determination hearings, with discretion over how they will operate, where they consider it appropriate for major developments? | Yes |
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Question 46 - Do you consider that there are other circumstances in which district councils should have the scope to hold such hearings? | Yes |
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Question 47 - Where a performance agreement has not been reached, do you consider it appropriate to extend the non-determination appeal timescale for applications for major development to 16 weeks? | Yes |
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Question 48 - Do you agree that district councils, post-RPA, shall be required to introduce schemes of officer delegation for local applications? | Yes |
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Question 49 - Do you agree that, post-RPA: a) the list of statutory consultees should be extended and b) categories of development, linked to the development hierarchy, that require consultation (including pre-application consultation) before applications are determined by the planning authority, should be introduced? | Yes |
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Question 50 - Do you agree, post-RPA, that statutory consultees should be required to respond to the planning authority within a specified timeframe? | Yes |
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Question 51 - If so, what do you consider the specified timeframe should be? |
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Question 52 - Do you agree that the existing legislation should be amended and clarified to ensure that anyone wishing to demolish any part of an unlisted building in a conservation area/ATC/AVC requires conservation area consent or planning permission? | Yes |
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Question 53 -Do you agree that the planning authority should be able to require that, where possible, proposed development should enhance the character of a conservation area? | Yes |
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Question 54- Do you agree that the normal duration of planning permission and consent should be reduced from five to three years? | Yes |
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Question 55 - Do you agree that a statutory provision should be introduced to allow minor amendments to be made to a planning permission? | Yes |
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Question 56 - Do you have any comments on the details of such a provision as outlined at 4.101? |
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Question 57 - Would you be in favour of enabling the planning authority to correct errors in its planning decision documents without the consent of the landowner or applicant? | Yes |
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CHAPTER 5 – |
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Question 58 - Do you agree that the time limit to submit appeals should be reduced? If so, what do you think the time limit should be reduced to – for example, 4, 3 or 2 months? | Yes |
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Question 59 -Do you agree: a) that the PAC should be given the powers that would allow it to determine the most appropriate method for processing the appeal; or b) that appellants should be allowed to choose the appeal method? | Yes |
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Question 60 - Do you agree that parties to appeals should not be allowed to introduce new material beyond that which was before the planning authority when it made its original decision? | Yes |
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Question 61 - Do you agree with the proposal that the planning authority should be able to refuse to consider a planning application where a ‘deemed application’ associated with an appeal against an enforcement notice is pending? | Yes |
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Question 62 - Do you agree that the planning authority should have the power to decline repeat applications where, within the last two years, the PAC has refused a similar deemed application? | Yes |
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Question 63 - Do you agree that a time limit of 2 months should be introduced for certificate of lawful use or development appeals? | Yes |
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Question 64 - Do you agree that the PAC should be given a power to award costs where it is established that one of the parties to an appeal has acted unreasonably and put another party to unnecessary expense? | Yes |
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Question 65 - Do you think the new district councils should be able to establish local member review bodies to determine certain local planning appeals? | Yes |
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Question 66 - If so, what types of applications should this apply to? |
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Question 67 - Should provision for third party appeals be an integral part of the NI planning system or not? Please outline the reasons for your support or opposition. | No |
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Question 68 - If you do support the introduction of some form of third party appeals, do you think it should an unlimited right of appeal, available to anyone in all circumstances or should it be restricted? |
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Question 69 - If you think it should be a restricted rights of appeal, to what type of proposals or on what basis/circumstances do you think it should be made available? |
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Chapter 6 – | Enforcement and Criminalisation | |
Question 70 - Do you agree that a premium fee should be charged for retrospective planning applications and, if so, what multiple of the normal planning fee do you think it should be? | Yes |
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Question 71 - Do you think the Department should consider developing firm proposals for introducing powers similar to those in Scotland, requiring developers to notify the planning authority when they commence development and complete agreed stages? | Yes |
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Question 72 - Do you think the Department should consider developing firm proposals for introducing Fixed Penalty Notice powers similar to those in Scotland? | Yes |
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Question 73 - Do you think the Department should give further consideration to making it an immediate criminal offence to commence any development without planning permission? | Yes |
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Chapter 7 – | Developer Contributions | |
Question 74 - Do you agree that there is a case for seeking increased contributions from developers in Northern Ireland to support infrastructure provision? | Yes |
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Question 75 - If so, should any increase be secured on the basis of extending the use of individual Article 40 agreements with developers on a case by case basis? |
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Question 76 - Alternatively, should a levy system of financial contributions from developers be investigated in Northern Ireland to supplement existing government funding for general infrastructure needs, e.g. road networks, motorways, water treatment works etc., in addition to the requirements already placed upon developers to mitigate the site-specific impact of their development? |
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Question 77 - What types of infrastructure should be funded through increased developer contributions, e.g. should affordable housing be included in the definition? |
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Question 78 - If such a levy system were to be introduced in Northern Ireland should it be on a regional i.e. Northern Ireland-wide, or a sub-regional level? |
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Question 79 - If such a levy system were to be introduced should all developments be liable to make a financial contribution or only certain types or levels of development e.g. residential, commercial, developments over a certain size? |
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Chapter 8 – | Enabling Reform | |
Question 80 - The Department invites views on how we (and other stakeholders) might ensure that all those involved in the planning system have the necessary skills and competencies to effectively use and engage with a reformed planning system. |
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Question 81 - Post-RPA, do you agree that central government should continue to set planning fees centrally but that this should be reviewed after 3 years and consideration given to transferring fee setting powers to councils? | Yes |
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Question 82 - Do you agree that central government should have a statutory planning audit/inspection function covering general or function-specific assessments? | Yes |
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arc21’s remit is, inter alia, to deliver mission-critical waste infrastructure as set out in its statutory Waste Management Plan. This delivery is critical to the Northern Ireland region in terms of the well-being of the local population, compliance with European legislation, and mitigation of the financial effect of fines for non-compliance.
All of these effects are considered material and it is therefore deemed to be in the public interest to ensure expeditious delivery.
One of the key factors affecting such delivery is securing planning permission for (potentially contentious) waste facilities and it is arc21’s view that the current planning system is not fit for purpose in this regard. Accordingly, we consider that there needs to be radical and progressive change.
The reform proposals are therefore a welcome initiative, but arc21 would seek to make the following comments:
The Reform agenda should not be seen as a “big bang" solution. There is a need for progressive and prompt enhancement of the process to protect the public interest in Northern Ireland.
We have concerns about the formulaic nature of the consultation document which tends to focus responses in ways which could potentially restrict a wider perspective by consultees.
We have concerns that the proposals don’t adequately consider in a joined-up way the strategic context of the post-RPA landscape, particularly around well-being and community planning.
The proposals would benefit from more thinking around implementation, resourcing and transition arrangements. We consider that there are a number of important strands still being considered we would have concerns that the outcome of these will emerge too late to inform the current process. These include issues such as community planning and wellbeing which are the subject of different RPA related work-strands.
As an organisation responsible for the delivery of infrastructure we have a vested interest in a robust performance management regime and agree with it in principle. However, we have concerns around the detailed implementation, particularly in relation to the effect of statutory, community and other consultees to the process and how this could impact on timescale, in the absence of robust control mechanisms.
We have concerns about the extent to which local government has been engaged in a process to date. Given the sector’s remit post RPA, it is critical that this engagement from now on is timely and meaningful.
Ards Borough Council actively engages in the strategic planning process as evidenced by its actions and co-ordination roles in matters such as the Ards and Down Area Plan 2015 and the imminent Public Inquiry into retailing for Newtownards (February 2011).
It acknowledges the clear relationship between spatial planning, community planning and cohesion, and sensitive and sensible development of the natural environment, together with urban and rural communities.
Ards Borough Council is corporately supportive of major reform of the planning process in Northern Ireland and commits to providing strategic input into this reform, as well as to assisting in the delivery of a new planning model for all of Northern Ireland.
It notes the gravity and implications of the Bill’s proposed transfer of function and liability of the majority of the planning function, save for general policy, developments of regional significance, development orders, aspects of the statement of community involvement, of section 72 Orders, of planning zone schemes and particular planning controls.
As such, it vehemently requests that the Planning Bill is developed rather than enabled in view of the fundamental central, local government and inter-agency negotiations that are required in order to construct the necessary time, resources, performance, monitoring and policy issues required to develop a planning function which is efficient, effective, accountable and sustainable.
Ards Borough Council wishes to be a willing partner in the development of the Bill and the emerging planning process but has major concerns in regard to the resourcing and management of the proposals expressed in the Bill. In particular it rejects the punitive measures proposed in the Bill in regard to the Department enforcing as it sees fit a timetable and a community consultation process for local development plans (part 2, pages 3,4 et al) if Council processes are not deemed to be appropriate for such local development plans. “The Council must comply with this direction" is a regularly cited phrase which Ards Borough Council considers inappropriate and inequitable. The content of the Bill, the Council would suggest, is wholly premature in as much that until such times as a substantial and equal partner negotiation takes place in regard to the planning function and the associated transfer of responsibilities, assets and liabilities takes place, the external stakeholder consultation process is largely a bureaucratic, time and money exhausting exercise.
Ards Borough Council approves of a sub regional approach to planning administration linked to a central policy unit for all of Northern Ireland. It supports the role of Councils in regard to being the key agency for delivering and accounting for Local development plans. It wishes to see the integration of community, area and master plans and the associated transfer of resources required from DSD, and the DoE. It does not support the transfer of the local planning function to local authorities until such times as the equal party negotiations referred to above take place, with the requisite transfer of resources and assets and the right as a local authority to deliver a proposed statutory service within local authority performance management standards.
The Council respectfully and firmly requests that its interim response to the Bill is cross referenced by the Committee with the Council’s previous response to the Planning consultations during 2010. This response is attached.
Finally, Ards Borough Council seeks immediate and clear assurances from the Committee and the DoE that the transfer of functions and the associated Bill will not be put into effect until proper and meaningful negotiations occur as mentioned above, in order to ensure a democratic, professional and value for money outcome for ratepayers and the wider public.
Director of Development, On behalf of - Ards Borough Council
January 2011
Armagh City and District Council (the Council) welcomes the opportunity to respond to the Call for Evidence on the Planning Bill. The Council is concerned that such a short turnaround period was given to respond to the consultation which is of paramount importance to the Council and the Local Government Sector as a whole.
There are a number of key strategic issues that will be central to the Council’s ability to deliver an effective planning function when it is transferred to us. These are outlined below.
2.1 There is concern that the Planning Bill is being progressed ahead of the Local Government Reform Policy and Proposals. It would be more appropriate for the two pieces of legislation which specify significant changes in the future delivery of local government to be consulted on at the same time and in conjunction with each other.
2.2 It is considered critical that appropriate accountability and governance arrangements including those currently being consulted on in the local Government Reform Policy and Proposals are in place prior to the transfer of Planning to Councils. It is critical that the following issues are fully thought through, consulted on and implemented prior to the transfer of the function to Councils:
2.3 The Council is concerned that the resources required to deliver the planning function effectively have not been adequately assessed. A full analysis needs to be undertaken to assess the resources required to deliver the development planning, planning control, enforcement and other functions outlined in this bill.
2.4 The funding structure of the planning function needs to be clarified, including a clear breakdown of which planning functions should be covered by planning fees and which functions are currently funded through central government or other means. The burden of the planning function should not be put onto the ratepayers, therefore the Council must be assured that the full resources required to deliver an effective planning service will be transferred to the Council. Of particular concern to the council are the following resource issues:
2.5 Staffing levels. It is well known that due to financial constraints, there has been a transfer of staff out of planning service in recent months and further rationalisation is expected. This has resulted in higher case loads per officer which may have a detrimental impact on service delivery. A detailed analysis of the estimated future case load in all aspects of the planning function is required to ensure that the service is adequately staffed at the time of transfer to local councils, both in terms of numbers of staff and levels of expertise.
2.6 Local Development Planning. The Local Area Plan covering the Armagh City and District Council area is long overdue, as are plans for many other areas in Northern Ireland. The Council welcomes the fact that it will have a role in developing a Local Area Plan and believes that it is right that the local authority should be responsible for this function, however there is great concern that the resources and expertise required to deliver this function will not be available to Councils. In particular the requirements to undertake a survey of the district and to undertake annual monitoring will require additional resources including expertise in Strategic Environmental Assessment and Appropriate Assessment. The Council seeks assurance that an adequate resource to carry out this activity will be transferred to the Council with the function.
2.7 Management Information Systems. Clarity needs to be provided as to the future use of Epic and other IT systems within the planning service. The Council requires clarification as to how this would work and the future investment that may be required to ensure that management information systems are effective.
2.8 Accommodation. Clarification needs to be provided as to the provision of accommodation for the planning function.
2.9 Compensation. There are grave concerns regarding Part 6 of the Bill which outlines the transfer of payment to Councils of compensation relating to the revocation or modification of planning permission. The Council requests that the information is provided on the extent of compensation payments made in the past by the Planning Service or Department. It is critical that funding for this eventuality is also provided by central government so that it does not become a burden on the rate-payers of the District. The Council is particularly concerned that there should be no liability on the Council for retrospective claims on decisions made prior to the transfer of planning to the Council or in the case where claims result from subsequent changes to legislation which is outside of the Council’s control.
2.10 The Council recognises that, as this is a new function transferring to Council, there will be a steep learning curve and therefore some oversight by the Department is to be expected. However, we consider that the oversight provisions laid out in this Bill are extreme. In all aspects of the Bill, the Department has retained the right to intervene in the process whether that be to; call in, monitor, assess, report and/or give directions to Councils in relation to the delivery of this function. There is no right of appeal for the Council should they disagree with a decision of the Department. The Council will seek to develop a productive working relationship with the Department to ensure that the transfer of planning is as seamless as possible and that the subsequent delivery is as effective as possible, however we consider that the level of control and potential intervention by the Department as laid out in the Bill, could be counterproductive and is contrary to local accountability arrangements.
2.11 Planning Policy in Northern Ireland has not kept pace with England, Scotland and Wales. The absence of detailed policy, for example in relation to issues such as pollution and land contamination, makes development control decisions more difficult and time consuming. We would wish to see significant progress in addressing gaps in planning policy, or in the absence of this, guidance for Councils in setting local policies to ensure consistency of approach.
2.12 It is important to ensure that there is sufficient capacity to deliver the planning functions within local government. The capacity issues which need to be addressed include:
Part 2 – Local Development Plans | ||
3 – Survey of District | Details how a Council must keep under review the matters which may be expected to affect the development of the District or the planning of the development. Also that a Council may keep under review and examine matters in relation to any neighbouring district and must consult with the council for the neighbouring district in question. | The Council supports the need for district councils to keep under review matters which are likely to affect the development of its district including matters in any neighbouring district under review. The resource implications need to be fully assessed. The Council will be dependent on a number of government agencies for information and input into the process however, the bill does not detail the mechanism to oblige the relevant government agencies to work with local councils. In addition, the resources to carry out this function adequately need to be assessed and provided for. |
4 – Statement of Community Involvement | Council must prepare and agree with Department | The Council welcomes the principle of community involvement as it should result in early efforts being made to address local concerns. However clarification is required as to how the Statement of Community Involvement would work in practice and the impact that this would have on the processing of applications. For the council to do this will require guidance, expertise and resources, especially as in subsection (4) the Department may direct that the statement must be in terms specified and (5) The council must comply. Moreover (6) The Department may prescribe – (a) the procedure…(b) form and content of the statement. Guidance will be required in terms of provision of a process and template that would be acceptable to the Department. |
5 – Sustainable Development | Must exercise function with this objective | In subsection (1) the Bill requires that cognisance is taken of contributing to the achievement of sustainable development. Conditions in this regard are specified thereafter, but sustainable development is, in itself, a matter that is capable of various interpretations. Care must be taken that the provisions of this Bill correlate with the sustainable development duty contained within the Northern Ireland (Miscellaneous Provisions) Act 2006. |
6 – Local Development Plan | Development Plan documents are (a) the plan strategy and (b) the local policies plan | The introduction of Local Development Plans is welcomed. The Council notes that there is no mention of the integration of Community Planning with the development of Local Development Plans. It is considered important that these two local planning responsibilities are closely integrated and that environmental and health and wellbeing issues such as Local Air Quality Management, Land Contamination, Obesity Prevention and Physical Activity are considered in Local Development Plans. The Council seeks assurance that an adequate resource to carry out this activity will be transferred to the Council with the function. The Council believes that it is important that appropriate transition arrangements are put in place to facilitate a seamless transition from central to local government? |
Any determination under this act, regard is to be had to the local development plan, the determination must be made in accordance with the plan unless material considerations indicate otherwise. | ||
7 – Timetable | Must be prepared | The procedure to be undertaken between the Council and the Department to agree the terms of the timetable of the Council’s local development plan requires clarification. As the Planning Bill is currently proposed all power rests with the Department to dictate the final terms of the Council’s local development plan. It is noted that the Department has the legislative capacity to disagree with the Council on the timetable and to proceed in requiring the Council to adhere to their direction on the timetable. This role by the department has not been qualified by the Planning Bill. Further clarity on this issue is required and justification for the default role/ power of the Department to direct and control the preparation of the timetable of the Council Local Development Plan. |
8 & 9 – Plan Strategy and Local Policies Plan | Clauses 8 and 9 impose a statutory duty on the district council to prepare a plan strategy and a local policies plan. These documents taken together constitute a local development plan. The local development plan must set out the district council’s objectives and policies in relation to the development and use of land in its district. The district council must take account of the matters listed in these clauses, including the Regional Development Strategy and must carry out a sustainability appraisal for the proposals in each document. The Department may prescribe the form and content of both the plan strategy and the local policies plan. | It is recognised that the preparation of the ‘Plan Strategy’ will be a critical plan making function of the Council and as such clarification is required as to the anticipated form and content of the strategy. Whilst there is reference to this matter at (8(3)) ‘Regulations under this Clause may prescribe the form and content of the plan strategy’, there is no commitment made or timescale suggested for the preparation of such ‘Regulations’. Clarification is required regarding the scope of ‘other matters’ (8(5) (c)) which the Department may prescribe or direct and the required ‘appraisal of the sustainability of the plan strategy’. (8(6)(a)). Clarification is required to the aims and definition of ‘sustainability’ 8 as this can mean different things in different contexts. Resource and capacity issues for carrying out a sustainability appraisal also need to be fully assessed. The Council considers that there should be some flexibility by local councils in relation to developing local plans and strategies to reflect local circumstances. |
10 – Independent Examination | Local Development Plan must be submitted to Dept when ready for examination | There are some concerns as to why the Bill allows for an alternative to the PAC for this function. The Council seeks assurance that the process for appointing such a person will be standard and that the Council will be consulted prior to the appointment of such a person. |
11 – Withdrawal | By Council prior to submission to Dept and by Dept after | |
12 - Adoption | Dept directs Council to adopt / modify/withdraw the development plan document and give reasons. Council must comply within time period. | |
13 - Review of LDP | By Council at such times as Dept may prescribe and report to Dept. | |
14 - Revision | Council may revise plan strategy or local policies plan if it thinks it should or Dept directs it to do so. | |
15 – Intervention by Department | Before LDP is adopted Dept may direct the Council to modify document | Council seeks a definition of the term ‘unsatisfactory’ in relation to development plan documents as referred to at 15(1) |
16 – Department’s Default Powers | If a council is failing or omitting to do anything it is necessary re the preparation or revision of LDP the Dept may prepare or revise the document but must give reasons. The Dept must cause an independent examination to be carried out by the planning appeals commission or a person appointed by the Department. The Council must reimburse Dept for any expenditure in relation to this. | The level of intervention proposed by the Department is extreme. Emphasis should be on a support and assistance on the development plan process. |
17 – Joint Plans | Two or more Councils may agree to prepare a joint plan strategy (and joint local policies plan) | The Council welcomes the opportunity to work jointly with other Councils on local development issues and feel that this could be strengthened if the ability to liaise with Councils on a cross-border basis was provided for, as is the case in the Regional Development Strategy. The Council considers that the decision on the joint plan strategy process should be made by the relevant local authorities. |
18 – Power of Dept to direct Councils to prepare joint plans | Dept may give direction to do this, councils must comply. | The power that the Department has to give direction in this regard removes autonomy and the decision making powers from local councils on the future development of their local areas. |
19 – Exclusion of certain representations | Re new Towns Act 1965, part 7 of the Planning @Order 1991, an order under A14 or 15 of Roads Order 1993, a simplified planning zone scheme or an enterprise zone scheme. | |
20 – Guidance | Dept, DRD or OFMDFM guidance must be followed by Council | |
21 – Annual Monitoring Report | From each Council to Dept | |
22 - Regulations | The Dept may make provision in connection with the exercise by an person of functions under this Part….. | Council requires clear commitment regarding the making of ‘Regulations’ and the detailed requirements therein. The omission of such commitments and any associated timescale undermines the ability of the Council to comment on an informed basis on the provisions of Part 2 of the Planning Bill. |
Part 3 - Planning Control | ||
23 – Meaning of “development" | Means the “carrying out of building, engineering, mining or other operations in, on, over or under land, or the making of any material change in the use of any buildings or other land. Further definitions and exclusions provided. | |
24 – Development requiring planning permission | Required for the carrying out of any development of land. | |
25 – Hierarchy of Developments | Splits into “Major developments" and “Local Developments". The Department must by regulations describe classes of development and assign each class to one of these categories. Dept may direct a particular local development to be dealt with as major. | Council requires clarification on the types of development that will be assigned as ‘local developments’ and ‘major developments’ and would have preferred that such details would have been available for review at the same time as the legislation is being reviewed. Council is in favour of allowing flexibility in the applications of thresholds in situations where the Department and Council are in agreement. The Council wishes to maintain autonomy over its planning making decision powers insofar as is possible The Council seeks a definition of the term ‘class’ as referred to in 25-(2). The Council seeks clarification as to the provision of 25-(3) where the Department may direct that a ‘local’ development is to be dealt with as if it were a ‘major’ development. |
26 – Department’s jurisdiction in relation to developments of regional significance | A person who proposes to apply for permission for any major development (except s209) must…. enter into consultations with the Department. Relates to significance to the whole or substantial part of NI or have significant effects outside NI, or involve a substantial departure from the LDP for area. Must apply for planning permission to Dept. Dept must serve notice on council. Further detail on national security applications, public local inquiries etc. | The Departments definition of what constitutes regional significance must be clearly defined. |
27 – Pre-appliciation community consultation | For major developments applicant must give 12 weeks notice to Council before submitting application. Within 21 days the Council may notify the applicant that notice to additional persons is required and that additional consultation is required as specified. | |
28 - – Pre-appliciation community consultation Report | Applicant has to prepare report to demonstrate compliance with 27. | |
29 – Call in of applications, etc to Department | Dept may give directions requiring applications for pp made to a council or applications for the approval of a council of any matter under a development order, to be referred to it instead of being dealt with by Councils. Further detail provided. | This power afforded to the Department is over and above the legislative measures outlined in Part 3 Clause 25 of the Planning Bill. In the context of the legislative measures already afforded to the Department in the development management process this could be considered excessive. Department needs to outline clearly the criteria which could make an individual application subject to “call in" It would be preferable to ensure the PAC is fully resourced and able to deal with all relevant planning applications, as required. |
30 – Pre-determination Hearings | Council to give applicant and any person so prescribed or specified an opportunity of appearing before and being heard by a committee of the council. Procedures for this to be set by council. Right of attendance as considered appropriate by Council. | |
31 – Local developments: Schemes of delegation | A Council must prepare a scheme of delegation by which any application for planning permission for a development within the category of local developments …. is determined by a person appointed by the council. Where an application fails to be determined by a person so appointed the council may if it thinks fit, decide to determine an application itself which would otherwise fall to be determined by a person so appointed. | It would be helpful if the Department could set out in guidance a number of process models for the Council to consider in relation to setting up Scheme of Delegation. |
32 – Development Orders | The department must by order provide for the grant of planning permission. A development order may either itself grant planning permission for development specified in the order for development of any class so specified or in respect of development for which planning permission is not granted by the order itself, provide for the grant of planning permission by a council. May be made either as a general order to all land, or as a special order applicable only to such land as specified in the order. May be subject to conditions or limitations. May be for use of land on a limited number of days. Further detail provided | Council seeks a detailed definition of ‘development order ‘as referred to at Part 3, Clause 32. |
33 – 38 - Simplified Planning Zones | SPZ is an area in respect of which a simplified planning zone scheme is in place – has effect to grant planning permission for development specified in the scheme or for development of any class so specified. Council may make or alter within its district. Must take account of Regional development strategy, Departmental policy, guidance etc. Excludes conservation area, national park, areas of outstanding natural beauty, special scientific interest, national nature reserves. | We would request further clarification and discussion in relation to the introduction of simplified planning zones. In principle the planning reform proposal should result in a more effective and speedier planning process which would eliminate the need for simplified planning zones. The granting of Simplified Planning Zones needs careful site-wide consideration prior to their establishment. Much of the development within urban areas will be brownfield development therefore there will need to be express provision to provide the necessary soil investigation reports prior to such designation. We would recommend under Clause 38(1)b that included within the lands subject to exclusion from simplified planning zones is: Air Quality Management Areas declared under Article 12 of the Environment (Northern Ireland) Order 2002 (NI 7) ; Land identified as Contaminated Land under Articles 50 and 51 of the Waste and Contaminated Land (Northern Ireland) Order 1997 (when commenced). The proposed inclusion would help safeguard human health. |
39 – Grant of planning permission in enterprise zones | 1981 Order – effect to grant planning permission for development specified. Department may direct that the permission shall not apply in relation to a specified development or specified class of development or a specified class of development in a specified area within the enterprise zone. | |
Planning Applications | ||
40 – Form and Content of applications | The Council requests that consideration be given to introducing more robust Validation Procedures (as is the case in GB) for applications to ensure that only complete applications are accepted, thus speeding up the processing of applications. Consideration should be given to the inclusion of issues relating to amenity, nuisance and human health.as an additional sub-paragraph under 40 (3) | |
41 – Notice of applications | ||
42 – Notification | Certificates must accompany applications re ownership of land, notice given etc Excludes: NIHE in pursuance of redevelopment scheme approved by DSD or proposed by the Executive; electricity lines; gas pipes; water/sewerage pipes. | |
43 – Notice requiring planning application to be made | If development already carried out without pp/approval under a development order the Council may issue a notice requiring the making of an application within 28 days. Limit 4 years from development was begun if section 131 or 10 yrs for other development. Offence not to comply with notice, subject to conviction – level 3 daily fines. | |
44 – appeal against notice under s 43 | To planning appeals commission | |
Determination of planning applications | ||
45 – Determination of planning applications | Council / Dept must have regard to LDP and to any other material considerations and may grant planning permission, either unconditionally or subject to such conditions as it thinks fit; or may refuse planning permission. A development order may provide that a Council or the Department must not determine an application for planning permission before the end of such period as may be specified by the development order. Council or Dept must take into account any representations relating to that application which are received by it within such period as may be specified by a development order. Must notify those who make representations. | |
46 – Power of Council to decline to determine subsequent application | May decline if no significant change since: Within period of two years since similar application refused / conditions is that in that period the planning appeals commission has dismissed an appeal / council has refused more than one similar application and there has been no appeal to pac against such refusal or appeal has been withdrawn. Further instances provided. | |
47 – Power of Department to decline to determine subsequent application | Dept may decline to determine an application within 2 yrs of refusal and no significant change, relevant considerations including LDP. | |
48 – Power of council to decline to determine overlapping application | May decline if made on same day as similar application or made at a time when any of the conditions applies: similar application under consideration by the Department or PAC under s58/59 Further detail provided. | |
49 - Power of Dept to decline to determine overlapping application | Similar to 48 | |
50 – Duty to decline where s27 not complied with | Additional information / notice/consultation etc | |
51 – Assessment of environmental effects | Dept may by regulations make provision about the consideration to be given to the likely environmental effects of the proposed developments | |
52 – Conditional Grant of Planning Permission | Planning permission can be granted by the district council or Department with conditions. These can relate to regulation of the land use, or restoration of the land at the end of a specified period of time. | The Council would support this clause and adequate resources should be available to monitor and ensure the conditions are met. |
53 – Power to impose aftercare conditions on grant of mineral planning permission | Conditions requiring site to be restored may be imposed Further detail provided | |
54 – Permission to develop land without compliance with conditions previously attached | Applies to applications for the development of land without complying with conditions subject to which a previous planning permission was granted. A development order may make special provision with respect to the form and content of such applications and the procedure to be followed. Details what must be done in order to grant pp in this case. | Clear guidance should be given for the reason for the removal of planning condition such as a change in planning policy or other material consideration. |
55- Planning Permission for development already carried out | This clause allows the district council or Department to grant planning permission retrospectively on application. This can cover development which has no planning permission or which did not comply with conditions attached to a permission, including a time condition. | The Council would request consideration be given to the introduction of a premium fee for retrospective planning applications to act as a deterrent that focuses on the obligation to seek approval for proposals of clarification prior to the commencement of development. The fee should be proportionate to the level of the development and the level of uncertainty surrounding the form of development and associated provision for permitted development. The Council would also request that consideration be given within the Bill to the necessity to indemnify councils in the matters relating to retrospective approval or alternatively give robust investigatory powers and appropriate resources to determine such applications |
56 – Directions etc as to method of dealing with applications | Provision may be made by a development order for regulating the manner in which applications for planning permission to develop land are to be dealt with by Councils and the Department and in particular (a) for enabling the Department to give directions restricting the grant of planning permission by a council…. (b) For enabling the Department to give directions to a council requiring it to consider imposing a condition or not to grant pp without satisfying the dept that such a condition will be imposed or need not be imposed. (c) For requiring that councils must consult with such authorities or persons as specified by the Order. (d) For requiring the Department to consult with the Council in which the land is situated and others specified. (e) For requiring a Council (or dept) to give any applicant for pp within such time as may be specified such botice as to the manner in which the application has been dealt with. (f) For requiring a Council to give consent agreement or approval required by a condition imposed on a grant within such time as specified. (g) For requiring a council to give to dept and other persons specified such info as may be specified… | |
57 – Effect of Planning Pemission | Permission shall have effect for the benefit of the land and all persons having an estate therin. Permission for erection of building for purpose specified or if not specified for purpose for which it is designed | |
58 - Appeals | Notice in writing to planning appeals commission within 4 months from date of notification of decision. . | |
59 – Appeal against failure to take planning decision | If no decision can appeal as if refused | Council seeks clarification on the period (as may be specified by a development order) for determining applications and the responsibility for prescribing the period. |
60 – Duration of Planning Permission | Development must be begun within 5 years of date on which permission is granted or such other period as the authority considers appropriate having regard to LDP and other considerations. Exclusions given. | |
61 – Duration of Outline Planning Permission | Application within 3 years in case of reserved matter Development begun by later of 5 years from grant of OPP or 2 yrs from final approval of reserved matters. | |
62 - 63 | Further detail on duration / termination due to time limit, including completion notices to be served. | |
64 - Effect of Completion notice | Department must confirm and can change details. | |
65 – Power of Department to serve completion notices | Dept can serve but must consult council. | Council seeks justification as to the provision at 65-(1) for the Department to serve a completion notice itself instead of the Council serving the notice under Clause 64. Council notes that the Department shall consult with the Council if the Department is serving a completion notice; Council seeks clarification as to which authority has the final say on the serving of a completion notice under Clause 65. |
66-71 – Changes, revocation or modification of Planning Permission | Details given on when/how this can be done by Council and Department | |
72 – Orders requiring discontinuance of use or alteration or removal of buildings or works | If it appears to a council that it is expedient in the interests of the proper planning of an area within its district (including the interests of amenity) regard being had to the local development plan and to any other material considerations that any use of land should be discontinued or that any conditions should be imposed on the continuance of a use of land; or that any buildings or works should be altered or removed; the council may by order require the discontinuance of that use within such time as may be specified in the order, or impose such conditions as may be so specified or require such steps to be taken for the alteration or removal of the buildings or works as the case may be. An order may grant pp for any development of the related land subject to conditions specified… The pp which may be granted under this includes the development carried out before the date on which the order was submitted to the Dept under S73, with effect from date development carried out or end of limited period. Council makes the order. | |
73 – Confirmation by Department of S72 Orders | Don’t take effect unless confirmed by the Department. Council must serve notice on the owner and occupier and any other person affected. Must specify time period to give person opportunity to appear before and be heard by pac. | |
74 - Power of Dept to make section 72 Orders | Detail given | |
75 – Planning Agreements | Any person who has an estate in land may enter into an agreement with the relevant authority facilitating or restricting the development or use of land in any specified way; requiring specified operations or activities to be carried out in, on, under or over the land; requiring the land to be used in any specified way; requiring a sum or sums to be paid to the authority / NI Dept on specified dates; Can be subject to conditions / timescales Dept must consult the Council Further detail given on breaches to planning agreements etc. | Council notes that Council will be the ‘relevant authority’ in relation to all ‘planning agreements’ except those relating to applications where the Council has an estate in the land and those applications made to the Department (the Department must consult with the Council on all planning agreements for development within the Council area). |
76 – Modification and discharge of planning agreements | By agreement. Dept must consult council. Person can apply for modification. Relevant authority must determine and give notice of determination within prescribed period. | |
77 - Appeals | If relevant authority fails to give notice in 76(8) or determines that a planning agreement shall continue to have effect without modifications the applicant may appeal to PAC. | |
78 – Land belonging to councils and development by Councils | Applications to be made to Department. | This is typical of a section where clarification as to the intention and implications of the Bill would be helpful |
Part 4 – Additional Planning Control | ||
Chapter 1 Listed Buildings and Conservation Areas | ||
79 | Department to compile lists etc | |
83 | Council can serve building preservation notices etc on non-listed buildings | The Council welcomes additional measures to protect the built environment but further consideration must be given to the additional resource capacity needed to carry out the function. |
84 | This clause provides that carrying out unauthorised works on a listed building will be an offence, and sets out the penalties and the circumstances when works on a listed building may be defended from prosecution. It further establishes when works for demolition, alteration or extension are authorised and excludes ecclesiastical buildings from the workings of this provision. | The fine of £30,000 does not seem a sufficient deterrent to prevent the unauthorised demolition of listed buildings, notwithstanding the possibility of imprisonment for the offence. |
85 | Applications to Council for Listed buildings consent | Council seeks clarification of the circumstances whereby an application for listed building consent would be referred to the Department instead of the Council. |
88 | Council receives applications but must notify dept. | Clarity on role of Council and Department required |
89 – Decision on application for listed building consent | Council role (can be dept depending on circumstances) Can be refused or granted either conditionally or subject to conditions. | Further consideration be given to the additional resource (expertise) capacity needed to carry out the function. |
91 – 92 – Power to decline subsequent / overlapping applications | ||
103 – Conservation Areas | A council may designate areas of special architectural or historic interest within its district the character or appearance of which it is desirable to preserve or enhance. Dept can also determine areas within council districts. | Council welcomes the provision for Councils to designate areas of special architectural or historic merit (103) but seeks clarification of the circumstances (103(2)) whereby the Department may designate a conservation area. And also requests further consideration be given to the additional resource capacity needed to carry out the function. The council would also welcome further provisions in relation to the enhancement to conservation areas, listed buildings and the like by the introduction of a section similar to Section 215 of the Town and Country Planning Act, England and Wales. This provision would allow the Council to designate protected areas within Armagh City and District Council. Areas such as arterial routes, investment zones and gateways to the city, by appropriate enforcement powers on property owners. |
104 – Control of demolition in conservation areas | Council role, or for Council buildings the Dept. | |
105 – Grants in relation to conservation area | Dept may make grants or loans for the purpose of preservation or enhancement | |
106 – Application of Chapter 1 to land and works of councils | Shall have affect subject to such exceptions and modifications as may be prescribed. | |
Chapter 2 Hazardous substances | ||
Council consent required Dept to specify substances that are hazardous | The Council would welcome the clause but request further consideration be given to the additional resource (specialist Knowledge) capacity needed to carry out the function. | |
Offences subject to fine up to £30,000 | The fine of £30,000 does not seem a sufficient deterrent | |
Chapter 3 Trees | ||
Duty of a council and the department to ensure wherever it is appropriate that in granting planning permission for any development adequate provision is made by the imposition of conditions for the preservation or planting of trees; and make such orders | The Council would welcome the clause but request further consideration be given to the additional resource (specialist Knowledge) capacity needed to carry out the function. | |
Tree preservation orders – can be made for preservation of trees or woodlands For prohibiting cutting down, topping, lopping, uprooting, wilful damage or wilful destruction of trees except with the consent of council For securing the replanting of woodland which is felled in the course of forestry operations permitted by or under the order | ||
Chapter 4 Review of Mineral Planning Permissions | ||
A development order may make provision - mining operations of deposit of mineral waste | This Clause replaces provisions introduced by the Planning Reform (NI) Order 2006. This is anticipated to be a significant new area of work and we believe its implementation has been delayed due to lack of resources. Clarity is sought on how the current centrally held expertise located within Planning Service HQ which deals with most mineral, waste and wind farm applications will be equitably made available to all councils at time of function transfer. It is also noted that the review of mineral planning permissions may introduce compensation liabilities for councils should working rights be restricted. It would be envisaged that as many of the environmental impacts associated with mineral operations are directly related to Environmental Health functions, such a noise and dust control, that considerable resource input would be required on this function. It is not known how many sites are likely to be subject to review, however, it is known that a number of locations across Northern Ireland are likely to require detailed consideration due to the very close proximity of dwellings to mineral operations. The lack of adequate planning guidance in relation to the environmental impacts of mineral operations will make these reviews much more difficult. We would recommend that adequate policy and guidance is developed prior to the commencement of this function. | |
Chapter 5 Advertisements | ||
Display, dimensions, appearance, sites etc – consent required from council | ||
Part 5 Enforcement | ||
Clause 130 – 177 | 47 clauses | |
Includes clauses on the following: | ||
131 | Time limits – 4 years for most development | A definition is required for what is meant by ‘substantially complete’ Whilst the Council welcomes the clarity for a single dwelling house to the four year rule, this would still appear to be a short period of time and is a cause for concern, especially with regard to the potential for risk to human health. Again issues about enforcement and the provision of adequate resources are critical to ensure proactive and effective policing of planning controls and a suitable and sufficient inspection regime. It is noted that no provisions have been included which require developers to notify the planning authority on stage completion. We would welcome the introduction of a stage completion requirement as an effective means of ensuring that planning conditions are adhered to within developments. We are aware of the Departments view to evaluate experience in Scotland if similar provisions are commenced. It is recommended that appropriate clauses are included in the primary legislation to accommodate any future decision to introduce this requirement when its value is recognised. |
132 | Power to Require information about activities on land | |
133 | Penalties for non-compliance with planning contravention notice | |
134-136 | Temporary Stop Notices including restrictions and offences | |
137-139 | Issue of Enforcement Notices by Councils and Department | |
140-144 | Variation / Withdrawal / Appeal of Enforcement Notices | |
145 | Execution of works required by enforcement notice and recovery of costs | |
149-150 | Service of Stop Notices | |
152-153 | Fixed Penalty Notices where enforcement notice not complied with | |
Use of fixed penalty receipts (council can use for the purposes of htis functions under this part i.e. enforcement) | ||
155 | Injunctions | |
156-159 | Listed Buildings Enforcement Notices | The Council would support this clause, however would request consideration is given to the additional technical expertise and resources needed to carry out this function. |
160 | Urgent works to preserve building | The Council would support this clause, however would request consideration is given to the additional technical expertise and resources needed to carry out this function |
161-162 | Hazardous Substances contravention notices | The Council would support this clause, however would request consideration is given to the additional technical expertise and resources needed to carry out this function |
163-166 | Enforcement of duties as to replacement of trees | The Council would support this clause, however would request consideration is given to the additional resources needed to carry out this function. |
167 | Discontinuace orders | |
168-173 | Certificate of Lawfulness of existing use or development | |
174 | Advertisements – enforcement of advertisement control | |
175-177 | Right of entry for enforcement | |
Part 6 Compensation | ||
Clause 178 -188 | 11 Clauses | |
Includes clauses on the following: | ||
178 | Compensation where planning permission is revoked or modified. The functions exercisable by the Department under the Act of 1965 are hereby transferred to Councils | Council is concerned with the provisions of Clauses 178 – 188 which state that Council must pay compensation associated with a range of circumstances including those in relation to consents which are revoked or modified, and losses due to stop notice and building preservation notices. Council has not been afforded adequate opportunity to consider these provisions which require detailed consideration by the Council’s legal advisors before Council can make a substantive response Councils should be given indications of the potential costs of this measure based on the evidence of Planning Service in its operations |
179-188 | Includes compensation relating to minerals, listed building consent, discontinuation of use of land, tree preservation orders, hazardous substances, loss due to stop notices, building preservation notices. | As above |
Part 7 Purchase of Estates in Certain Land Affected by Planning Decisions | ||
Clause 189 - 195 | 7 clauses | |
189 | Where an application for pp is refused or granted subject to conditions and the land owner claims that the land has become incapable of reasonably beneficial use etc, the owner may serve on the council a notice requiring the council to purchase the owners estate in the land. | On initial review of this clause the Council would suggest that this provision may be unnecessary. This places an unreasonable burden on district councils even though it does appear that the provision would be rarely, if ever, used. |
191-193 | Actions by Council following service of purchase notice incl objections and referral to lands tribunal | |
194 | Effect of valid purchase notice | |
Part 8 Further Provisions as to Historic Buildings | ||
Clause 196-200 | Historic Buildings Council will continue to exist | The Council would request clear guidance on the role of the different bodies relating to listed buildings. Consideration should also be given to the additional technical expertise and resources needed to carry out this function by local councils. Responsibilities seem to be split between the Department, the Northern Ireland Environmental Agency and local councils which may cause confusion. |
Grants and Loans for preservation or acquisition of listed buildings, Endowments of listed buildings, compulsory acquisitions. | ||
Part 9 The Planning Appeals Commission | ||
Clause 201-202 | There shall continue to be a planning appeals commission appointed by FM & DFM | |
Procedure laid out. | ||
Part 10 Assessment of Council’s Performance or Decision Making | ||
Clause 203-206 | This clause introduces new powers for the Department to conduct an assessment of a district council’s performance or to appoint a person to do so. The assessment may cover the district council’s performance of its planning functions in general or of a particular function. | The Council considers that the Department should have an assessment function to help support the introduction and enhancement of the new functions for local councils. The Council would have reservations in relation to the high levels of scrutiny proposed through a number of measures by the bill. The Council considers that the emphasis from the Department should be in providing assistance to local councils in areas of poor performance rather than highlighting poor performance The Council requires clarification on information requirements by the Department for assessment which could have significant resource implications for Councils. The various formal development plan processes and local development management will involve working with external agencies, including the Planning Appeals Commission, which are outside of direct local council responsibility. The Council would suggest that consideration must be given to ensuring their statutory engagement in order to facilitate the effective management and delivery of the local planning process. |
203-204 | The Department may conduct or appoint a person to conduct on its behalf an assessment of a council’s performance of its functions under this act or of particular functions. Includes how a council deals with applications for planning permission and in particular as to the basis on which determinations have been made, the processes by which they have been made and whether they have been made in accordance with the local development plan or in conformity with advice given to the council by the Department. | The Council is concerned in relation to the level of scrutiny by the Department. The Councils processing of local planning applicants is dependent on statutory consultee duty to respond to consultation. The Council would request clarification on monitoring arrangements on consultee response performance and timeframes. A significant element of the evidence required for the proposed local plan process would not be under the control of the future councils responsible for their development. The Council would recommend early involvement to ensure the contribution to and engagement in the different stages of the development plan process is binding on all appropriate government agencies Other statutory consultees in the planning process have a key role to play in ensuring the timely delivery of statutory plans and planning application decisions which will ultimately now become a district council responsibility. The Bill could usefully consider the setting of performance standards for these agencies in the form of prescribed response periods which the Department and District Council could jointly monitor and enforce. This would avoid the situation where other consultees set their own pace for responding to a statutory process which the Council will be obliged to deliver timeously and on which we will be assessed. |
205-206 | Must notify council and report to council on findings | The Council is concerned that the Department arrangements for assessment could have significant resource implications for Councils. |
Part 11 Application of Act to Crown Land | ||
Clause 207-214 | This Act except s145, 156(6), 160 and 165 binds the Crown to the full extent authorised or permitted by the constitutional laws of NI | |
Urgent Crown Development – applications to Department | ||
Part 12 Correction of Errors | ||
Clause 215-218 | If council or department issues decision document which contains a correctable error they may correct the error in writing. Includes correction notices and effect of correction. | |
Part 13 Financial Provisions | ||
Clause 219 - 223 | The Department may by regulations make such provisions as it thinks fit for the payment of a charge or fee of the prescribed amount in respect of the performance by a council or the Department of any function under this act or anything done calculated to facilitate or is conducive or incidental to the performance of such function. | Funding and resourcing is pivotal to the Council being successful in implementing and enforcing the provisions of the proposed Bill. More detail is required in respect of proposed regulations and funding arrangements. The Council would welcome any arrangement permitting it to utilise funds raised by way of either penalty, fees in the application of any duties which it may hold under the Bill. Should consideration be given to developer contribution as is in the Republic of Ireland? Council seeks clarification on the circumstances whereby Council may be required by the Department to contribute to expenses associated with the functions of another Council. The Council would request consideration of a mechanism to oblige the relevant government agencies to work with local councils. Council would request clarification in relation to Council contributing to another Councils compensation in the case that support was not given for the proposal. |
Includes grants and bursaries, contributions by councils and statutory undertakers, contributions by departments towards compensation paid by councils. | The Council would request clarification on local council’s involvement in this grant process. | |
Part 14 Miscellaneous and General Provisions | ||
Clause 224-242 | Duty to respond to consultation, minerals, local inquiries, public inquiries, Directions Secretary of State, Directions Department of Justice, National Security, Rights of Entry, Services of Notices and Documents, Information as to estates in land. | The Department may cause a public local inquiry to be held for the purpose of the exercise of any of its functions under the Act. It is not clear who would pay for such an inquiry, and if the costs were to be apportioned, no detail of the various allocations. |
237 | Planning Register – Council must keep registers containing listed information | The Council is concerned about the use of the epic system or any other systems required to enable the planning function including the requirements of clause 237 to be met. The Council suggests that the department underwrites potential costs of future development or alterations to the software required. |
Environmental Health comments on the draft Planning Bill
January 2011
Ballymena Borough Council
by the NI Pollution Sub-group. The Environmental Health Department of Ballymena Borough Council wish to endorse the comments of by the NI Pollution Sub-Group for CEHOG in relation to the impacts of draft Planning Bill on the Environmental Health function. Comments are as follows.
It is recognised that many issues regarding the transfer of the development control function to Councils remain to be discussed in detail, not least the resources required to successfully deliver the function. In general terms, however, the principle of a greater role for locally elected members and local government in development control within their area is to be welcomed.
Part 1
Planning policy in Northern Ireland has failed to keep pace with England, Scotland and Wales. The absence of detailed policy makes development control decisions more difficult for applicants, architects and agents as well as more time-consuming for decision-makers and consultees. One of the aims of planning reform is a more efficient and expedient development control system, accordingly we would wish to see significant progress on addressing gaps in planning policy, specifically we would welcome progress in relation to noise pollution and land contamination at the earliest opportunity.
Part 2
The introduction of Local Development Plans within (and across councils) is welcomed as a means of bringing greater local accountability to decisions on the use of local land. The principle of a ‘Plan Led’ system is welcomed; however, the Local Development Plan must be evidence-based and be supported by comprehensive and robust planning policy. The Department should clarify as a matter of urgency the status of the current and draft Area Plans and detail how it is envisaged these will integrate with new Local Development Plans. Furthermore, Councils will need to consider how to integrate their Corporate Strategic Objectives into Local Development Plans and how to ensure that all relevant council interests, (including environmental health issues such as amenity protection, Local Air Quality Management, land contamination, obesity prevention etc) can be supported by the Local Development Plan.
In addition, as information vital to good Local Development Planning is held by external bodies such as Roads Service and NI Water, we believe that a statutory requirement should direct these bodies to facilitate the provision of information to Councils for the purpose of preparing and reviewing Local Development Plans.
The introduction of a Statement of Community Involvement is also welcomed but is also recognised as a new burden on Councils. The Statement of Community Involvement (SCI) must clearly integrate with Local Development Plans and any Community Planning functions. Knowing when and how the public will be able to engage with both the plan preparation process and the development control process will assist in providing a framework for full and open consultation and community engagement. However the proposed guidance on SCI content should provide clarification and direction for all stakeholders on how public concerns can be fully integrated into the decision-making process, and what weight community concerns may realistically receive to help manage public expectations arising from the process.
The principle of ‘front-loading’ the development control process is welcomed as a more efficient means of addressing local concerns. The requirements upon applicants for major development should ensure that efforts are made to address local concerns prior to the application being submitted. This should aid developers in understanding the likely issues surrounding their proposal, and indeed the viability of their proposal, before application and similarly should shorten the length of time before a decision can be made on the application for planning permission. Again, clear guidance will be important to help provide clarity on the interpretation of what activities will satisfy the minimum consultation requirements that are to be prescribed by proposed Regulations.
We would request further clarification and discussion in relation to the introduction of simplified planning zones. In principle the planning reform proposal should result in a more effective and speedier planning process which would eliminate the need for simplified planning zones.
The granting of Simplified Planning Zones needs careful site-wide consideration prior to their establishment. Much of the development within urban areas will be brownfield development therefore there will need to be express provision to provide the necessary soil investigation reports prior to such designation.
We would recommend under Clause 38(1)b that the following be included within the lands subject to exclusion from simplified planning zones:
The proposed inclusion would help safeguard human health.
The development control system in Northern Ireland has in recent years been the subject of criticism for the length of time taken before a final decision is made on an application. In relation to Environmental Health’s current role as a consultee to Planning Service the single most significant cause of delay is the poor quality of submissions from applicants. This is in a large part due to the lack of planning policy to direct the quality and content of such submissions. It is understood that similar concerns are held both by Planning Service and other consultees. It is hoped that the move to a front-loaded application system may help, however, the need for comprehensive planning policy remains. Furthermore, a greater level of validation should be incorporated into the process whereby poor quality or incomplete applications are not accepted. This would result in a more realistic representation of councils’ performance in relation to development control by eliminating from the system applications which through no fault of the council cannot be progressed. It is not clear if the proposed Bill permits enhanced validation procedures that will then give councils a robust mechanism to return inadequate applications. This must be clarified, or confirmation given that subordinate legislation can accommodate this important requirement.
Issues relating to amenity, nuisance and human health, including land contamination, should also be addressed as these are of equal if not greater significance than the issues highlighted in Clause 40 (3) and a greater emphasis should be placed on whether a site is fit for its intended end use. Consideration should be given to their inclusion as an additional sub-paragraph under 40 (3).
We believe that applications for development already carried out without the benefit of permission should attract an additional fee as a means of discouraging developers from avoiding the development control system. The proposal in Clause 219 to accommodate this is welcome.
The scope within this section is welcomed as a means of indirectly addressing impacts of development. We would consider that the current Article 40 approach has been underused in Northern Ireland and has resulted in an element of uncertainty to developers. We would support a revision to the method of obtaining developer contributions which would be linked to policies and infrastructure needs identified as part of the local development plan and community plan process.
The focus should be upon local impacts and the provision of appropriate local infrastructure linked to the scale / impact of the proposal.
Part 4 – Chapter 4
This Clause replaces provisions introduced by the Planning Reform (NI) Order 2006. This is anticipated to be a significant new area of work and we believe its implementation has been delayed due to lack of resources. Clarity is sought on how the current centrally held expertise located within Planning Service HQ which deals with most mineral, waste and wind farm applications will be equitably made available to all councils at time of function transfer.
It is also noted that the review of mineral planning permissions may introduce compensation liabilities for councils should working rights be restricted.
It would be envisaged that as many of the environmental impacts associated with mineral operations are directly related to Environmental Health functions, such a noise and dust control, that considerable resource input would be required on this function. It is not known how many sites are likely to be subject to review, however, it is known that a number of locations across Northern Ireland are likely to require detailed consideration due to the very close proximity of dwellings to mineral operations. Again the lack of adequate planning guidance in relation to the environmental impacts of mineral operations will make these reviews much more difficult. We would recommend that adequate policy and guidance is developed prior to the commencement of this function.
Part 5
Conditions attached to planning permission are currently a matter for the Planning Service to enforce. With the proposed transfer of a development control function to councils it would be envisaged that Environmental Health (who regularly request that conditions be attached to permission granted) and indeed other Council Departments would become more heavily involved in the monitoring and enforcement of such planning conditions. This will have resource implications for any Council Department involved in this work. Furthermore, given the relationship between conditions attached to planning permissions and other statutory functions of Councils, such as the investigation of noise complaints, Councils must consider the best means of communication between Planning and Environmental Health functions.
In addition, it is noted that no provisions have been included which require developers to notify the planning authority on stage completion. We would welcome the introduction of a stage completion requirement as an effective means of ensuring that planning conditions are adhered to within developments. We are aware of the Departments view to evaluate experience in Scotland if similar provisions are commenced. It is recommended that appropriate clauses are included in the primary legislation to accommodate any future decision to introduce this requirement when its value is recognised.
We would welcome the option of the use of Fixed Penalty Notices as a means of more efficient enforcement action.
Part 6
Concern is expressed regarding the overview statement on page 6 of the ‘Explanatory and Financial Memorandum’, which states, “any compensation liability arising from the Departments decisions will fall to district councils". This suggests that Councils will be exposed to future compensation claims arising from planning decisions taken by the Department. There is also some ambiguity in relation to decisions made by Planning Service prior to the transfer of function. The primary legislation must make it clear that any such liabilities arising from any Department decisions remain with the Department, and explain how any such claims are to be administered. The full implications of any such compensation liabilities needs to be transparent and more information must be provided to local government.
Part 9
We are aware that the March 2010 Government response endorses the awarding of costs. However, it is not clear whether the draft Bill provides the function to the PAC. We would seek clarity on how this capacity has been accommodated within the Bill.
The Bill does not prevent the introduction of new material related to the application following the making of the appeal. We would still support the inclusion of this measure as a means of discouraging frivolous appeals or the use of the appeals system as a means of achieving a decision made based upon information not previously available to the council (or Department), and hence to the potential disadvantage of other consultees and / or third parties. In the absence of any explicit provision in the Bill, we would encourage the PAC to review their administrative procedures to ensure new information is shared well in advance of any hearings.
Part 14
It is noted that this provision may require consultees to report on their performance to the Department. It is envisaged that consultee relationships may be subject to a Service Level Agreement or Memorandum of Understanding. As the development control function will largely be the remit of Councils who will be scrutinised for their performance, we would recommend that this provision be amended to also include the submission of performance data to Councils from their consultees. This will allow Councils to better manage the consultation process and address any issues with consultees.
In considering the Planning Bill, we would suggest that the following are potential omissions within the legislation.
i) Section 215 - Power to require proper maintenance of land.
We would request consideration be given to the potential inclusion within the Planning Bill of a similar provisions as set out within Section 215 of the Town and Country Planning Act 1990 of England and Wales, which would allow Councils to manage the amenity of an area. The details of Section 215 are outlined below:
(1) If it appears to the local planning authority that the amenity of a part of their area, or of an adjoining area, is adversely affected by the condition of land in their area, they may serve on the owner and occupier of the land a notice under this section.
(2) The notice shall require such steps for remedying the condition of the land as may be specified in the notice to be taken within such period as may be so specified.
(3) Subject to the following provisions of this Chapter, the notice shall take effect at the end of such period as may be specified in the notice.
(4) That period shall not be less than 28 days after the service of the notice.
We are conscious that the Bill consultation provides a fundamental framework for the future planning function; however, we would seek clarification on Councils’ role in drawing up regulations and guidance that will underpin the new regime. With the proposed transfer of function to Councils they should be closely involved in the drawing up of the regulations and guidance.
Mr Cathal Boylan
Chair of the Environment Committee
Northern Ireland Assembly
Room 245
Parliament Buildings
Stormont
BELFAST
BT4 3XX 20 January 2011
Dear Mr Boylan
After discussion of the issues in the Bill the comments below will be submitted for endorsement by Banbridge District Council at its meeting on 24 January 2011:-
The Council welcomes the transfer of Planning to Councils. Local representatives have a close relationship with their elected areas and therefore understand the needs, demands and views of their local communities. The Council seeks to develop and shape its District to promote the social, economic and environmental growth. Planning is a critical tool in this development.
While the Council can understand the tight legislative timescale the consultation period with a key stakeholder ie Local Government has been very short and inadequate for such a detailed and critical piece of legislation.
The proposals need to be considered within the context of the cross cutting issues that arise from the Local Government Reform Proposals, the Finance Bill and Planning Fees consultation. Additional time is required to fully consider the implications and provide a strategic, meaningful and informed response.
The objective of the consultation is to lay a strong foundation for the future transfer of the Planning function and the detail in this enabling legislation therefore requires careful consideration e.g. legal liability, proposals relating to compensation, governance issues, resourcing, implications of the power of intervention and the inherent liability that could arise from the overlapping central/local government roles.
From a council perspective, it is also essential that the governance requirements of the corporate body are met and as such the Bill which was released in December 2010 will need to be considered within council committee structure prior to agreeing a response by the full council.
While much improvement has been achieved within Planning Service the Council still believes there are major improvements required to make it fit for purpose. For example we still have many out-dated Area Plans, delays in major applications, delays in Appeals. The Council would require Planning Service to engage in meaningful dialogue to ensure that when the service transfers it is fit for purpose.
There are major resource shortfalls within Planning Service currently. Any transfer of Planning should be cost neutral to Councils. Therefore a review of fees and staff complement to ensure that when the transfer occurs that it will not be at additional cost to the Council.
A robust agreed ethics and standards regime is required prior to transfer of Planning to Councils. These proposals are contained within the Local Government Transfer Bill. These Bills need to be synchronized to ensure that the reformed Planning system can work with the confidence of the public
With the eventual transfer of Planning to Councils it would be important that Councils have some input into the governance and management arrangements of the 5 streamlined divisional offices. They will transfer to
Local Government and therefore any long term financial or structural commitments should be discussed with Local Government in advance.
Detail on the pilots due to commence in 2011 is still not available with three months to go. The Council is not aware of the pilot proposal or how the pilots will operate.
Sufficient capacity within both central and local government sectors is vital to ensuring emerging service delivered in cost effective/efficient manner. New proposals eg. new local development plan system, preparation of community statements, pre-determination hearings, annual audits/monitoring are likely to have significant resource and capacity implications for councils upon transfer. Ssubstantial investment to develop capacity and skills is necessary. Scope for duplication resulting in inefficiencies eg. planning agreements, designation of conservation areas, TPOs and issuing enforcement notices.
The Council is concerned that local authorities have had only a minimal role to date in shaping the proposed planning system. If the sector is to assume responsibility for a new system, it must have confidence that it will be a workable arrangement. Only by embracing the sector will the Department help engender the necessary trust to ensure the future success of the system.
Yours sincerely
Chief Executive
1. Introduction
Belfast City Council recognises the need for a reformed Planning System within Northern Ireland and welcomes the opportunity to submit its views on the Planning Bill, seeing it as progressive and instrumental in supporting reform.
The Council considers that an effective local planning function offers the potential to bring to fruition the new community planning role to be given to councils, enabling a much more strategic and integrated approach to be taken to the social, economic and physical regeneration of local areas and in improving the quality of life of citizens. The Council therefore welcomes the recognition of Community Planning as being fundamental in the hierarchy of the development plan formation. It also welcomes the increased importance attached to community participation in the determination of major planning applications.
The Committee will be aware that the Council had made a detailed response, in 2009, to the original Departmental consultation “Reform of the Planning System in Northern Ireland: Your chance to influence change" which set out proposals for planning reform. In cross-referencing the Council’s original response with the provisions as set out within the Planning Bill, it would appear that a number of concerns expressed by the Council have not been fully addressed.
The comments, as set out within this response, therefore reinforce previous views expressed by the Council. They are intended to be constructive and seek to ensure that the reform proposals contained within the Planning Bill are maximised in the interests of enhancing the customer experience, improving social outcomes for the citizen and achieving an efficient and effective service.
The following response sets out both a high-level commentary on the proposed reform of the Planning Service and the general tenor and focus of the Planning Bill, highlighting any potential omissions. Detailed commentary is provided also on the individual clauses as set out within the Bill.
It should be noted that in responding to the Planning Bill, the Council is conscious that much of the detail around the out workings of this legislation (such as the definition of regional development and the criteria for both departmental intervention and call in procedures) may be set out within the subsequent subordinate legislation (regulations) arising from the Bill.
Belfast City Council feels that, in accordance with good practice, the Department should ensure that local councils are consulted in the drafting of the relevant detailed subordinate regulations in respect of information requirements, timeframes and processes involved. This is particularly the case in respect of:
The Council would commend that the underpinning principle for moving forward should be consultation on any regulations which materially affect the future discharge by councils of any function.
2. General Comments
As noted by the Executive at its second stage debate on the Planning Bill on 14th December 2010, the Council would be concerned that the short timescale set for the provision of ritten
evidence to the 248 clauses set out within the Bill (one of the largest to come before the Assembly), may make it difficult for many respondents to undertake any detailed due diligence review of the proposals put forward and the impact upon the future administration of the functions.
The Council is aware of the separate, but associated consultation underway on Local Government Reform which sets out proposals which will inevitably impact upon the future administration of planning functions by Councils (e.g. proposals in relation to governance, ethical standards, decision-making processed, performance frameworks etc). It would appear that the reform of the Planning Service, as set out within the Planning Bill, has been considered almost in isolation from these other matters. Due consideration will need to be given to the important interconnection and sequencing of these two strands of legislation.
Accordingly, the Council would like to take this opportunity to highlight its concerns in relation to the recent announcement made by the Environment Minister on 30th November regarding the restructuring of the Planning Service and the creation and composition of the proposed new Belfast Area Office. The Council is surprised that due consideration had not been given to the possibility of the new Belfast Area Office covering those district areas which comprise the Belfast Metropolitan Area – an already recognised spatial area as part of the Belfast Metropolitan Area Plan.
Notwithstanding, the Council would seek further clarification from the Department in relation to how the new Area Offices will operate and, in particular, the prioritisation of workload, allocation of resources and the resolution of potential disputes within the proposed new Belfast Area Office which covers 5 council areas.
The Council would also request any supporting information which informed the Minister’s decisions in regards to his restructuring proposals and creation of the Area Offices including, for example, a breakdown of current and anticipated future resources; any assessment of ratio of applications to staff pre and post restructure etc.
Whilst the Council recognises and accepts the necessity for regional oversight, it would be concerned that the proposed scope and level of intervention and scrutiny by the Department (e.g. reserve powers, monitoring, call-in, scrutiny, intervention, performance assessment, reporting and direction), of the future administration of planning functions by councils may create unnecessary tensions and potential delays in the process. It is suggested that the level of oversight/intervention is overly bureaucratic, process driven and may, in fact, militate against local democracy and accountability.
The Council would also seek further clarification and detailed guidance on the proposed call-in arrangements afforded to the Department for planning applications being progressed by councils. The Council would suggest that the scope and application of such call-in arrangements by the Department should be limited.
Under Section 15 (1) of the Bill provisions are set out whereby the Department can intervene in circumstances whereby development plans being prepared by Councils are deemed to be ‘unsatisfactory’. The Council believes that this clause is open to wide interpretation and would, therefore, seek clarification and definition of the term ‘unsatisfactory’. The Council would recommend that in accordance with good practice, the Department should ensure that local councils are consulted in the drafting of the relevant detailed subordinate legislation which emerges from this Clause.
There are a number of areas of responsibility outlined in the Planning Bill which duplicate functions between the Councils and the Department (e.g. drawing up planning agreements; the designation of conservation areas; the making of tree preservation orders and the issuing of enforcement notices). The Council considers this as an unnecessary repetition of responsibility and resources which has the potential to cause unnecessary confusion within the planning process.
The Council considers enforcement as an important function of the development management process and welcomes, in principle, the provisions as set out within the Planning Bill to further enhance the enforcement element of the planning process. Clearly it will be important that appropriate resources are made available to councils to administer the enhanced enforcement role envisaged and that the Department provides greater clarity on this issue. The Councils own experience in dealing with the current enforcement side of the planning process is that it is under resourced and that this/ any absence of enforcement only serves to undermine the entire planning process.
The Council would seek further clarification on the intended obligations to be placed upon designated consultees to respond in a timely and appropriate manner and the role of the Department and council in ensuring compliance with such obligations. This is particularly important in respect to the ability of councils to meet the proposed new ambitious timescales for processing planning applications and developing local area plans.
The Council would also seek clarification within the Bill as to the process for managing advice received from consultees and the obligation placed upon councils to take on board such advice and manage conflicting views.
Under Section 26 of the Bill provisions are set out giving the Department jurisdiction in relation to developments of ‘regional significance’. Given the potential for key developments within Belfast being designated as being of regional significance, the Council would seek further clarification as to the process envisaged by the Department for the determination of planning applications. Again, the Council would seek further engagement by the Department and Committee in the development of the associated subordinate legislation on this matter. In many respects, the Minister for the Environment will have the final say in the determination of regionally significant applications. When it is considered that the respective Minister in the Republic of Ireland is not even allowed to decide upon any planning application, let alone a regionally significant one, it might be worth entrusting the determination of regionally significant applications in Northern Ireland to the Planning Appeals Commission. In so doing, the impartiality and independence of the decision-making process will be maintained. Also, the Ministerial power to appoint persons other than the PAC to conduct hearings should be applied only in the most exceptional of circumstances, such as in those instances when the workload of the PAC delays the programming of the hearing in a timely fashion.
The Council would be concerned that inadequate consideration has been given to the resource and financial implications for councils of implementing the new regime and would seek further engagement with the Department in this regard. For example, one of the objectives of the reform of planning is to make it faster and more accessible to the public. The provision of a comprehensive web service is considered essential in this regard. Hence, the detail of just how the new ePIC internet service will be transferred to Councils will be a key operational consideration that has obvious resource implications.
If councils are to ensure the effective administration of planning functions and the maintenance of service continuity, it will be important that sufficient resources are available to support the level of transformation and additional responsibilities, processes and requirements embodied within the reform proposals. This also needs to be considered within the context of the recent proposals for significant downsizing of Planning Service staff. The Council would commend that the transfer of planning functions to local government should be cost-neutral at the point of transfer.
It is important to note that the Planning Service with its full complement of staff and resources has been unable to ensure full development plan coverage and therefore, due consideration will need to be given to the resource implications for councils in meeting this aspiration as set out within the Planning Bill.
Given the significant resource implications required in the preparation of the proposed local development plans, the Council would seek assurances within the Planning Bill that the local development plans will be the primary material consideration for planning applications.
The Council recognises that there is a critical need to ensure that there is sufficient capacity within both central and local government to ensure that the reformed planning service is delivered in an effective and efficient way both pre and post transfer of specific functions to councils.
The reform proposals as set out within the Planning Bill including, for example, the new local development plan system, preparation of community statements, a new role of pre determination hearings, annual monitoring reporting, audit and reporting of performance, are likely to have significant resource and capacity implications for councils when functions transfer. The new councils will have limited experience in statutory planning delivery requiring the development of significant capacity and expertise.
Supporting Members’ development will be a critical element of ensuring the effective administration of planning functions when they transfer to councils. This is further necessitated by the fact that under the local government reform proposals, councils will inherit a new governance, decision making and ethical standards regime which will coincide with the transfer functions to councils and will inevitably underpin the future administration of planning functions by councils.
The Council believes that given the delay in the Local Government reform process and the recent proposals announced by the Environment Minister in his announcement to the Assembly on 30th November regarding potential planning pilots, there is a real opportunity to strengthen the relationship between the Planning Service and councils, enhancing the joint capacity of both and ensuring vital learning is gained in advance of the full transfer of the function as part of the RPA. This approach could facilitate the exploration of potential synergies with the existing Council functions and the additional responsibilities proposed for transfer as part of the wider RPA process.
3. Omissions
In considering the Planning Bill, the Council would suggest that the Power to require the proper maintenance of land to enable the protection of the general amenity of areas is potential omissions within the legislation.
The Council would request consideration be given to the potential inclusion of powers to require proper maintenance of land within the Planning Bill of a similar provisions as set out within Section 215 of the Town and Country Planning Act, England and Wales, which would allow councils to manage the amenity of an area. The details of Section 215 are outlined below:
(1) If it appears to the local planning authority that the amenity of a part of their area, or of an adjoining area, is adversely affected by the condition of land in their area, they may serve on the owner and occupier of the land a notice under this section.
(2) The notice shall require such steps for remedying the condition of the land as may be specified in the notice to be taken within such period as may be so specified.
(3) Subject to the following provisions of this Chapter, the notice shall take effect at the end of such period as may be specified in the notice.
(4) That period shall not be less than 28 days after the service of the notice.
The timescale for the consideration of the Planning Bill has prevented the Council from fully considering the potential omissions including the issues of the award of costs and the acquisition of land for planning purposes.
4. Conclusion
There are many positive attributes included in the proposals for this Planning Bill. However the Council would have concerns in relation to the overall resource required to make the Planning System, which does seem more comprehensive, functional.
We recognise that many additional requirements will emerge as a result of the subsequent regulations and believe that the transfer and set up of this system will be fraught with difficulties. We would therefore anticipate that there will be many appeals and legal challenges to the new system before a status quo is formed. We believe that the Planning Appeals Commission would therefore require additional resourcing in order to process these challenges, the determination of which will help form the basis of the new system.
Mr Cathal Boylan MLA
Chairperson
Committee for the Environment
Room 247
Parliament Buildings
Stormont
Belfast BT4 3XX 14 January 2011
Dear Chair
Please find enclosed Belfast Healthy Cities’ evidence submission for the Committee Stage of the Planning Bill.
Belfast Healthy Cities welcomes the opportunity to provide evidence for consideration during the Committee Stage. We would be pleased to expand on any of the points contained in our submission, should that be helpful.
Yours sincerely
Director
Evidence submission to the Planning Bill Committee Stage
14 January 2011
Belfast Healthy Cities welcomes the opportunity to submit evidence for consideration at the Committee Stage of the Planning Bill. This is a very important Bill, as it will shape not only physical development, but also social and environmental outcomes for the foreseeable future. Because planning has such a major impact for all people and sectors in Northern Ireland, it is vital that the Bill reflects all the key issues.
Our submission focuses on how the Bill can help create not only economic, but also social prosperity and wellbeing for all, and draws on evidence that shows how planning legislation, policy and practice shapes people’s health and wellbeing as well as how it affects health and social inequalities. Appendix 1, extracted from our recent publication Healthy Places: Strong Foundations, gives a brief outline of the links between land use planning and health. The full publication is enclosed with the submission.
Belfast is a designated Healthy City, and a leading member of the World Health Organization (WHO) European Healthy Cities Network, with a strong track record of meeting WHO goals and objectives. Belfast Healthy Cities is a citywide partnership working to improve health equity and wellbeing for people living and working in Belfast, and responsible to WHO for the implementation of requirements for designated WHO European Healthy Cities. Our focus is on improving social living conditions and prosperity in a healthy way, through intersectoral collaboration and a health in all policies approach. Key partners include Belfast City Council, Belfast Health and Social Care Trust, Bryson Group, Department of Health, Social Services and Public Safety, East Belfast Partnership, Northern Ireland Housing Executive, Planning Service, Public Health Agency, Queen’s University of Belfast and University of Ulster.
Belfast Healthy Cities’ office has a staff team dedicated to working with partner organisations to facilitate and support change. The office also acts as the link between the city and WHO, and Belfast currently provides the secretariat to the Network.
Healthy urban environment (HUE) is a core area of our work and focuses on highlighting how the physical environment impacts on people’s lives, health and wellbeing. Our work has focused on collating evidence and building capacity among planners and other built environment professionals, as well as health professionals, on how the built environment affects health and wellbeing.
We would be happy to expand on any of the points in this submission, should that be helpful.
The key points of this submission are:
There may also be scope for considering planning mediation as an element of the community engagement process, which is not referred to in the Bill at present.
Key areas of concern and the Clauses they affect
Clause 1, subsection 1. This subsection of the Clause states the purpose of the planning system as “securing the orderly and consistent development of land and the planning of that development". However, this wording serves to separate planning and development from outcomes or impacts of planning and development, and therefore does not utilise an opportunity to shape these outcomes by stating what the desired outcomes are. This is at present outlined in planning policy and guidance, but including the broad, high level aims in the Bill would strengthen opportunities to indeed secure orderly development, but in a desired direction. It would also support a move to a more collaborative approach to planning, as planning as a specific function would have clarity as to what it aims to achieve, in addition to managing the process of planning control.
Belfast Healthy Cities would recommend amending this Clause to reflect the above, as has been done in other jurisdictions. For example, in the Republic of Ireland the stated purpose includes “proper planning and sustainable development". Sustainable development also features strongly in relation to planning in the Localism Bill recently introduced in the Westminster Parliament. Incorporating definitions of the key terms would further improve clarity.
Belfast Healthy Cities would recommend incorporating ‘wellbeing’ into this section, as a desired outcome of planning, so that subsection 1(1) sets out the Department’s responsibility ‘to secure proper planning, community wellbeing and sustainable development’, and to provide policy that secures this in an orderly and consistent way. Both planning and development have very profound impacts on the wellbeing of people, which in turn affects the economic wellbeing of the region as a whole. For example, the recent trend of increasing suburban, low density development has increased reliance on the car. This trend is linked to a fall in physical activity and the rise in obesity, which increases demand for health care, and also reduces productivity throughout the economy. Similarly, the growing number of out of town and edge of town commercial development has reduced the viability of town centres, which is associated with a loss of social cohesion and local identity that support mental and social wellbeing.
Finally, consideration should be given to incorporating a reference to the duties of the Minister, which at present are given no attention. While it is important and helpful to clearly state the functions of the Department, also outlining the duties of the Minister would strengthen democratic accountability and transparency, which are of paramount importance for building trust in the planning system, that in turn is so critical for building sustainable prosperity.
Clause 1, subsection 2. It is to be welcomed that achievement of sustainable development is included as an objective for the Department. Sustainable development is essential not only to protect the natural environment, but also to protect people and communities, and ensure long term economic prosperity. Human health and wellbeing is also dependent on a healthy natural environment, while a successful economy requires a healthy population.
However, Belfast Healthy Cities believes a stronger wording of the Bill would be appropriate, to stress that sustainable development is a priority. For example, the subsection could state ‘..with the objective of securing sustainable development". Indeed, we believe consideration should be given to including sustainable development as a desired outcome of the planning system in subsection 1. As noted above, this has been done in other jurisdictions, and it would create a strong basis for the new hierarchy of plans, which provides clarity and direction for all stakeholders.
It is notable that this reference to contributing to sustainable development is not included in Part 3 on planning control. There appears therefore to be a risk that the provisions of Clause 1 on sustainable development are diluted in the process of planning control and management, and the overall impact reduced. Incorporating a clause similar to Clause 1.2 in Part 3 would help avoid such a situation, and also create clarity.
Clause 1, subsection 4. It is to be welcomed that this Clause incorporates social and environmental characteristics of an area among topics on which the Department can conduct surveys. In particular, the socioeconomic composition and population structure has an influence on what type of development is relevant, and also what type of specific conditions or protections may be required. For example, people in the most deprived population groups areas are more likely to suffer ill health than others, and potentially hazardous development near more deprived areas may compound previous risks and generate additional health burdens, for individuals and society.
This Clause should include wellbeing, for example under subsection (a) as ‘characteristics and wellbeing’. This would help ensure that the information on which planning policy and guidance is based incorporates the fullest possible evidence on what promotes the overall positive development of a given area.
Clause 2. Belfast Healthy Cities strongly supports the requirement for the Department to prepare a statement of community involvement. This is important from the perspective of empowering communities and underpinning participative democracy, both of which strengthen community wellbeing and confidence in public administration. It can significantly help achieve the best possible outcomes of planning policy and planning control, as the knowledge and expertise of people and communities is captured effectively. In addition, engaging people from the early stages of the process through to decision making is a good way to improve effectiveness, as it can reduce representations at a late stage.
A statement of community involvement can provide an effective link to community planning, which also hinges on greater community engagement in planning and delivering services. The Bill could help create a link by stating how a statement should, or could, link to community planning structures potentially being developed in the next few years.
It would be helpful to include some further detail on the expected content of the statement, formats for engaging people, definitions of relevant communities and groups to be engaged, and arrangements for review. It would also be important to incorporate a requirement to assess the potential impact of the statement, in particular in relation to Section 75 groups and more deprived areas/population groups. Similarly, the effectiveness of the statement should be monitored, in particular in terms of its impact on these potentially vulnerable groups.
The Localism Bill currently going through Westminster Parliament includes considerable detail on citizen engagement, and may provide potentially useful and relevant models.
It may be useful to consider referring to planning mediation in the Bill, which is not included at present. This is a process where an independent party facilitates negotiation on disputes or contested issues/plans, and can help strengthen community engagement, as well as improve the quality and effectiveness of decision making.
Clause 3, subsections 1-3. The comments made above in relation to Clause 1.2 apply also to these sections.
Clause 4. As in relation to Clause 2, Belfast Healthy Cities strongly supports the requirement for local authorities to develop a statement of community involvement, and the comments made in relation to Clause 2 apply to this section also.
We also note that subsection 6 provides a useful outline of key considerations in relation to the statement. We would suggest that the same provisions could be stated in a separate subsection dealing with the expectations about what a statement should look like. Clarity of this type could be very helpful and help avoid situations where consultation in different areas is undertaken in very different ways, with the potential for raising disputes.
It would also be important to outline at earliest opportunity to what extent, if at all, how statements developed by local authorities should link to the Department’s statement. At minimum, guidance should be provided on the procedure for ensuring due engagement in cases where the Local Development Plan process (or major applications) is called in by the Department.
We would stress that engagement of communities throughout the process is a vital element for effective and equitable community engagement. A requirement to include in the statement a clear indication of how people’s views will shape decision making, and how this will be monitored, goes a long way towards achieving this. In addition, this is a key way of increasing confidence in the system, which both strengthens community wellbeing and improves effectiveness of the system (as representations and conflicts are reduced).
Detailed guidance in relation to statements of community involvement will be required, in particular covering instances of joint plans. This is vital to ensure people in all areas have adequate opportunities to participate and be heard in the process.
Clause 5, subsection 2a. There is a notable discrepancy between the wording of the duty to consider policies and guidance by the Department for Regional Development in this section and section 1.3, in that section 1.3 states “must be in general conformity", while this section states “must have regard to". It would appear appropriate to make the duty in both cases similar, in order to secure consistency across policies. Belfast Healthy Cities believes the stronger wording provides a better basis for securing consistency and clarity, in that it establishes a hierarchy of conformance.
Clause 6. Belfast Healthy Cities supports the structure of Local Development Plans, divided into a plan strategy and a local policies plan. This approach will offer a basis for linking land use planning to community planning, which is important as land use affects the planning and delivery of most public services. It can also create greater flexibility in relation to specific areas of interest.
We note that there is no mention of community planning in the Bill, although the planning reform is intended to run in parallel with local government reform. It would be important to create a strategic link to community planning in the Bill, in order to facilitate the most effective operation of both land use and community planning.
We would also stress that the process of introducing Local Development Plans and associated responsibilities to local authorities will require new skills from local officers and elected representatives. A programme of capacity building is vital to ensure the system operates as accurately and effectively as possible from the outset.
Clause 6, subsection 3. This section creates an expectation that conflicts are resolved in favour of the newest policy. However, it provides no indication of how it can be ensured that for example specific protections are not reduced in this way, without full examination. Clarification of this would be helpful.
Clause 7. There may be scope to consider setting an upper time limit for preparing Local Development Plans, in order to ensure plans remain timely and current, and avoid the potential for confusion caused by lengthy delays.
Clause 8, subsection 2. Comments made above in relation to Clause 1.1 are relevant also to this section.
Clause 8, subsection 3. It would be helpful if the Bill gave more detail on the required form and content of the plan strategy. This would help create a level playing field across the region, and ensure that plans in all areas are developed in a comparable and equitable way. It would also create clarity from the outset and ensure the strongest possible basis for dealing with any issues or concerns that may arise.
Clause 8, subsection 5. The comments made above in relation to Clause 5, subsection 2a apply to this section as well.
Clause 8, subsection 6. Belfast Healthy Cities supports the introduction of a requirement to carry out sustainability appraisal, although it would be welcome to clarify at earliest possible opportunity how this differs from, or relates to Strategic Environmental Assessment. Incorporating this requirement becomes particularly valuable in relation to the independent examination, and can help ensure that sustainable development – in all its facets - is considered appropriately in the plan, as Clause 10 states all requirements under Clauses 7 and 8 must be satisfied.
We understand that detailed guidance on how to apply this methodology will need to be developed separately, but it would be helpful if the Bill gave basic details about the format and content it expects. Again, this would help create an equitable and level situation for all local authorities.
Sustainability appraisal offers potential opportunities to integrate a number of key issues, including health and wellbeing. Belfast Healthy Cities, which has developed considerable capacity on Health Impact Assessment, is currently exploring opportunities with statutory agencies in Northern Ireland to develop such an integrated tool. We would be happy to expand on this at a suitable time.
Clause 9. Comments made above in relation to Clause 8 apply also to this section.
In addition, it would create clarity if the Bill gave a broad outline of the type and/or level of policies local authorities are expected to develop. For example, the English local development plan system includes Area Action Policies, which can make particular provisions for specific areas within a locality, such as areas where very rapid – or very limited – change is to be expected or desired. In addition to clarity, this would create appropriate flexibility both between and within local authorities. Clause 10, subsection 6. Belfast Healthy Cities supports the provision that any person who makes representations seeking to change a local development plan will have the right to be heard in person. This safeguards in particular people, and communities, with more limited capacity of submitting written representations, which is important to ensure equity between all population groups.
Clause 11, subsection 1. It would be helpful if the Bill, rather than subordinate legislation, gave an outline of the reasons and circumstances under which a local authority can withdraw a local development plan document. This would create clarity and provide a strong basis for dealing with any disputes that may arise.
As noted under Clause 2, it would be important to also outline at earliest opportunity the procedure in relation to the statement of community involvement and ensuring appropriate opportunities for communities to continue to participate in the process, in these cases.
Clause 13. Including greater detail on the required intervals and formats for review in the Bill would be helpful. This would reduce the scope for very varying interpretations and practices, and help ensure equitable provisions for people across Northern Ireland.
Clause 14. Comments made above in relation to Clause 13 also apply to this Clause.
In addition, Belfast Healthy Cities supports the flexibility granted by subsection 14 (1). It is important, however, that provisions are made to ensure that all relevant persons are made aware of a proposed review, to maximise accountability, transparency and an opportunity for relevant persons to make representations.
Clause 17-18. Belfast Healthy Cities supports the provision for joint plans across local authorities. This can help ensure meaningful development of a larger area, and help reduce the potential for competition of any kind between local authorities.
In relation to Clause 18, greater detail would be helpful on the circumstances in which the Department may direct two or more local authorities to prepare a joint plan. Detailed guidance in relation to statements of community involvement will be required to ensure people across the relevant area have adequate opportunities to participate and be heard in the process.
Clause 20. Comments made above in relation to Clause 5 (2a) also apply to this section.
Belfast Healthy Cities welcomes the inclusion of the Office of the First Minister and Deputy First Minister among Departments whose guidance is highlighted. It would be helpful if any subsequent regulations or guidance highlighted that relevant guidance from OFMdFM also includes policy in relation to equality and poverty. Planning and development can have a significant impact on both equality and poverty, and ensuring alignment with existing policy in these fields would help avoid unintended outcomes that may result in increasing disadvantage.
Part 3 – Planning control
Clause 25. Belfast Healthy Cities accepts the division of development into major and local, and believes that this will enable appropriate attention to be focused on each development application or proposal. While we appreciate that the detail around the classification must be included in separate subordinate legislation, it would be helpful if the broad thresholds were given in the Bill. Similarly, it would be helpful if the Bill could outline circumstances in which the Department may reclassify a development proposal. This would create clarity and help all interested persons and stakeholders assess the process accurately from the outset.
Clause 27. Belfast Healthy Cities strongly supports the introduction of pre application consultation, which is an important way to inform and involve relevant persons in shaping development proposals, and promoting participative decision making. Pre application consultation can also help ensure that development supports the needs in the relevant area.
Comments made in relation to Clauses 2 and 4 apply also to this section. We would further stress that the Localism Bill currently going through Westminster Parliament includes a significant level of detail on requirements for pre-application consultation, including format, content and acceptable publicity. For example, this Bill incorporates clauses where applicants must be able to contact the majority of people in an area and must provide a statement of how they have responded to consultation. These can provide a ready made and helpful model for Northern Ireland. Incorporating this detail creates both clarity and confidence for the public, and can help create an empowering and inclusive, high quality yet timely planning process.
Clause 28. This section would benefit from greater detail on the required form and content of the report. It would also be important to include a duty on the person conducting the consultation to take responses to it into account in the report. This would strengthen accountability and transparency, and provide reassurance to persons participating in the consultation that it is a valuable exercise. It could also help speed up the application process, by reducing the likelihood of objections at a later date. In addition, such a provision would strengthen the provisions of Clause 50.
Clause 30. Belfast Healthy Cities supports the provision for pre determination hearings. While we appreciate that the detailed procedure cannot be incorporated in the Bill, we would at this stage like to stress that any subordinate legislation or guidance on this should set clear minimum criteria. This would ensure high quality and equitable practice across Northern Ireland, and help build confidence in the system, while not removing the scope for flexibility and choice by individual local authorities.
Belfast Healthy Cities would welcome clarification in the Bill as to whether making or altering a Simplified Planning Zone, if this does not coincide with the preparation of a Local Development Plan, amounts to a revision of the Plan. In particular, we believe it is important to clarify what external consultation is needed in conjunction with this, so that relevant persons have clarity on how to make representations. This is important also to ensure accountability and transparency, and build public confidence.
Belfast Healthy Cities believes that it is important to exclude conservation areas and areas of natural importance from simplified planning zones, as stated by Clause 38(1). We believe it would be desirable to also make specific provisions for cases where a zone is proposed in an area of high deprivation. While development in itself may not be objectionable in such an area, provisions should offer existing residents mechanisms to be heard and safeguarded against for example large scale decanting, as this will harm established communities, with potential risks for social exclusion, and also create risks to the wellbeing of individuals.
Clause 51. Belfast Healthy Cities supports the requirement to consider environmental effects of a proposed development as part of considering a planning application. We would suggest that consideration is given also to incorporating effects on humans, and in particular equity, human health and wellbeing. This would help ensure that all development contributes to sustainable social and human development, and avoid unintended negative outcomes for people affected by any given development.
Such consideration may take a number of formats. A potentially useful model is Health Impact Assessment (HIA), which provides both a methodology and concrete tool for assessing the potential health impacts (positive and negative) of a proposal, and making recommendations for how to maximise benefits. HIA has been successfully used to inform decision making elsewhere, including in England where an increasing number of regeneration projects and spatial plans incorporate at least some element of HIA. In practice, HIA is often carried out at the request of a public sector organisation, but a key principle of the concept is that all interested stakeholders are involved on an equal basis.
Belfast Healthy Cities has developed considerable experience on Health Impact Assessment, and would be happy to expand on this, should that be helpful.
Belfast Healthy Cities has also led the development of a set of indicators that can be used to monitor how regeneration affects health, equity and wellbeing of local residents. The aim of the set is to help ensure both that regeneration improves health and that regeneration successfully contributes to economic renewal, as the issues are interdependent: a healthy economy requires a healthy population and cohesive, skilled and engaged communities. It includes both existing and new indicators under a total of five domains, including economic, social, environmental and access issues, plus neighbourhood indicators.
The project has been undertaken with the support of EU funding under the Urbact II fund, by a partnership including Belfast Healthy Cities, Belfast City Council, Belfast Health and Social Care Trust, Northern Ireland Housing Executive, Public Health Agency and the five Belfast Area Partnerships. The indicators are currently being tested and piloted on concrete regeneration proposals in Belfast, including the regeneration of Templemore Avenue School in east Belfast and the housing regeneration in the Village area of south Belfast.
We would be happy to expand also on this model, should that be helpful.
Belfast Healthy Cities note that no reference is made in the Bill to third party right of appeal (TPRA). We believe it would be very important to include provision for this in the Bill. There may be scope to introduce it initially as a transitionary provision, while the return of planning powers to local authorities embeds. At this stage, TPRA is particularly important to safeguard a transparent and credible planning system.
Third party right of appeal is important to ensure quality decision making, and helps ensure equitable, balanced and participative decision making by offering relevant interested persons full opportunities to participate throughout the process. As such, it can be seen as complementing the strong emphasis on community engagement in the Bill, and a way of ensuring and testing that development is in the public interest. It can also be viewed as a way of safeguarding the rights of landowners neighbouring a particular proposal site. In addition, the existence of this provision is likely to provide an incentive to invest in pre-application consultation, which can as noted above speed up the planning process.
It is important to note that TPRA can be introduced in a number of formats, including different limitations that help ensure it is used appropriately – for example, limiting the types of development it applies to, the parties who have a right to appeal, and through the use of costs. For example award of costs, or a charge for making an appeal, is likely to deter vexatious or frivolous appeals, and the scaling of fees can be used to strengthen this deterrent.
Alongside provisions for TPRA, it may be useful to also consider referring to planning mediation in the Bill, which is not included at present. This is a process where an independent party facilitates negotiation on disputes or contested issues/plans. It can help strengthen community engagement by offering opportunities to be heard and air concerns for all parties, as well as improve the quality and effectiveness of decision making by reducing conflicts prior to appeal stage.
In relation to these Clauses on planning agreements, Belfast Healthy Cities notes that no reference is made in the Bill to a community infrastructure levy or similar arrangement. We believe consideration should be given to introducing this, at a time to be specified, in order to increase planning gain. Such a requirement may also help ensure development is well considered; it may be worth noting that the ‘ghost estates’ in the Republic of Ireland have resulted in costs to the councils within which they are located. In addition, these estates have had impacts on the wellbeing of those residents who remain in these areas, in particular in relation to mental wellbeing.
We also note that the Localism Bill currently going through Westminster incorporates a community infrastructure levy and makes detailed regulations around this.
The links between land use planning and health
Drawn from Healthy places: Strong Foundations, Belfast Healthy Cities, April 2010. Available at http://www.belfasthealthycities.com/publications.html.
Land use planning shapes people’s everyday living environment and through it people’s health and wellbeing. Land use that supports local services and facilities, green and open spaces and good connectivity can underpin improved health and wellbeing. Through supporting local communities it can also contribute to a vibrant and sustainable economy.
Access, economy and wellbeing
Locating key job hubs close to residential areas, as well as integrating good transport links with land use development, improves physical access to jobs, education and other essential services for all population groups. This can strengthen equity, as it reduces or simplifies travel, which can be a barrier for vulnerable groups. In particular it can benefit people from lower socioeconomic backgrounds, who are less likely to own a car but more likely to have low paid jobs.[1]
Mixed land use can also improve access by altering perceptions. Especially in more deprived neighbourhoods, mental images of where suitable jobs are located and what places are safe to go to can affect job search.[2]
Vibrant places support the economy. Vibrant, active places help sustain existing and generate new local business opportunities, as they increase footfall and people’s willingness to spend time and money within the local area. As an example, experiments with pedestrianising town centres in England have indicated increased use and associated economic benefits. Even small businesses can help sustain or regenerate a local high street, through generating footfall to other businesses. Squares can support more informal economic activity, such as markets, which also can be essential for social cohesion and interaction.[3] There is also increasing evidence that house buyers are willing to pay a premium for a positive sense of place, and living in a walkable environment with easy access to key services.[4]
Places support equity. Economic development of the type outlined above can also have a positive impact on equity, by creating new job opportunities within the local neighbourhood. Local jobs are particularly significant in more deprived areas, because people in these areas may face a range of barriers to employment elsewhere, from transport to personal attitudes. Positive impacts can be maximized when new businesses and workplaces aim to fit within the area, in terms of offering jobs and services that local people can access and benefit from.[5]
Social networks thrive in local places and economies. Locally available services and public space encourage active use of the neighbourhood. This physical dynamic supports natural social interaction and can strengthen social capital and social cohesion. Greater housing density can create the ‘critical mass’ for supporting local provision.[6] Mixed tenure can further support cohesion across socioeconomic groups, which is vital to support wellbeing as well as job readiness across groups. Such ‘community spirit’ is an important support for mental wellbeing, and a prerequisite for developing resilient communities with a strong, positive identity and ability to tackle challenges. Cohesive communities are also likely to be less affected by anti social behavior, which provides public cost savings.[7]
Places shape lifestyles. Places that offer local destinations of interest, such as shops, schools, services and greenspace, within a reasonable distance can encourage people to walk and cycle, which is vital for preventing and treating obesity, as well as reducing emissions from motorized travel. Tackling obesity can bring about considerable savings, as it has been estimated that obesity and associated conditions cost the UK economy about, and may cost £50 billion per year by 2050.[8]
Good urban design supports wellbeing and prosperity. Design that focuses on active uses facing the street – whether this includes shops, cultural and community uses or dwellings with windows overlooking the street – creates a welcoming atmosphere that encourages use of the street. It also contributes to place making, which focuses on integrating land uses in a specific space, in ways that respect and meet people’s needs. In particular, design that encourages active use of urban space generates social life, which is essential to sustain visitor interest and can help underpin economic development and stability.[9]
Careful design can improve community safety. Active frontages and streets that are populated for most of the day provide natural surveillance, which can improve both actual and perceived safety. Over time this can reduce anti social behaviour and crime, with associated cost savings for the public sector and police. Safe communities also support mental wellbeing, and are important for social cohesion.[10]
Health is the result of many factors, which are outlined in figure 1. The figure highlights that living conditions determine health, by shaping the choices people can make. In short, it illustrates that while lifestyle choices ultimately determine health, wider social factors crucially influence them.
The figure shows that the built environment and land use policy are crucial for health and wellbeing. For example, well designed, maintained and safe urban environments encourage people to actively use their neighbourhood and help create strong social support networks. Greenspaces are vital supports for mental wellbeing and can also strengthen the local economy, for example by attracting visitors. A walkable, well connected environment encourages active use of the neighbourhood, including physical activity.[11] This supports health directly and can also strengthen environmental health through reducing reliance on cars, which contributes to good air quality and safer roads.
Source: Barton & Grant 2006[12]
What the figure does not show is how differences in living conditions result in differential health outcomes. Health inequalities are defined as such differences in health, which are avoidable and therefore can be considered unjust. Striving for equity is not about ensuring that everyone has the same level of health, but about providing fair conditions that allow everyone to attain their full potential.[13]
Income and social status are key determinants of equity, or inequality. The level of income has a decisive influence on material living conditions. Social status affects both self esteem and mental wellbeing, and ability to alter those conditions. People on low incomes and in lower social groups are more likely to die young and suffer ill health, primarily because their physical and social living conditions are poorer.[14]
There is also increasing evidence that having or perceiving low social status can lead to chronic stress, which contributes to physical health risks. Stress is associated for example with a higher risk of heart disease, diabetes and metabolic syndrome.[15]
The built environment can influence health inequalities significantly, although often indirectly. For example, land use that concentrates social housing at the edges of towns and/or with limited facilities and public transport connections may reduce access to work, for people without access to a car. Limited maintenance of the built environment or greenspace can add to the stress of living on a low income. Especially poorly maintained greenspace can negatively impact on people’s image of an area and residents’ sense of place.[16]
A quarter of the Northern Ireland population is obese, and over half is overweight. Figures in England are similar and obesity costs the NHS an estimated £4.2 billion per year.
If current trends continue, it has been estimated that obesity will cost the UK economy £50 billion per year by 2050, through increased need for healthcare, increased incapacity to work and lost productivity at work.[17]
Air pollution reduces average UK life expectancy by about eight months. Each year an estimated 50,000 people die prematurely because of air pollution, which also damages ecosystems.[18]
Around 100 people die each year in road crashes in Northern Ireland. UK wide, the estimated value of preventing all casualties was £17.9 billion, of which about £10 billion involves human costs, £5.6bn damage to property, £2.5bn lost output and the remainder public costs and insurance.[19]
In 2007, the Public Accounts Committee found that missed outpatient appointments alone cost the Northern Ireland NHS £12million in 2007.[20]
Transport problems have been identified as one factor why people miss appointments.[21]
In 2006, 34% of households in Northern Ireland were classified as fuel poor. Fuel poverty is predominantly an issue for lower income and older households: 75% of households with an income under £7,000 were fuel poor, dropping to 25% of households in the £15,000-£19,999 income bracket. In total 43% of households with a head aged 60-74 were fuel poor, compared to 28% of households with a head aged 40-59.[22]
[1] Barton, H & Grant, M (2006) ‘A health map for the human habitat’. The Journal of the Royal Society for the Promotion of Health 2006, 126 p 252-253
[2] Green, A & R White (2007). Attachment to place, social networks, mobility and prospects of young people. York: Joseph Rowntree Foundation. Available at http://www.jrf.org.uk/publications/attachment-place-social-networks-mobility-and-prospects-youngpeople
[3] N Dines & V Cattell (2006) Public spaces and social relations in east London. York: Joseph Rowntree Foundation. Available at http://www.jrf.org.uk/publications/public-spaces-and-socialrelations-east-london.
[4] Litman, T (2010). Where we want to be: home location preferences and their implications for smart growth. Victoria Transport Institute, Victoria (CAN) 2007. http://www.vtpi.org/sgcp.pdf
[5] Taylor, M (2008) Transforming disadvantaged places: effective strategies for places and people. York: Joseph Rowntree Foundation, http://www.jrf.org.uk/sites/files/jrf/2255.pdf
[6] Barton, H (2009) ‘Land use planning and health and wellbeing’. Land Use Policy 26S (2009) S115–S123
[7] Morrissey, M, Harbison, J, Healy, K, McDonnell, B & Kelly, J. December 2006. Mapping Community Infrastructure in Northern Ireland: Development of a Methodology to Map Community Infrastructure and Inform Public Investment in Geographic Communities. Belfast: Community Evaluation NI & Community Foundation for Northern Ireland, http://www.ceni.org/res_rep.htm
[8] The Foresight programme (2007) Tackling obesities: future choices. London: Government Office for Science. Available at http://www.foresight.gov.uk/OurWork/ActiveProjects/Obesity/KeyInfo/Index.asp.
[9] Gehl, J (2008) Life between buildings. Copenhagen: Danish Architectural Press (reprint, originally published 1972).
[10] Barton, H and Tsourou, C (2000) Healthy Urban Planning. London: Spon Press.
[11] Barton, H (2009) ‘Land use planning and health and wellbeing’. Land Use Policy 26S (2009) S115–S123
[12] Barton, H & Grant, M (2006) ‘A health map for the human habitat’. The Journal of the Royal Society for the Promotion of Health 2006, 126 p 252-253
[13] Commission on the Social Determinants of Health. Closing the gap in a generation: health equity through action on the social determinants of health. WHO, Geneva 2008., www.who.int/social_determinants/en/
[14] See eg. Marmot. M. ‘Economic and social determinants of disease’. Bulletin of the World Health Organisation 2001; 79:906-1004. http://www.who.int/bulletin/archives/79(10)988.pdf
[15] Marmot, M & Wilkinson, R.G. 2006 (eds). The Social Determinants of Health, 2nd edition. Oxford: Oxford University Press. Preview available at http://books.google.co.uk/books?id=x23fpBPC3_gC&dq=social+determinants+of+health&source=gbs_summary_s&cad=0
[16] Bell, S, V Hamilton, A Montarzino et al (2008). Greenspace and quality of life: a critical literature review. Stirling: Greenspace Scotland, available at http://www.openspace.eca.ac.uk/pdf/greenspace_and_quality_of_life_literature_review_aug2008.pdf
[17] The Foresight programme (2007) Tackling obesities: future choices. London: Government Office for Science. Available at http://www.foresight.gov.uk/OurWork/ActiveProjects/Obesity/KeyInfo/Index.asp.
[18] House of Commons Environmental Audit Committee (2010). Air Quality: Fifth report of session 2009-10. London: The Stationery Office Ltd. http://www.publications.parliament.uk/pa/cm200910/cmselect/cmenvaud/229/229i.pdf
[19] Road Casualties Great Britain 2008: Annual report (2009). London: Department for Transport, Scottish Government & Welsh Assembly Government, London. http://www.dft.gov.uk/adobepdf/162469/221412/221549/227755/rrcgb2008.pdf.
[20] NI Assembly Public Accounts Committee. Report on Outpatients: Missed appointments and cancelled clinics. Published 6.9.2007, http://archive.niassembly.gov.uk/public/2007mandate/reports/report1_07_08r.htm.
[21] Making the case: improving health through transport (2002). London: NHS Health Development Agency (now part of NICE). http://www.nice.org.uk/aboutnice/whoweare/aboutthehda/hdapublications/making_the_case_improving_health_through_transport.jsp
[22] Frey, J, J Brown & K Russell (2009) Northern Ireland House Condition Survey 2006: main report. Belfast: Northern Ireland Housing Executive. www.nihe.gov.uk/housing_conditions_survey_2006.pdf
Draft Planning Bill
Submission of views to the Environment Committee
The Belfast Metropolitan Residents’ Group (BMRG) was formed in 1998 to make a community input into strategic planning. It is an umbrella group for twenty four community groups in the greater Belfast area. Over the past twelve years the BMRG has made numerous detailed contributions to policy formation.
We would be grateful if the Committee would consider the following matters:
The Bill takes a devolved English planning model, in which large councils (many of which administer services to populations large than that of Northern Ireland) and applies it to NI. We think this is a very bad idea. We think that it will result in a system which will in practice be more like that of the Republic of Ireland, where the devolution of planning powers to County Councils has been little short of disastrous, and a major contributory cause of the distorted building patterns which have driven the country into its present dire financial straits.
These proposals will politicise planning. This is not necessarily a good thing. Developers and councillors frequently enjoy close relationships. How is corruption to be avoided? The reform scheme offers no proposals in this regard. Developers contribute significant amounts of money to political parties. Full and transparent disclosure of donations will be required in conjunction with these proposals.
The idea that giving planning powers to councils will make planning more ‘democratic’ and accountable is naïve. Councils are institutions which can serve their own ends, not necessarily the wishes of the community, particularly on planning issues, and the two things are not properly distinguished in the proposals. Councillors often serve their party machines, showing little independence, and are adept at distancing themselves from unpopular decisions, effectively making themselves unaccountable. In practice, electoral considerations will not require councils to take account of public opinion on planning issues. Electors vote the way they do based on a complex range of issues. The clear chain of accountability assumed in the Bill does not exist.
It is naive to think that area plan ‘looseness’ will facilitate local democracy. Its actual effect will be to give the already powerful more power, and make planning less accountable.
Too much power is being vested in councils. The community is not properly mobilised in the legislation. To be genuinely progressive, the Bill should see the transfer of real power to the community, creating a THIRD TIER within the scheme (centre, councils, community). We suggest this be done by giving the community STATUTORY RIGHTS OF PARTICIPATION, conferring on them the various rights that go with this position.
The SCI is of questionable value. The concept seems woolly and unfocussed. Some means will need to be found to make community involvement genuine, and more than a box ticking exercise.
The best way to guarantee the sustainability of council-made area plans is to require them to conform with the RDS, which needs to be more fully integrated in area plan making. The Bill sidelines the RDS and the whole idea of a ‘plan-led’ system. This is madness. The RDS’s policies are the outcome of the most thoroughgoing consultation ever undertaken by the DoE, a process that involved thousands of consultees and years of work. This made the RDS the most authoritatively mandated component of our planning system. However, the RDS depends on area plans for its implementation. The Bill suggests that local area plans should only ‘have regard’ to the RDS. This is meaningless, and will fatally weaken the RDS. Plans that are in ‘conformity’ with the RDS will be required if its objectives of sustainability and enhancing the environment are to be realised. If you are not going to insist on this, then junk the RDS, for it will be a waste of time and money.
The Bill does not adequately address the issue of coherence and the fulfilment of regional goals, which every area must play its part in. If decision making is to be consistent across plans (as well as within them) then a higher standard of conformity with the RDS will be required.
We believe there should be THREE CLASSES OF DEVELOPMENT, not two as proposed. The second category (local) should be subdivided into two, and a new category (‘minor’) should be created below the local. Minor applications should include things like a conservatory or a roofspace conversion. Local applications should include things like the demolition of a house and its replacement by two dwellings. In ‘local’ developments by this definition pre-application consultation should be required. Without revision, the vast bulk of applications will fall into the local category, to which no consultative ‘front loading’ applies. They will therefore remain as contentious as they under the present system. This is not progress.
Further, all applications by a district council should be handled centrally, by the Planning Service. The circumstance in which the local council is ‘both judge and jury’ should not be allowed to arise.
The Bill makes no mention of Third Party Appeals. Third Party Appeals offer a cheap and effective way of improving the quality of development management decision making.
Why do so many bad developments get planning permission? Is it because the Department is incompetent and incapable of distinguishing good from bad? Is it because the policy and regulatory framework is insufficiently robust? Or is it because developers are overly advantaged under the current system? We would suggest that it is the latter. The availability of an applicant’s right of appeal powerfully biases the current system in favour of applicants. Both applicants and third parties should have this right, or neither should have it, and planning authority decisions should be final, with perhaps a filtered system to allow appeals on points of principle.
A powerful bias works on planning officials charged with deciding applications. On the one hand they can approve the application, and have a quiet life. On the other they can refuse it, and face having their lives being made hell by developers’ barristers, planning consultants, etc., at the Planning Appeals Commission.
The best way to remove the bias is via the introduction of a filtered Third Party appeal system. This need not adding significantly to costs (which would vary according to the level of filter applied) but will add markedly to the quality of decision making. As for the question of speed of processing, the question must be asked, what do we put a higher premium on, good decisions or fast ones? We believe the public interest lies in good decisions, and that this long view is the more important. In the interests of equitability, the bias in the current system should be removed.
We would be happy to discuss any of these points with the Committee.
With thanks,
Yours etc.
Honorary Secretary, Belfast Metropolitan Residents’ Group (BMRG)
Dear Sirs,
Re Consultation on Planning Bill
In response to the above we would state that we fundamentally disagree with the concept of devolving planning powers to Councils in Northern Ireland.This creates uncertainty when developers and the public requires certainty in this area. It is better that developers have certainty of planning rules so that they know they cannot build in certain areas or that certain areas have restrictions such as height or massing or conservation rules which are enforced strictly. Provided the rules are consistently enforced the developer should have less expense in trying to pursue development which ultimately will be turned down. The present laxity in enforcing rules leads developers to try to move the goal posts sometimes successfully but sometimes unsuccessfully leading to extra nurgatory expense by the developer. The move of planning powers to Councils will lead to more inconsistency and uncertainty which may lead to a deteoriation of the environment and the attractiveness of Northern Ireland as an inward investment location or tourist destination.. Also it will result in uncoordinated planning across Council boundaries. ( Was that not the reason along with the objective of avoiding abuse that planning was removed from district councils and centralised originally?).Proper planning of development is actually an encourager of long term economic development as it ensures development takes place in the right places and is sustainable It ensures other areas have restricted development to preserve the environment which ultimately will encourage ecomomic development through tourism and inward investment being attracted by the overall attractive environment which has been preserved.The move to Councils will also encourage Councillors to be under more pressure from local constituents to approve applications which in the greater interest of the overall Northern Ireland community should not be allowed.We should avoid the example of the Republic of Ireland where unrestricted development in many Council areas led to a culture of unrestricted building in areas where ultimately houses or development was not required and was unsustainable. This led to the uncontrolled boom in house building which ultimately led to the economic crash due to the unsustainability of many of the developments in the long term.
We would generally support the submission of the Belfast Metropolitan Group relating to the Planning Bill.( We enclose a copy of their submission). They too are opposed to the devolution of planning powers to the Councils on similar grounds to our own objections detailed above.However we would primarily argue that there are sound economic reasons to keep planning centralised to ensure coordination , consistency , certainty and sustainability in planning decisions.
Yours Sincerely,
David Flinn
Chairperson
Planning as an Enabler: Submission of Evidence on the Planning Bill to the Committee for the Environment
Chartered Institute of Housing in Northern Ireland
January 2011
The Chartered Institute of Housing (CIH) Northern Ireland is the professional body for people involved in housing and communities. It is a registered charity with a diverse and growing membership of over 22,000 national and international members. The CIH in Northern Ireland has over 500 members working for public, private and voluntary organisations and educational institutions. Our primary aim is to ‘maximise the contribution that housing professionals make to the wellbeing of communities’. The CIH seeks to achieve this by supporting a network of professionals in the sector through the development of policy and practice solutions, research, publications, training, events and professional qualifications.
As a member of the Ministerial Advisory Forum on Planning Reform, the Chartered Institute of Housing (CIH) is pleased to submit this paper to the Committee for the Environment to help inform its consideration of the Planning Bill.
Planning must be an enabler for economic and social goals. In particular, it must facilitate and promote an effective housing system, which meets the housing needs of the population. An effective plan-led system enables all communities to understand (and contribute to) use of land in the public interest - it results in a strategic approach to government’s intentions for use of land.
The explanatory memorandum to the Planning Bill is clear that the proposed reform changes ‘relate to the complete overhaul and redesign of the development plan and management systems’. The CIH welcomes this approach and would urge that the final bill does represent and promote this transformation of the planning system.
We would reference two reports that are highly relevant to the debate on planning reform- the report of the independent Commission on the Future for Housing in Northern Ireland (chaired by Lord Best), and Independent Review of Economic Policy (chaired by Professor Richard Barnett). Both reports made similar conclusions regarding the need for policy coherence across government, for the benefit of economic growth. We therefore welcome an approach which would enable greater coherence and strengthen the relationship between the Regional Development Strategy (RDS), the planning framework and any future housing strategy.
Lessons can be learnt from other jurisdictions regarding coherence between the RDS and planning frameworks. Since 2000, planning authorities in the Republic of Ireland have been required to ensure that development plans ‘take account’ of the National Spatial Strategy. However, this approach to ‘take account’ has been found to be insufficiently robust and is being replaced by an additional requirement to produce ‘core strategies’ whereby authorities must demonstrate how their plans will meet the objectives of the National Spatial Strategy. This positive obligation is an option which we would suggest merits consideration during the passage of the bill.
The CIH would query the potential operation of the provisions which give the Department of the Environment (DoE) a ‘default’ intervention over local government. While the principle is clearly the right one, it is difficult to see how it can be applied under the framework being proposed in the bill. Other commentators have suggested that the default could work whereby it is informed by a land use strategy for Northern Ireland, which would guide all those involved in making decisions on the management and use of land in Northern Ireland. The CIH strongly supports this view.
Housing’s role in the achievement of economic goals is undisputed and is reiterated in the Commission on the Future for Housing’s report. However, the integration of the housing and planning systems in Northern Ireland (strategically rather than institutionally) has never been achieved and, in our view, hinders a long term vision for land use and for our housing system. The CIH strongly believes that the planning bill should ensure stronger strategic integration between housing and planning systems to ensure:
The CIH also strongly welcomes the approach taken in the Planning Bill to apply land use planning at the appropriate scale - taking account of the strategic and regional significance of developments.
The meaningful involvement of individuals and communities in the planning process, and ultimately in shaping planning outcomes is to be strongly welcomed. However, a balance must be struck between enabling involvement while also ensuring an efficient and streamlined system that ensures that developments are brought forward in the timely manner.
The CIH is struck by the potential for collaboration across jurisdictions - and in particular between governments in Northern Ireland and the Republic of Ireland, where developments are of strategic interest to both jurisdictions, and in border areas. We would welcome greater focus within the planning frameworks on approaches for cross jurisdictional collaboration on strategic projects.
The institutional changes outlined in the Planning Bill will embed a culture of positive enabling into the planning system- away from an adversarial or reactive system. This is to be strongly welcomed.
The CIH welcomes the proposed move to a system of development management which will provide a more positive framework for the use of land. We are also strongly supportive of greater linkages with the RDS and other key strategies; however, we would like to see a requirement included whereby local councils have to actively demonstrate how their plans meet the objectives of these strategies. The CIH would appreciate further debate on the best way forward, but the key principle is to ensure that authorities take positive steps to implement the RDS, not just ‘take account of it’ or ‘have regard to it’. The CIH also welcomes the introduction of the principle of hierarchy of development, which should ensure the appropriate allocation of resources and priority to developments. We would like to see the inclusion of incentives for joint working between new local authorities, with sharing of resources and collaboration in the production and delivery and development plans where appropriate.
Finally the CIH is disappointed not to see the Planning Bill as an opportunity to introduce a form of planning gain or developer contribution, which would enable future (medium term) developments to yield a contribution to social housing and/or community infrastructure. The Commission on the Future for Housing recommended that “as market conditions improve, Northern Ireland’s form of developer contribution should be used to require house builders to ensure that social/affordable housing is provided, usually through housing associations, as a matter of course". We would welcome the opportunity for further discussion on the matter.
The planning reforms proposed will provide Northern Ireland with a spatial rather than regulatory planning system. If the reforms are implemented correctly, land use planning in Northern Ireland should be strategic and integrated - an enabler for appropriate and timely development and a positive contributor to economic development.
Many of the comments made in this paper reflect the findings and recommendations of the independent Commission on the Future for Housing in Northern Ireland and the work that CIH is engaged in to build upon those recommendations. We would welcome the opportunity to further discuss the report – in particular its recommendations with regard to the planning system and the need for greater policy coherence between housing and planning – with the Committee as part of the planning reform process, if that would be helpful.
4th Floor, Clarence Court, 10-18 Adelaide Street, Belfast, BT2 8GB
Tel: 02890 541071
secretariat-hillst@doeni.gov.uk
www.cnccni.gov.uk 13th January 2011
CNCC would wish to preface its response to the content of the Planning Bill with a general comment on the timing of this legislation with regard to other proposed changes to local government. We believe that the moving of responsibilities for many planning matters to local councils should take place at the same time as the reorganisation and rationalisation of local council boundaries and the transition from 26 to 11 councils within Northern Ireland. The proposed planning changes make no sense if they are not accompanied by this reorganisation, and we fear that the existing council structures will be unable to deal with the scale of change that is proposed. In addition we are concerned that planning functions should be transferred without a clearly articulated code of conduct for Councillors and Council staff, and without detailed training for those involved in the Planning system in governance and administrative roles.
We would also like to restate our grave concern about the lack of capacity within the existing Planning Service of technical expertise in a range of fields, including nature conservation, landscape and arboriculture, and the failure to address this in the proposed new structures. With the removal of many planning functions from the Department the expertise of NIEA in a wide range of fields may no longer be available for a wide range of vital activities. These include assessments of whether an Environmental Statements is necessary, evaluation of such Statements, and advice on biodiversity duties and implications.
CNCC also remains deeply concerned about the lack of any reference to any over-arching layer of spatial planning for Northern Ireland which could put all the local and simplified plans into perspective. While there is scope for neighbouring councils to liaise with each other, there is a real need to have a framework into which local plans can fit and relate with one another. This is a serious weakness of the proposed system.
Specific Comments
1(1) ’Orderly and consistent development’. We believe that it is important to state overtly that this is in the public interest. As expressed, a development could be ‘orderly and consistent’, but only serve the interests of certain individuals or groupings.
1(2) Sustainable Development. CNCC supports the principle of Sustainable Development strongly, but we believe that it should be clearly defined. The terms ‘sustainable’ and ‘sustainability’ may be used to convey quite different meanings (which are often misunderstood or misinterpreted), and in every case a clear definition needs to be articulated. In this context we would recommend the following definition: “Development which meets the needs of the present without compromising the ability of the future generations to meet their own needs" (Brundtland Report 1987).
In order to fulfil this commitment all bodies involved in planning need to adopt the Ecosystem Approach, giving careful and equal consideration to environmental, social and economic factors. The ecosystem approach is a strategy for the integrated management of land, water and living resources that promotes conservation and sustainable use in an equitable way. It recognizes that humans, with their cultural diversity, are an integral component of ecosystems. The UK has signed up to the use of this methodology through the Convention on Biological Diversity, and needs to put it into practice.
2. Community Involvement. The Department needs to ensure that Councils involve citizens at all levels and all stages of the planning process, achieving this through setting appropriate standards and carefully monitoring the performance of all Councils.
4. Statement of Community Involvement – CNCC is concerned that a Council would become the arbiter of who might ‘have an interest in matters relating to development in its district’. This section should simply ensure the potential for involvement of all citizens of the Council’s area in the making of all plans. There also needs to be a mechanism whereby the residents most closely affected by a proposed development are kept fully informed and involved throughout the planning process. We also believe strongly in the need for Third Party Appeals, subject to a careful screening process to avoid mischievous abuse of the system.
5. Sustainable Development – See comments above.
CNCC believes that this section could include a paragraph drawing attention to the Biodiversity Duty that will be placed on all public bodies through the Wildlife and Natural Environment Bill, and stressing the need to give full consideration to Biodiversity in the preparation of Local Development Plans.
There appears to be no mention of Strategic Environmental Assessments and who will be responsible for producing them for the plans that will be produced. This is a serious omission that should be rectified to ensure that important European legislation is complied with in the new planning process. Experience within Planning Service of the failure to comply with the legislation should be learnt from to avoid another total failure of attempts to set up a plan-led planning system.
38. Exclusion of certain descriptions of land or development.
(b) (ii) We suggest that this should read ‘Area of Outstanding Natural Beauty’ – this is a formal title, as with ‘National Park’ in the previous paragraph.
(b) (iii) We suggest ‘Area of Special Scientific Interest’, as above.
(c) We suggest ‘National Nature Reserve’, as above. We are also concerned about the status of Statutory Nature Reserves, which are part of the suite of top nature conservation sites but may not reach the standard of excellence required for designation as a National Nature Reserve. We therefore suggest that they are included in this paragraph.
We are surprised at the omission of Natura 2000 sites (Special Areas of Conservation and Special Protection Areas), designated under the European Habitats Directive and the European Birds Directive, and recommend that they are included in this list. While most are also covered through designation as ASSIs, that is not the case for all of them. In addition we believe that Sites of Local Nature Conservation Interest (SLNCIs) and Local Nature Reserves (LNRs) should also be included in this list of lands which may not be included in a simplified planning zone.
Finally we would like to express our concern with the absence of any mention of Marine Planning, and of how the terrestrial planning system will interact with the proposals set out in the consultation for the NI Marine Bill. One of the critical points raised in that consultation was on the integration of planning on land and sea, and we believe that there needs to be some recognition of this issue within this legislation.
Calvert House, 23 Castle Place, Belfast, BT1 1FY
Tel: 028 90254721/254731 Fax: 028 90254706
secretariat-hillst@doeni.gov.uk
www.cnccni.gov.uk 2nd October 2009
Marianne Fleming
Director of Corporate Services
Planning Service
1st Floor
Millennium House
17-25 Great Victoria Street
Belfast
BT2 7BN
Dear Ms Fleming
CNCC welcomes the opportunity to comment on these proposals which represent possibly the most comprehensive overhaul of planning administration in the history of Northern Ireland.
The Purpose of the Planning System (Paras 1.1 and 1.2), sets out the current purpose of the system. We consider that it should give greater emphasis to the need to;
(i) work in the public interest, rather than for the benefit of individuals and corporate bodies
and
(ii) seek to achieve the balance between economic development and protection of our “rich natural and built heritage" in a more sustainable way.
The scale of change proposed is massive and the shift from one planning authority to 11+ 1 (Councils + DoE) raises great risk of variability of application across the province. Whilst respecting the integrity of each new council it is absolutely vital that a common approach to planning policy and procedure is achieved. The proposed timescale of 2011 is an unrealistically short period to achieve all that is proposed.
Whilst the document is comprehensive in relation to the Planning System, CNCC believes that it fails to consider wider matters which are crucial to its purpose. These may have been omitted because of the strait jacket of departmental and legislative structures, but we believe they are of crucial and fundamental importance to the success of the proposed changes to the planning system.
These are:
1) The role of the Regional Development Strategy in the current review.
2) Definitions of sustainability.
3) The importance of natural environment and landscape in the planning system.
4) The dilution of professional resource and expertise arising from the creation of eleven separate planning authorities in Northern Ireland.
5) Scale of change required.
6) Consistency of outcomes across the province.
7) A Statutory Code of Conduct for elected members and officers.
The two tier framework referred to in Professor Greg Lloyd’s paper (Annex 1 Page 170-171) is not clearly enunciated in the consultation papers.
“A Regional Development Strategy needs to set out a robust Regional Spatial Planning agenda. This would translate the Regional Strategy into strategic action plans which will inform the preparation of local development plans by local authorities".
This process is not referred to in the main part of the document.
CNCC is aware of the review of the RDS announced in June 2008 by Minister Murphy DRD. Council is unaware of any thought in the current review which relates to Professor Lloyd’s requirement for a
“robust Regional Spatial Planning agenda".
Without such a foundation the proposals for local development plans and a plan-led system must be of questionable value.
Council, is extremely concerned that issues relating to natural environment, nature conservation and sustainability are missing from the topics for consultation.
The prominence given to economic and social development over Sustainability, in the absence of any reference to the natural environment and its role in underpinning sustainability and all human activity, represents a fundamental weakness. Similarly there is no reference to the natural environment in the Objectives For Reform (Para 1.23, page 26).
CNCC notes the frequent use of the word sustainability, but there is no definition of this concept in the document. Sustainable Development is defined as;
“Development which meets the needs of the present without compromising the ability of the future generations to meet their own needs" (Brundtland Report 1987).
It is recognised that the definition can be difficult to apply in many situations when complex issues have to be considered. Because of this it is too easily passed by and ignored.
If sustainability is to be a cornerstone of the new system, it demands clear thinking, debate and frequently hard (often unpopular) choices. For this reason alone it should figure both more prominently and explicitly, not only in the reform document but in all land development policy documents. This should be linked to a clear exposition of exactly what sustainability means in the context of the planning process.
There is little reference to the crucial role of the open countryside and the natural environment in the document. Whilst accepting that planning policy is proposed for review by revision of the PPS’s, CNCC believes that the reform offers an opportunity to acknowledge and enhance the role of the natural environment, nature conservation and landscape protection. In particular, CNCC would again seek to have the planning system acknowledge fully the statutory landscape designations of AONB and National Parks (when the proposed legislation is brought forward).
Without this clear inclusion there is a danger that the strategy will be perceived as fostering the effective urbanisation of the countryside and in doing so undermining one of the key economic resources of Northern Ireland.
The decision to have eleven Local Planning Authorities raises the question of the ability to command the essential and necessary planning staff and other resources. Whilst noting the comments regarding capacity (paras 8.4 – 8.9) Council remains sceptical about the ability of the new councils to access the necessary professional skills e.g. Tree Protection requires arboreal knowledge. Will every one of the eleven new councils be able to employ and access such knowledgeable staff in a timely manner?
There is currently an absence of certain skills within Planning Service itself – landscape, nature conservation, archaeology, building conservation. Currently these are provided by NIEA, but this will not be possible in the future, since NIEA will be carrying out the SEA of Development Plans, and so cannot input the expertise at that stage of the process.
In considering individual planning applications, NIEA may in some circumstances be an objector, and in others act as Statutory Consultee, so could not realistically provide advice. These skills will therefore have to be found within the system – possibly shared between groups of councils or provided by external consultancy. If the latter there would be a clear risk of compromise for CNCC fear that this is a fundamental weakness in the proposed reforms arising from the Review of Public Administration as it affects planning.
The likely future consequences of a lack of timely specialist advice are likely to be a requirement for additional funding and poor quality decisions and service.
CNCC consider that the absence of and variation in skills and resources between authorities will give rise to inconsistent and varied decisions and performances.
Northern Ireland is too small to afford such an outcome.
CNCC recommend that these problems of resources and skills, which will impact on the new councils and the planning system, be addressed as a matter of extreme urgency. They carry major implications for both the quality of the future planning system and costs of the reorganisation.
The document refers to the necessity for a ‘cultural change’ to support the planning reform. Council agrees, but believes that the scale of change required, not just in relation to land use planning, but in relation to all the powers and activities transferring to the new local councils, will be affected by the dangerously short timeframe now remaining.
The timescale for the RPA at 2011, and the absence of detail of structures for delivery, causes us to doubt the administrations’ ability to achieve such a wide cultural change within this timeframe.
Within the current system there is significant variance of outcome between different Divisional Offices. The proposed eleven authorities carry the risk of increased variability of outcome across the province. To avoid this clear strategic guidance must be available to the new councils. See response to Question 1 below.
Northern Ireland currently lacks a statutory Code of Conduct for elected members of councils. CNCC strongly believes that a statutory Code of Conduct for councillors and officials providing for criminal sanctions is a fundamental pre-requisite to local government restructuring. Land use planning with its associated economic outcomes and potential for community benefits and dis-benefits is one of the most morally sensitive areas of government.
CNCC strongly recommend the adoption of a code similar to that currently in place in England.
The LGA publication, “Probity in Planning-The Role of Councillors" ISBN Number: 978 1 84049 682 6 should be used as a basis.
Adequate resources will have to be available to effectively police this in order to provide public confidence in the devolved Planning system.
The role of the Local Government Ombudsman provides an important control but this is limited to failures to follow agreed policy. The findings are also not binding upon authorities. This should be changed to ensure that the new local authorities are required to follow the Ombudsman’s judgments and recommendations.
Yours sincerely
Chairman
Mr Cathal Boylan MLA
Chairperson
Committee for the Environment
Parliament Buildings
Stormont
BELFAST BT4 3XX 14 January 2011
Dear Chairperson
Thank you for inviting us to submit our views on the proposed Planning Bill. Please find enclosed our submission on the key elements of the Bill which will impact most on local communities. Our submission draws on our experience of advising and consulting with local communities on planning issues. Wherever possible we have made recommendations for amendments which we believe will improve the Bill.
We would welcome the opportunity to present our recommendations in person to the Committee. This would enable us to respond to any questions Committee members have on our views and recommendations.
Yours faithfully
Director
Enc
Response to Consultation on the Draft Planning Bill December 2010
Community Places
Response to Consultation on the Draft Planning Bill December 2010
Introduction
Community Places is the only regional voluntary organisation which provides planning advice to individuals and communities. We also facilitate community participation in planning and support community development by assisting groups to develop the skills, knowledge and infrastructure needed to regenerate disadvantaged areas.
We were invited by the Assembly Environment Committee to submit our views on the draft Planning Bill. In doing so we have drawn on our experience of supporting and consulting with communities on planning issues. Our comments are intended to enhance the package of reforms and ensure that the aims of the Reform are realised in practice in the years ahead.
We have compared the Planning Bill provisions with the commitments given by the Department in March 2010 in its response to the public consultation findings on its Planning Reform proposals (see Reform of the Planning System in NI – Government Response to Public Consultation March 2010). We have drawn attention to those issues where the Department made commitments in March 2010 but has not included these in the Bill.
Community Places supports the current reform of the planning system and welcomes many of the proposals and aims of the Reform particularly those that relate to the principles of pre-application community consultation, sustainable development, the planning hierarchy and the statutory duty to respond to consultation.
Purpose and Functions of the Planning System
In its March 2010 report (see above) the Department committed to incorporating tackling disadvantage and poverty and promoting inclusion and equality of opportunity in the definition of the functions of local development plans. This commitment is not reflected in the Bill.
We welcome the Bill’s proposals under Part 2 which require councils and others to contribute to achieving sustainable development when exercising functions under Part 2. However we believe the wording should be strengthened to require the Department and councils to have securing sustainable development as one of the aims of their planning functions.
The introduction of sustainability appraisals is welcome. However there is no detail on what this means nor commitment to producing guidance to local councils on how appraisals should be undertaken. In our view sustainability appraisals should include demonstrating how the development plan is delivering the Community Plan.
The Bill requires the Department to ensure that its planning policies are “in general conformity" with the Regional Development Strategy (section 1 (1)). For consistency councils should be required to do likewise when preparing a local policies plan under section 9 (6).
The introduction of provisions for joint planning by local councils (Section 17) is welcome as it may make better use of resources and improve co-ordination on strategic issues.
Community Planning
There should be a statutory link between local development plans and Community Plans. This would provide opportunities to: co-ordinate consultation on the Community Plan and the development plan; develop a shared research and evidence base; and undertake joint monitoring and review for both plans. This would avoid duplication and make best use of resources. Again this was a commitment given by the Department in its March 2010 report (see above) but it has not made its way into the legislation. As the Department acknowledged in its March 2010 report a statutory link would mirror the position in Scotland, Wales and England.
Planning Control
We welcome the introduction of the proposals in relation to the hierarchy of developments and the proposed categories of development.
The Bill requires the Department to issue regulations on the definition of each category of development. This issue was consulted on in 2009 as part of the wider public consultation on Planning Reform. Given the centrality of this issue to the future shape of the planning system the Department should issue draft regulations for consultation on this as soon as possible. The regulations should include the criteria which the Department will use when determining whether a proposed major development will be treated as a regionally significant proposal.
Section 26 (2) should be strengthened to ensure that the Department will be required to publish regulations on the consultation procedures for developments of regional significance. This will provide certainty on requirements for developers and transparency for the public and elected representatives.
We welcome the proposals set out in section 25(3) for avoiding ‘phased’ development applications which are in reality one major development. However there remains the issue of the cumulative impact of a number of local applications which, when taken together, would fall into the category of major development. The Bill should be amended to take account of this by enabling the Department to treat applications which create cumulative impact as major development applications. This would facilitate co-ordination between applicants with similar proposals and lead to better planning of infrastructure to support developments.
Pre-application Community Consultation
We are in favour of pre-application community consultation which was supported by the 2009 public consultation. However, contrary to the Department’s March 2010 commitments, the Bill does not make pre-consultation a statutory requirement. As presently worded the Bill only enables councils and the Department to introduce directions on pre-application consultation – it does not require them to do so. Furthermore, this limited reference to pre-application community consultation does not include regionally significant applications. These are serious omissions which contradict all that the Department has previously said about pre-application community consultation.
We are in favour of the introduction of pre-application community consultation reports. It is important that there is consistency, transparency, fairness and minimum standards across the whole region. In order to achieve this the Bill should require the Department to issue regulations on the form of consultation and the content of reports and issue good practice guidance on pre-consultation procedures. This is all standard practice in other jurisdictions where pre-consultation has been introduced. The absence of such clear regulations and guidance or their application on a case by case basis (as the Bill appears to permit) will lead to inconsistencies, potential unfairness and allegations of arbitrary application. This requirement on the Department would also give full expression to the Government commitments in the Department’s March 2010 report and the Bill’s Explanatory and Financial Memorandum.
We welcome the introduction of the power to decline determination of applications where pre-application community consultation has not been carried out as required (Section 50). However in the interest of fairness and transparency regulations and guidance must be issued on the standards of consultation which will be required. This approach would be in keeping with pre-application community consultation provisions in other jurisdictions including Scotland.
The pre-application community consultation report should be made publicly available at no charge and communities affected by major and regional applications should have the opportunity to comment on and have their comments considered at the point where councils and/or the Department is assessing the report. The reports should also show how the developer has given regard to the community consultation views and comments.
Guidance from the Department on the content of pre-application community consultation reports should include: the extent of community opposition or support, a list of objections and how these have been addressed and any written submissions from communities. Additionally evidence of how the application has changed as a result of the consultation process; how the development enhances the character of the area; and a statement from the community expressing their opinion on the quality and level of consultation. Pre-application community consultation should be facilitated by independent people who have been approved by the Department/Councils.
Statement of Community Involvement
The Planning Reform Order 2006 requires the Department to publish a Statement of Community Involvement (SCI). This has not been published in the intervening five year period. While we welcome the renewed requirement for an SCI we recommend that the Bill now set a date for its publication. Similarly a timescale should be established for the publication of Statements by Councils. The Bill should also require the Department to issue guidance on the procedures to be used by Councils in preparing their Statements.
These procedures should include provision for public and community involvement in the process and approval of Statements by the Minister.
Intervention and Assessment by the Department
We support the provision of Departmental intervention and default powers in relation to development plan documents as set out in Sections 15 and 16 of the Bill.
We support the proposals in Part 10 of the Bill for Departmental assessment of a council’s performance of its functions and how it deals with planning applications under the Bill. In the unlikely event that a council declines to or delays action on implementing the recommendations of an assessment report the Department should issue directions to the council.
Grants for Research and Assistance
The Bill makes provision for grants for research and the provision of assistance to communities. These provisions are however too restrictive and provide for the approval of the Department of Finance for each grant.
Grants are currently available to enable communities to respond to development proposals but should be extended to enable communities to understand and respond to planning policy proposals. This would enable communities to appreciate wider strategic planning issues and the context for individual development proposals.
The approval of the Department of Finance for individual grants is not found in relation to grants made by other Departments for research and assistance (eg grants made under the Social Needs Order by the Department for Social Development). It is a bureaucratic requirement which is unnecessary and wasteful of resources. Its removal would not impinge on the Department of Finance’s oversight functions in relation to monitoring, auditing and grant aid procedures and conditions.
Independent Examination
We welcome the proposals in Section 10 for independent examination of development plans by the Planning Appeals Commission. It is important that these are seen to be independent. The Commission is not appointed by the Department and is independent of it. We thus have some questions about the proposal in the Bill to allow the Department to appoint someone other than the Planning Appeals Commission to carry out an examination. If the Department was to do so this could cast some doubt on the independence of the examination.
Right to be Heard in Person
We are in support of the right to be heard in person at appeals and welcome the proposals in Section 173 of the Planning Bill.
Third Party Right of Appeal
The majority of respondents to the 2009 consultation on Planning Reform supported the right for Third Party Appeals. In its 2010 report which responded to the consultation findings the Department stated that further consultation on the issue would be required after the implementation of RPA. The delays in RPA implementation were not anticipated when this commitment was made. In light of this it is our view that the Department should progress work on the issue and publish a consultation paper.
Community Infrastructure Levy
The Department’s 2010 report of the Planning Reform public consultation process records that: 71% of respondents agreed that developers should make a greater contribution towards the provision of infrastructure; 21 of the local councils and NILGA welcomed the principle of increased developer contributions and 43% of developers agreed there is a case for increased contributions while one third did not.
We recommend that a new section be inserted in the Bill to reflect the support for developer contributions. This new section should provide enabling powers for the introduction of an infrastructure levy at a future date and with the agreement of the Executive.
Community Places
2 Downshire Place
Belfast BT2 7JQ
T: 028 9023 9444
F: 028 9023 1411
E: info@communityplaces.info
20th January 2011
DOE Committee - Call for Evidence on the Planning Bill
a. The Community Relations Council (CRC) welcomes the opportunity to provide evidence to the DOE Committee on the current Planning Bill.
b. CRC believes that all government policies should be embedded with the concept of building strong cohesive and sustainable communities.
c. CRC has a key interest in the planning system, in particular its contribution to building a shared and better future as set out in the Programme for Government (PfG). DRD’s Strategic planning guideline 3 (SPG-SRC) stipulates an aim to develop community cohesion: ’to foster development which contributes to better community relations, recognises cultural diversity, and reduces socio-economic differentials within Northern Ireland’[1]. CRC therefore believes that the Reform of Planning must be underpinned by a vision of reconciliation and transformation for our society. Furthermore it is absolutely critical for the future of planning that is acknowledges that it is carrying out and implementing its functions within a spatially segregated society.
a. Spatial planning allows for the development of a community vision and it is crucial the development planning process is seen as the spatial expression of community planning. Spatial planning should be anchored in examining how a development plan can connect and provide solutions to a number of community planning issues.
b. Planning should fundamentally ensure that the fabric of our social life is more than the sum of private, market-based activities. It can achieve this through fostering the development of the public realm e.g. parks, galleries etc. These public spaces can then act as places with permeable boundaries allowing ownership by all, thus preventing the creation of territories. Without a commitment to developing the public realm we end up with commercial centres with no sense of place, and which bring no benefit to the disadvantaged communities on the periphery e.g. the commercial and economic development of Belfast has had little impact on the most deprived neighbouring communities, who are often the most segregated communities, and the shared spaces that exist in the city are unevenly matched with the interface barriers across Belfast.
a. CRC is concerned at the absence of any explicit aim and objective linked to peace building in the proposed Bill and would urge the Committee to include this in the final Bill.
b. CRC recommends the development of a specific aim and objective that promotes good relations, to ensure the rhetoric and vision of cohesion and sharing becomes a reality.
CRC would like to see the inclusion of a specific reference to Equality & Good Relations in this section of the Bill, and puts forward the following:
2 (b): Exercise its functions under subsection (1) with the objective of contributing to the achievement of sustainable development, (2) have regard to the desirability of promoting good relations.
Clause 3 (a) should be extended to include
3-a-iii – to implement the requirements of the Northern Ireland Act 1998 relating to Equality as defined in sections 75(1) and 75(2).
Surveys or Studies
Clause 4 (a) should be expanded to include the physical, economic, social, environmental and segregated characteristics of any area......
The inclusion of good relations impacts and monitoring is crucial. The technical design should consider accessibility and connectivity etc.
Again CRC wants to see the inclusion of good relations objectives and mechanisms to monitor the impact/contribution to reconciliation and shared spaces. Spatial planning under Council authority should complement the current Peace Plans as required under current Peace III funding and Good Relations Strategies of district councils, as well as the regional obligations.
Clause 2 (b) - this should be a new issue and contain the following wording:
(b) the good relations impact of a development and how it contributes to community planning
Clause 2 add in new item
iv to implement the requirements of the Northern Ireland Act 1998 relating to Equality as defined in sections 75(1) and 75(2).
Clause 2 (c) ‘...other such matters’.
This section is vague and given the important connections between development planning and community planning it would be beneficial if the legislation stated what ‘other such matters’ may include and give examples e.g. Good Relations Strategies, Economic Development Strategies, Health, education and other community planning issues.
Clause 6 (C). Again this section is vague and unless a cultural shift is achieved the ‘other matters’ could exclude community planning issues. This section should include and give examples e.g. Good Relations Strategies, Economic Development Strategies, Health, education and other community planning issues.
Clause 7 (a) ‘sustainability appraisal’.
Given the role of planning in contributing to the planning and development of shared spaces in the context of a post-conflict society. The legislation should ensure that the Council has a duty to carry out an appraisal on the impact of a local policies plan on good relation in the area.
CRC recommend the expansion of this clause to include a ‘carry out an appraisal of the sustainability (and should include good relations and equality indicators)...’
Clause 21 (b)
Annual monitoring reports should incorporate indicators for shared space, accessibility, permeability etc and make recommendations for tackling negative impacts e.g. ‘a sectarian audit of the impact of all main public intervention: does it contribute to, or subtract from, the divisions that cripple community relations?[2]’.
Spatial planning should address socio-economic issues. Whether it is regional, major or local development plans aims and objectives should include the creation of sustainable, safe and welcoming spaces. The reform of the planning system must represent more than an operational and management change, and reflect a change in attitude – one that truly embraces and works for the objectives of social change, regeneration and reconciliation.
The goal should be the improvement of the physical and economic and social infrastructure of communities – not in isolation but as part of a strategic vision.
This will require a shift in how planning is done and will necessitate training for all those involved in the various processes. The Committee should therefore consider the inclusion of a clause that requires staff and relevant stakeholders (including those involved in development services) to participate in training and capacity building that focuses on the connection between development planning and community planning.
CRC strongly believes that developments of regional significance should include a duty to involve other government bodies in the development of the land in order to maximise benefits for the whole of society i.e. economic, environmental and social impacts.
Furthermore those developments which point to the emergence of a more integrated society or make a contribution/enrichment of the public realm should normally be favoured.
CRC would like to see the inclusion of a Foreword. It should specifically recognise the impact of the conflict on the planning system and the challenges it faces.
The planning system and its decision makers should support public realm developments that promote integration and not social division. Murtagh’s paper on post-conflict Belfast states ‘a sharper set of competencies to do with managing segregation, connectivity and planning gain are urgently required. This needs to be located within a clearer and simpler policy framework that places the legacy of segregation and exclusion at the heart of urban planning and regeneration. Belfast’s renaissance will be put at risk if the city simply displaces one form of segregation with another. The lateness of these processes and an understanding of experience and practice in other places may provide an opportunity to rethink the purpose and nature of spatial planning in the post-conflict city’[3].
[1] DRD-Regional Development Strategy
[2] Planning Shared Space for a Shared Future; Frank Gaffikin et al. Page 152.
[3] New Spaces and Old in ‘Post-Conflict’ Belfast, Brendan Murtagh. Page 24
Elizabeth House
116 Holywood Road
Belfast BT4 1NY
Tel 028 9067 2488
Fax 028 9065 7701
Ref: 3/15/4.11
14 January 2011
Mr Cathal Boylan, MLA
Chairperson
Committee for the Environment
Room 247
Parliament Buildings
Ballymiscaw
Stormont Estate
BELFAST
BT4 3XX
Dear Chairperson
The Consumer Council is pleased to provide evidence to the Committee for the Environment on the Planning Bill. We responded to the Department of the Environment’s (DOE) July 2009 consultation “Reform of the Planning System in Northern Ireland: Your chance to influence change". A copy of our response is appended for your reference.
The Committee’s call for evidence requested that comment be focused on key issues of concern, the clauses they affect, any clauses to be amended, added or deleted. We have therefore limited our brief comments below to areas that will concern and impact all consumers covered by the Bill.
The Bill gives effect to the Review of Public Administration (RPA) changes and defines the role of DOE and the transference of major planning functions and powers to district councils. The redefinition of the role of central government with regard to regional planning facilitated by this draft legislation must be balanced with its compatibility with wider governance.
It must be clear how local decision making will fit with a delayed RPA.
The Regional Development Strategy (RDS), currently out for consultation, is the overarching strategic plan for, amongst other topics, “the location of jobs and houses, infrastructure provision and the protection of our natural and built environment" .
The Bill would seem to retain sufficient control of policy by DOE to accommodate any outcome from the RDS consultation with clause 1 placing duties on DOE to formulate and co-ordinate planning policy in general conformity with RDS and regard guidance issued by DRD and OFMDFM.
To clarify these linkages to consumers DOE should be placed under obligation to produce clear guidance on how its policies will link with the RDS and other key strategies such as Public Transport Reform.
Throughout the Bill there are different duties placed on different parties to consult. Clauses 2 and 4 place a duty respectively on DOE and district councils to produce statements of community involvement including the involvement of persons who appear to have an interest in matters relating to development in its district or development. Clause 27 places a duty on a Developer to carry out pre-application community consultation on major developments.
The Consumer Council encourages inclusive consultation. To ensure inclusive consultation all documentation must be easy to understand. The Bill contains instruction on what must be contained in proposals of application and that regulations can prescribe the form of the consultation and the persons to be consulted. We would expect that these regulations are not restrictive.
We would repeat our request that DOE investigate the possibility of including Northern Ireland Water on its list of statutory consultees to ensure sufficient consideration is given to the provision of adequate water and sewerage services or their alternative.
Additionally, while not forming part of the Bill, we are glad that subordinate legislation and guidance will be subject to further detailed consultation as stated in the explanatory and financial memorandum.
Part 9 of the Bill continues the duties of the Planning Appeals Commission. Such a system of redress is essential. The system must be user-friendly and set up to provide the maximum support to the consumer. It is important that this process includes a limited third party right of appeal.
Like all information provided by DOE, Planning Service or the district councils a clear and easily understood guide to the appeals process should be produced.
The Consumer Council would encourage the Planning Service to continue to conduct and publish customer satisfaction surveys.
We welcome Part 10 of the Bill with new provisions for DoE to undertake audits or the assessment of the council’s performance. The findings of these assessments should be published alongside the Planning Service’s own satisfaction reports on the Service’s website.
Thank you for the opportunity to respond to the Committee on the Planning Bill. Should you have any questions please contact me.
Yours sincerely
Director of Policy and Education
The Planning Bill (As Introduced)
The Planning Bill (As Introduced) has been read by a team of officers from Craigavon Borough Council including Southern Group Environmental Health and Southern Group Building Control. Officers would wish to draw the contents of pertinent Sections to the attention of Members. These Sections have been highlighted below with direct quotations in italics and comments of officers in standard font. These comments have been made in advance of the Consultation Event organised by NILGA.
Part 2
In this part the Bill re-defines the role of the Department in relation to the proposals that Planning will substantively move to local Councils, but also sets out the obligations placed upon local Councils in their discharge of this statutory function.
In Sub-Section (1) the document states “A Council must keep under review the matters which may be expected to affect the development of its district or the planning of that development." Sub-Section (2) and Sub-Section (3) go on to state that these matters include the principal, physical, economic, social and environmental characteristics of the Council’s district; the principal purposes for which land is used in the district, issues re population and communication and “any changes which the Council thinks may occur in relation to any other matter"; and “the effect such changes are likely to have on the development of the Council’s district or on the planning of such development."
Sub-Section (4) states “a Council may also keep under review and examine the matters mentioned in Sub-Sections (2) and (3) in relation to any neighbouring Council to the extent that those matters may be expected to affect the district of the Council" and Sub-Section (5) goes on to state “in exercising a function under Sub-Section (4) a Council must consult with the Council for the neighbouring district in question." This is a considerably onerous requirement on the part of the Council which will rely a lot on members of staff having the time to collate intelligence from neighbouring Councils. It will also require a degree of openness and transparency on the part of each and every Council to make neighbouring Councils aware of what is planned for its area.
This may work against a Council which hopes to attract investment and could lead to a developer playing one Council against another in order to obtain more favourable terms.
For the Council to do this will require guidance, expertise and resources, especially as in Sub-Section (4) the “Department may direct that the statement must be in terms specified" and Sub-Section (5) “The Council must comply." Moreover Sub-Section (6) “The Department may prescribe – (a) the procedure…(b) form and content of the statement." Guidance will be required in terms of provision of a process and template that would be acceptable to the Department.
In Sub-Section (1) the Bill requires that cognisance is taken of “contributing to the achievement of sustainable development." Conditions in this regard are specified thereafter, but sustainable development is, in itself, a matter that is capable of various interpretations. These would need to be clarified and referenced.
This must be prepared and appropriate policies defined. To carry out such a function will require expertise that is currently not generally within the Council structures. If the Department is minded to provide that expertise, what will the transition arrangements be to facilitate a seamless transition from central to local government? Moreover, what financial and other assistance will be made available so that the newly located planning function does not unnecessarily impose additional burden on local ratepayers?
This Section states that a Council “must prepare and keep under review a timetable for the preparation and adoption of the Council’s local development plan." It further states that if the Council and the Department cannot agree the terms of the timetable then the Department may “direct that the timetable must be on the terms specified in the direction" and that the Council must comply with the direction.
It is interesting to note that Councils are expected to prepare such a timetable when no such timetable was or appeared to be in force when DOE Planning Service was responsible for Area Plans.
In the Bill it states at Sub-Section (1) “A Council must prepare a plan for its district (to be known as a plan strategy). Sub-Section (2) “A plan strategy must set out – (a) the Council’s objectives in relation to the development and use of land in its district;" and so on. Whilst Councils have lobbied for, and will probably welcome, the opportunity to specify what appropriate development ought to be in its district to maximise the potential of the local area, the preparation of such a plan will require extensive expertise and resources in terms of people and money. Clarity is required on how these will be provided and who will pay for same. It is also noted at Sub-Section (6) that “The Council must also - (a) carry out an appraisal of the sustainability of the plan strategy; (b) prepare a report of the findings of the appraisal." Clarification is required on the aims and definition of ‘sustainability’ as this can mean different things in different contexts. Guidance and clarification are required.
In this part of the Bill there is an obligation on Councils to set out at Sub-Section (2) “(2)(a) the Council’s policies in relation to the development and use of land in its district" which must include at Sub-Section “(4)(b) the Council’s statement of community development." Although Councils have expertise in interfacing with the local community, clarification will be required on how this specifically relates to the planning function.
Sub-Section “10 (1) The Council must submit every development plan document to the Department for independent examination." There is an underlying theme in the Planning Bill which is that, even though the function of planning is given over the Councils, the final say will remain with the Department; and that the Department would appear to have a veto on local decisions. The shape and construction of the proposed new system would seem to retain a key role for the Department, with key decisions taken at the centre and parameters defined within which local Councils must operate. The exact powers and limitation of each of the parties in these arrangements would require to be defined. It would appear that the central role remains with the Department and the impression is given of a secondary role for the local Council.
Sub-Section (4) states that unless the Department intends to make a direction it must “cause an independent examination to be carried out by – (a) the Planning Appeals Commission; or (b) a person appointed by the Department." The question must be asked as to why an outsider should have influence over what any Council deems to be best for its district.
The above observation appears to be supported by noting in the Bill the statement “(2) The Department may, at any time after the development plan document has been submitted to it under section 10(1), direct the Council to withdraw the document."
This gives the Department the power to direct Councils to adopt the development plan document as originally prepared; adopted with such modifications as specified by the Planning Appeals Commission or a person appointed by the Department or to withdraw the development plan document. Sub-Section (3) states that the Council must comply with a direction given under this Sub-Section.
In this section the Department prescribes the timeframe for a review of the local development plan and defines a prescribed form for such. In this way, again, the final control rests with the Department.
The wording of this Section appears to suggest that Councils do not have to refer any revision of a planned strategy or a Local Policies Plan to the Department for approval which seems strange in light of the stipulations to have the Department’s approval for everything else.
If the Department does not like what the Council has produced it may “direct the Council to modify the document."
To do this implies that there will remain a central planning regime, resourced centrally(?), that will direct what is acceptable on a Northern Ireland wide basis, and Councils will be obliged to operate within these parameters.
Sub-Section “(1) This section applies if the Department thinks that Council is failing or omitting to do anything it is necessary for it to do in conjunction with the preparation or revision of a development plan document. Sub-Section (2) The Department may – (a) prepare the document; or (b) revise the document." It should be noted, again, that the final determination lies with the Department and if it has to intervene.“ Sub-Section (7) The Council must reimburse the Department for any expenditure the Department incurs." There are potential, significant, costs to Council if it does not discharge its functions in planning in accordance with the Act.
This Section makes provision for two or more Councils agreeing to prepare joint plans. Whilst this may be sensible if referring to the Cluster Councils as envisaged under RPA, there is no mention as to what sanction there would be if one of the Councils decided to withdraw, i.e. who would pay for work carried out to date if part of the Plan had to be abandoned and would the remaining Council/s be expected to prepare a revised Plan and/or commence the process again.
In this section the Department “may direct two or more Councils to prepare – (a) a joint plan strategy; or (b) a joint plan strategy and joint local policies plan" and this intervention “may relate to the whole or part of the Councils’ districts." Critically, the Bill states that where such occurs “a Council must comply with a direction given by the Department."
This is probably the most significant part of the Bill. The implication is that the Department can direct Councils to work together in clusters of two or more. This goes beyond voluntary arrangements and any ‘coalition of the willing’ as suggested in ICE (Improvement, Collaboration and Efficiency). It is possible that the Department may direct Councils to operate in regions as suggested by the proposed by the recently published New Model for Local Democracy. These consortia are more extensive than those existing clusters that were explored, with varying degrees of success across Northern Ireland, in the preparation for RPA.
Notwithstanding, the Councils do have in the Building Control and Environmental Health statutory group system the experience in working in this type of wider dimension, yet this was not recognised in the PriceWaterHouse Coopers report on RPA or advanced by SOLACE or NILGA as an option. It is almost certain that the Planning Bill will require those initial positions to be re-visited and the scope provided by the group system to be re-examined. This is not beyond possibility, but will require a fresh look at these structures by Councils, and a change of attitude to embrace genuine collaboration and not just sentiment. It is also probable that such implications in the Bill will require a new statute, or amendment to existing (group) legislation.
The concerns raised under Section 17 above in relation to what sanctions can be imposed if a Council decides to withdraw from the process are perhaps more pertinent in the event of Councils being “directed" by the Department to prepare joint plans, i.e. will the Department undertake to cover any additional expenses incurred by the remaining Council/s? Sub-Section (2) of this Section states “a direction given by the Department under Sub-Section (1) may relate to the whole or part of the Councils’ districts." To date each Council has been responsible for its own autonomous area and the idea that a Council, especially if that Council was not one of the proposed Cluster Councils, would have an input into part of another Council’s area, is difficult to envisage.
“(1) Every Council must make an annual report to the Department." The Council must report and, as will be noted later, the Department is empowered to evaluate whether the Council is carrying out its role in Planning efficiently and effectively. This does not appear to be the passive reporting of Performance Indicators (PI’s) that was introduced under Best Value, but which do not appear to have resulted in any sanctions, or comment by the Department. It seems reasonable to assume that this will be a more robust type of assessment, which will apply to the planning function noting comments in other documents (The Local Government Reform Policy Proposals) which define a pattern for future auditing by the Department generally.
The preparation of the Annual monitoring report will be yet another drain on the Council’s time and resources.
Part 3
Concern should be expressed at the level of interference which the Department is retaining for itself under this part of the proposed Planning Bill, e.g. Section 29 states at Sub-Section (1) “the Department may give directions acquiring applications for Planning Permission made to a Council, or applications for the approval of a Council or any matter required under a development order, to be referred to it instead of being dealt with by Councils."
This part of the Bill appears to relate to actual development and development control matters, and it seems to present an update on existing Planning legislation, in which it is not intended to comment in much detail as these matters relate to specific Planning processes and procedures, that follow a similar presentation to those that apply to Building Control and Environmental Health which the local Councils have had responsibility for since 1973, and in which there is in-house expertise. Notwithstanding, comments could be offered to the Committee as follows:-
Sub-Section (3) – describes those operations that are exempt, and includes in (f) demolition under this category which ought to be included – not exempted - especially if such is proposed for buildings or parts of buildings that are of historical or other interest
It is noted that major developments will be dealt with by the Department
Clarification will be required in relation to these proposals.
Sub-Section (3) states “Planning permission under a simplified planning zone scheme may be unconditional or subject to such conditions, limitations or exceptions as may be specified in the scheme."
However, although land in a conservation area or designated for the natural environment may not be included in a simplified planning zone, Section 38 Sub-Section (1) and Sub-Section (2) states: “where land included in a simplified planning zone becomes land for such a description, Sub-Section (1) does not have effect to exclude it from the zone."
This poses a risky scenario for Councils since damage to the environmental features of land which is subsequently designated for conservation after the simplified planning zone scheme is initiated, could lead to liability for a failure to adequately protect it. It is considered that an explanation should be included in Section 38 (2) to the effect that while the protected land is still within a Simplified Planning Zone, then the “conditions, limitations or exceptions" should be modified accordingly.
Clarification is required as to whether or not the power of Council to revoke or modify Planning Permission granted, refers only to Planning Permissions granted by Council, i.e. after the transfer of the Planning Function, or can Councils revoke/modify Planning Permissions granted prior to that date.
This is typical of a section where clarification as to the intention and implications of the Bill would be helpful
Part 4
Sub-Section (6)(b) – the fine of £30,000 does not seem a sufficient deterrent to prevent the unauthorised demolition of listed buildings, notwithstanding the possibility of imprisonment for the offence.
Sections 97, 103 and 104:
The matter of listed buildings/conservation areas is one where the Council and Department could come into conflict, especially where the Council deems the listing of buildings, or streets perhaps, as detrimental to the economic development of a town or region. The rules on engagement on these matters should be clearly defined, and parameters set out that can be discussed and agreed so that both the interests of Department and Council could be accommodated.
Sub-Section (4) of Section 104 includes a clause permitting a designation to be varied or cancelled by the authority which made the designation. This would not appear to assist Councils which would seek such a variation or cancellation of a designation to help revitalise sections within a conservation area designated by an authority prior to the implementation of the Planning Bill. The Department still retains the right under this Section to designate conservation areas in Council districts.
Part 4
Tree preservation orders: Councils
This has huge cost implications for Councils, involving the preliminary survey of trees and woodlands which have a Tree Preservation Order proposed.
Part 5 Enforcement
Section 131:
A definition is required for “substantially completed."
From this Section it would appear that a Council can only vary or withdraw Enforcement Notices issued by it, i.e. after the Planning Function is transferred to Councils. Clarification is required as to whether or not this is in fact the case.
In this part the Council should be aware of the possibility of having to apply for an injunction and the costs associated with same, and the provision that may require to be made in the budgets to enable the effective discharge of its responsibilities.
Whereas the role of the Historic Buildings Council is defined (196) in the Bill, the role of HSENI and Environmental Health have not. Is this not inconsistent?
Part 6 Compensation
Sub-Section (1) of Section 178 states “the functions which immediately before the day on which this Section comes into operation (in this Section referred to “the transfer date") are exercisable by the Department under or for the purposes of the provisions of the Act of 1965 listed in Sub-Section (2) are hereby transferred as from that day to Councils." The question must be asked as to where money will come from to enable Councils to pay compensation especially since the Councils will not have been party to the decision to revoke or modify Planning Permission prior to the date of transfer.
Councils should be given indications of the potential costs of this measure based on the experience of Planning Service in its operations
Part 7 Purchase of Estates in Certain Land Affected by Planning Decisions
There is a requirement under Section 189 of this Part of the Bill, for Councils to purchase the landowner’s estate in lands adversely impacted by refusal for Planning Permission or if granted, subject to conditions or under certain circumstances if Planning Permission is revoked or modified by the imposition of conditions and the landowner can no longer have “reasonably beneficial use of the land."
This appears particularly onerous on Councils and confirmation would be required that, if permitted to remain in its current format, this Section will only be operative in respect of decisions made following the transfer of functions, i.e. by Councils. Councils should not have to pay for the decisions of the Department. The term “reasonably beneficial use" should be clarified.
Part 10 Assessment of Council’s Performance or Decision Making
Due to the nature of this Part, Sections 203 to 206 have been reproduced and are attached at Appendix 1.
“The Department may conduct, or appoint a person…to conduct on its behalf, an assessment of the Council’s performance – (a) of functions generally under this Act, or (b) particular functions under this Act."
This part of the Bill goes on to impose obligations on the Council to assist the Department and provide “every facility and all information" [(205)(5)(a)(b)] as required. The Bill does not state Councils’ i.e. plural, which suggests that, irrespective of any collaboration arrangements imposed by the Department, each Council will be investigated individually if there is a failure in the collaboration arrangement. Whilst it seems reasonable for the Department to reserve such a right, and this is not uncommon in other jurisdictions and in other government bodies, it would be helpful if the standards expected were defined and agreed in advance so that Councils would be aware in advance of the benchmark to be established, and the terms and conditions of any assessment protocol. (In Scotland, protocols were set up by the Scottish Government in consultation with Councils, to facilitate assessment of the Council Building Control operations based on a balanced scorecard approach.)
Part 11 Application of Act to Crown Land
Sub-Section (1) states that this Section applies to a development if “the appropriate authority" certifies-
“(a) that the development is of significant public importance, and
(b) that it is necessary that the development is carried out as a matter of urgency"
There is no definition as to who or what constitutes “a public authority."
Sub-Section (2) goes on to state that instead of making a planning application to the Council, the appropriate authority must make an application to the Department under this Section. There is no reference to any public consultation being required for such development.
Sub-Section (1) states “no act or omission done or suffered by or on behalf of the Crown constitutes an offence under this Act." Carte-blanche is therefore offered.
Part 13 Financial Provisions
The establishment of appropriate fees remains with the Department (as is the case in Building Regulation fees). As Councils will have to fund the planning operations this would present difficulties in the future if the Department chooses, for whatever reason, not to increase fees and this would have an impact on rates over which Councils would have no control. This would require protocols to be established so the Council could have a meaningful input.
There may also be an implication that those parts of government that are involved in the statutory consultation process may be able to charge a fee for their contribution to the planning process. This too would require defining, and agreeing.
No reference is made under Section 219, i.e. Fees and Charges in respect of producing development plans and/or enforcement actions from which no fees are currently obtainable. This is a major cost implication to Councils and a definitive response should be sought from the Department as to how they envisage all “non cost neutral" duties imposed on Councils by virtue of the transfer of the Planning Function are to be met.
Part 14 Miscellaneous and General Provisions
“The Department may cause a public local inquiry to be held for the purpose of the exercise of any of its functions under the Act."
It is not clear who would pay for such an inquiry, and if the costs were to be apportioned, no detail of the various allocations.
Planning register
Section 237:
“A Council must keep, in such manner as may be specified by a development order, one or more registers containing such information as may be so specified…." Currently Council keep many records, and one more should not present a problem. Typically such registers are now electronic and it is understood that Planning Service have its own electronic system – EPIC. It is not clear if Council would be required to adopt that system with any ongoing attendant costs, or have the option of designing its own local system using open codes that would facilitate networking, using the latest technological advancements.
Down District Council - Draft
Response to the Committee of the Environment
Call for evidence on the Planning Bill
Minister Poots in the Planning Reform document stated that, to be successful, the reform process requires “new and revised processes and procedures, as well as fundamental changes in attitude and culture." Improvements in administration processes are more readily delivered than fundamental changes to attitude and culture. Local government officials who have worked with planning processes see a void where joined up engagement should be, at development plan level and in the everyday operation of planning processes.
The key challenge is to get the strategic context and outlook aligned in the thinking, systems and orientation of everyone involved in the transition. The bill seeks to place Community Planning, Local Development Planning, and Development Management in alignment. Council is somewhat concerned that the Bill lacks any mechanism/imperative which will require other statutory consultees to co-operate efficiently. This commitment is required both strategically with the Development Plan context and operationally within the Development Management environment.
Integrating local development planning and community planning in order to create prosperous, socially enabled and sustainable places will not happen as an accessory or by-product to regulatory functions; integration must be ‘designed into’ legislation.
Council welcomes the progress of a new Planning Bill which will, it is hoped, deliver on the needed reforms of the system. High levels of expectation for service delivery will consequently be placed on new local government organisations and yet there is much to be done in terms of the capacity of the sector to deliver.
It must be noted that at this point local government is not resourced to perform the services identified in the legislation and further, Council also has some reservations about a number of key components of the Bill. These reservations follow in the order they appear within the Bill.
In general terms Council is satisfied with the content of the Bill as it relates to Local Development Plans. The Programme for Government recognises the dynamic interface between enabling sustainable economic growth and development whilst promoting social and community cohesion.
The new Bill is welcome evidence of the Assembly response to the widespread frustration at the inability of the Planning system to deliver what local communities, local government and the private sector need; however, Council considers that the Bill will only effect change if there is adequate resource to support it.
Better co-operation between all the agencies involved is also essential to success and a more collegiate approach within the statutory sector is a critical component; in its current iteration the Bill does not recognise this. Members also regard the better description of ‘roles’ within the Bill as essential.
Local government in the new Planning process will rely on effective co-operation with the ‘Department’ and other actors in the public arena, notably between other statutory consultees, in addition to community consultees.[1]
It is to be welcomed that local government is recognised within the Bill as best placed to determine how the community should be involved.[2] In the view of Council it is difficult to envisage any circumstances in which the Department would be better placed to decide who should be involved and how this should happen.[3]
Reading of the Bill would benefit from an accepted definition of the term ‘sustainable development’[4] as it is open to very wide interpretation. Helpfully the term ‘Development’ is defined in section.[5]
Whilst the Bill requires the production of a timetable there is no indication of appropriate timescale from a measurement perspective.[6]
With regard to the scope for intervention by Department and the Department’s default powers, Council is of the view that this power should be more tightly defined within the legislation.
It is a general observation that this part of the bill is named Planning control which is moving from the original spirit of the legislation which was to facilitate a ‘Development context.’
Council welcomes the opportunity to have more pre application work to assist in anticipating and resolving problems as early as possible.
The Bill refers to the requirement that “(2) A pre-application community consultation report is to be in such form as may be prescribed." Precision on the form, scale and range of such a report should, in Council’s view be so prescribed within the legislation in order to allow applicants certainty to plan for and deliver on such a requirement. A current criticism of process is the way in which requirements emanating from Planning Service or other consultees may vary considerably and may change frequently.
Whilst Council accepts that it not the Department’s intention to exercise this power routinely, Council is concerned at the lack of precision in language to describe circumstances in which this might happen.
Council welcomes the ability to oblige project promoters to deliver schemes within five years, or in a longer or shorter timescale which reflects the ambition of the local development plan or other local need.
Council welcomes the concept of simplified planning zones as a key tool in local development.
Existing areas which are zoned for enterprise are often in the ownership of Invest NI and are only available to Invest NI client companies. This may necessitate provision of additional zoning for Enterprise in some areas. Point 4 in this section provides for Department to intervene in approvals, this is of concern as previously the Department presumed Invest property to be adequate for local economic need.
The amount of the fine (£30,000) is insufficient to act as a deterrent for unauthorised demolition.
Council assumes that there will be funding mechanisms to support Councils’ financial liabilities anticipated within the ‘Bill.’ From the date of effect Councils will not have built up resources from fees and may need to meet such financial demands without adequate resources. This could render Councils liable for substantial sums.
Council, as a committed custodian of key historic assets, has some concern about the need to retain the role of the Historic Buildings Council.
It has been local experience that there are a number of officials involved as consultees on planning applications where such buildings and conservation areas are concerned. The legislation does not clarify the relationships of key agencies, such as NIEA, where a number of consultees may be involved and the Department’s own ‘Conservation’ staff, a common approach is not evident.
Local experience of this interface has been conflicting, changing and disjointed responses from the all of the above. Major design decisions being made by staff on the basis of individual interpretation of planning policy as opposed to a more ‘joined up approach’.
It is the view of Council that more clarity on the role of these consultees and how they will work together should be better defined within the Bill.
Council would welcome further discussion on how this will be managed.
Council is concerned that the Bill will provide for the Department to set fees and charge rates in respect of services provided by Councils. Council would like some further explanation on this and all the other financial implementations for Council contained within the Bill.
Local Government can collectively agree appropriate charges in consultation with the Department and this may be developed with in the context of a business plan to support the transition process.
[1] 4. Statement of community involvement
[2] Part 1 2.2
[3] Part 2.4.1
[4] Part 2 5.1
[5] Part 3
PLANNING CONTROL
“Development" and requirement of planning permission
Meaning of “development"
23.(1) In
[6] Part 2.7.
Federation of Small Businesses
Northern Ireland Policy Unit
Cathedral Chambers
143 Royal Avenue
Belfast
BT1 1FH
Cathal Boylan MLA
Chairperson, Committee for the Environment
Room 247, Parliament Buildings
Ballymiscaw
Stormont Estate
Belfast
BT4 3XX 12th January 2011
Dear Mr Boylan
Thank you for your letter of 16 December 2010 in which you invited the Federation of Small Businesses to comment on the Planning Bill in its Committee Stage.
The Federation of Small Businesses is Northern Ireland’s largest business organisation with 8000 members, drawn from across all sectors of industry. The Federation lobbies decision makers to create a better business environment and welcomes this opportunity to input to the Committee’s consideration of the Planning Bill.
It is with concern that we note the comment in your letter about the Bill’s size, its late introduction to the Assembly and the consequentially limited time available to the committee to conduct its scrutiny. This is a key piece of legislation to the business community and it is important that sufficient time is taken to ensure that the new legislation does not replicate the weaknesses of the current planning system that have hampered businesses for many years.
The FSB submitted its response to the consultation on the Reform of the Planning System in Northern Ireland in October 2009 and welcomes the fact that there has been notable progress to date towards reforming the local planning system. Planning issues are consistently identified by our members as a major barrier for economic development. Most often this is associated with large-scale development but it also affects small businesses, whose applications are most commonly concerned with:-
A significant proportion of small businesses operate from home-based premises, mainly for reasons of cost and convenience. Many, by their nature, do not require premises. A majority of small businesses serve markets in their local area and are dependent on their local market for a significant proportion of their sales.
Typically, the costs incurred by small businesses in applying for planning permission will principally comprise:-
(a) Planning application fee
(b) Professional advice/services fee
(c) Time spent in preparation stage of submission
(d) Costs attributed to delays in a planning application
In addition to the standard application fees and professional services fees when applying for planning permission, small businesses often incur further costs during the process. These costs can be defined as:-
As with other business processes, small businesses by their nature tend to employ fewer people and therefore those running the business are responsible for all aspects of day to day operation, trading and regulatory administration. Thus, the burden of applying for planning permission and managing the process has a direct bearing on the running of the business; because of this the impact should be minimised to help rather than hinder business prospects.
The FSB welcomes the Committee’s consideration of the Planning Bill and hopes that it will bring about a robust, business-friendly, swift and responsive system which reflects the flexibility and speed-led decision-making of small businesses.
The Bill introduces a number of areas which have the potential to improve the system for small businesses. Planning is an integral part of a wider economic development process and even those which are deemed to be ‘smaller applications’ play a part in vital economic activity and growth. Northern Ireland is a small business-led economy and will continue to be so; good planning legislation has potential to remove some of the barriers to growth for the sector in the years ahead and we hope that the Bill will achieve this.
We trust that you will find our comments helpful and that they will be taken into consideration. The FSB is willing for this submission to be placed in the public domain. We would appreciate being kept apprised of further developments.
Yours sincerely
Northern Ireland Policy Chairman
Response to Consultation Document - Planning Bill
Fermanagh District Council welcomes the opportunity to comment on the Planning Bill presently being discussed by the NI Assembly and note from the overall content of the Bill that, whilst planning powers and perceived control is being devolved to Councils, the Department will retain the real powers in terms of planning policy and call-in arrangements. The ability of the Department to take back control, at any stage, means that Councils could end up paying for Planning but Central Government remaining in control.
It is the view of Fermanagh District Council that there is at present an inordinate rush with this Bill’s consultation process in that it was put out to public consultation over Christmas and has a limited time for consideration by the Assembly due to the forthcoming Assembly Elections. It is this Council’s view that legislation made in such a manner earns a significant risk that the outcome will not be fit for purpose.
It is noted that it was the declared intention that the Local Government Reform Bill and the Planning Bill would run in parallel but with the consultation timetable given for these Bills, it is now obvious that, while the Planning legislation is intended to be made by the present NI Assembly, the Local Government Reform Bill will go to the NI Assembly after the May Elections.
Fermanagh District Council believes that there is a need for clarity on Governance structures and ethical standards and that Councils must be treated in an equal manner in a much improved partnership before the proposed Planning Reform is progressed.
The importance of these plans is fundamental to the future development of the District Council. It is noted that while these plans must comply with the overall Planning Policy and the Planning Policy Statements, they are subject to independent examination, with the Department having powers to “direct the Council to modify the document" (Sec 15) or indeed a power to do the work in default (Sec 16).
Under Sec 4, a statement of community involvement (the precise form of which has not yet been specified) will be required. This will require guidance, expertise and resources. Similarly, the Planning Strategy, surveys, etc all require skills and resources which Councils do not have at present.
As Planning Service presently have a substantial number of Planning Officers which are surplus to requirements, it would seem appropriate that Planning Service, in conjunction with Councils, would commence the production of new Local Development Plans. The provision of new Local Development Plans, prior to Councils being responsible for Development Control functions when decisions must be in accordance with the above, would seem to be a sensible approach.
A period when Councils and Planning Service staff would work in partnership to produce Local Development Plans would help both parties to understand each other’s culture and would be beneficial to Planning Service when they come to be responsible for independent examination, possible default action, annual monitoring, etc.
It is interesting to note that the new Bill gives the Department power to specify the time period when Councils must provide a Local Development Plan, but when the Department was responsible for Area Plans no such timetable was in existence, and despite many requests, from Fermanagh District Council, no progress was made to have a new Area Plan produced.
Clarification and definition needs to be provided of exactly what categories of development will be processed by the Department as opposed to District Councils for eg small Wind Farms (4/5 windmills), mineral workings, etc; it is unclear whether these would be dealt with locally or centrally.
It is noted that developers providing regionally significant or major developments will be required to engage in community consultation. If the developer pays for such consultation, it is possible for manipulation of the process and hence it is suggested that a third party should be used to perform the community consultation to ensure there is no bias. This could be resourced from planning fees.
There has been no proper assessment of resources required by Local Government. There needs to be transparency in the resources transferred from Central to Local Government – budget, premises, etc. Similarly there has been a complete absence of clarity as to the human resources transferring to Local Government. It is acknowledged that planning fees are set at levels which aim to cover Development Control activities. How will Local Development Plans, Public Inquiry costs, enforcement action, compensation claims, etc be covered? Can costs incurred by the Department of Environment over the past five years under these headings be made available to see what Local Government is taking on. To increase planning fees to cover some of these costs would certainly be to the detriment of economic development proposals and something which is a declared key priority of Government.
If it is the intention that local District Rates will have to cover costs incurred in preparation of Local Development Plans, Public Inquiry costs, enforcement costs, etc, then there must be transparency in showing how much the Regional Rate will be reduced.
1. Are there any Performance Indicators in the existing service that Local Government can benchmark against?
2. Audit and performance requirements should be agreed with Councils rather than having these imposed on them.
3. Fermanagh District Council rejects the principle that Councils should be liable for compensation for action taken either in past years by the Department of Environment or in respect of planning matters which the Department deals with centrally in the proposed new arrangement.
The Planning Bill proposes radical changes to the planning process in Northern Ireland. Fermanagh District Council is committed to improving local democracy and local decision making. However, it is concerned about the legislative position relating to compensation and its ability to mitigate against compensation liability in the insurance market. In the absence of detail pertaining to compensation claims, it is impossible for Local Government to assess the risks and costs of mitigating action. We would also seek clarity whether the cost of compensation claims in the past will be reflected in a budget transfer to Local Government. It may well be that the risk associated with compensation claims is disproportionate to the size of the existing Local Government bodies.
January 2011
Introduction
The Planning Bill needs significant improvement if it is to deliver a fair, transparent and green planning system for Northern Ireland.
As the basic instrument for planning over the next several years it is important for the future of Northern Ireland that this legislation is not rushed through the Assembly but that its key provisions are scrutinised and deliberated fully by MLAs.
This briefing analyses underlying assumptions behind the Planning Bill and reviews these assumptions against best practice. Friends of the Earth is strongly recommending that the principles of sustainability need strengthening and that people and communities must be able to effectively influence the decisions that affect them. Finally, we must use this opportunity to embrace a planning system that is capable of ‘planning’ rather than ‘reacting’ to modern challenges of the low carbon economy.
Many of the assumptions behind the Bill are rooted in an outdated concept of development that fails to meet challenges of the 21st century. These assumptions are reflected in language (for example “survey of district", “orderly development of land") which defines planning in terms that are physical, reactive, technical and a model of development that is preoccupied with land use.
Modern and progressive planning goes much further. The planning system in Northern Ireland must be reshaped to meet the needs of a modern economy whilst accepting a much deeper understanding of what we mean by the environment. Planning can address the big issues, helping to create a truly sustainable economic recovery, acknowledging the benefit to people of healthy ecosystems, strengthening civic culture and creating a more balanced society. Planning is a vital public service which coordinates different partners and delivers responses to meet local challenges. This Bill moves in the right direction but in faltering unclear steps.
The following principles should be cornerstones of a vibrant, democratic planning system in Northern Ireland.
Other recommendations to change the Planning Bill
The sections on a statutory duty for sustainable development are currently weak and confusing.
These sections in the draft bill are vague and confusing.
Plans must reflect the strategic hierarchy for coherent policy implementation.
A more flexible planning system could help facilitate economic development through expansion of renewable energy and the spatial requirements of integrated low carbon energy planning.
The Planning Bill 2010 Northern Ireland
Submission to the Northern Ireland Assembly Environment Committee
Professor MG Lloyd
School of the Built Environment
University of Ulster
January 2011
The current modernisation of statutory land use planning in the UK commenced after the introduction of devolution in 1999. Prior to that, land use planning had evolved at different times to meet emerging issues and challenges. The introduction of provisions for public participation in the preparation of forward looking development plans is a case in point. It is particularly important to note that whilst there is a generic UK model of the statutory land use planning system, there were variations across the UK. These reflected specific issues – such as the impact of onshore developments associated with North Sea oil and gas developments in Scotland. Northern Ireland is no exception in this respect – and its present form of land use planning reflects its very specific historical and political conditions in the past forty years.
This distinctiveness is an important starting point in considering developments in Northern Ireland because the current proposals set out in the Planning Bill 2010 are not simply about consolidating the legal provisions for the regulation of land use and development in Northern Ireland (since 1991) but are potentially – and indeed are of necessity – potentially much more transformative. Indeed the planning proposals (and the associated governance arrangements) will have to be truly transformative if they are to work effectively and efficiently in Northern Ireland. Northern Ireland requires a first class land use planning system – to contribute to its economic renaissance and well-being, its social and community cohesion and stability, and to address the environmental vulnerabilities which face Northern Ireland – including flooding.
Again it is important to assert the point that the starting point for understanding the proposed planning changes is very different from elsewhere in the devolved UK. This refers to the basic planning infrastructure and the changes that have taken place elsewhere. This suggests that whilst Northern Ireland can benefit from experience elsewhere – and at this point in time it is clear that Scotland offers the most appropriate and stable benchmark – any such transfer of ideas will have to be carefully and sensitively proofed for the Northern Ireland context. Northern Ireland is different and distinctive in its planning and governance arrangements and that has to be borne in mind at all times.
To illustrate this point – land use planning in Northern Ireland is very different to those regulatory arrangements and local government based processes prevailing elsewhere in the UK (and the zoning based system in the Republic of Ireland). The principal and defining features of the Northern Ireland land use planning system at present are: it involves a centralised system of decision making, with local authorities divorced from the essential processes around planning and development. In effect, there is a lack of a democratic foundation to planning in Northern Ireland – existing local authorities are marginalised (as a consequence of the centralised arrangements) to a consultative role. This introduces a number of operational tensions into the planning decision making process.
The Northern Ireland planning system is effectively divorced from the strategic regional planning infrastructure provided by the Department of Regional Development, the housing and regeneration functions of the Department of Social Development, the sustainable development agendas of the OFMDPM, and the rural priorities of the Department of Agriculture and Rural Development. These organisational schisms are a matter that deserves very considerable attention. Drawing on the experience of Scotland, for example, the responsibility for land use planning was placed in the Finance and Sustainable Growth department – to clarify its position (whilst drawing together the principal elements of effective planning) and to assert land use planning as a core delivery vehicle for government policy.
These organisational and governance schisms need to be factored into the discussions around the Planning Bill – as throughout its proposals reference is made on a number of occasions to the default position where the Department of the Environment (and in certain circumstances quite appropriately) assumes a leadership and interventionist role over local government. Nonetheless, this over-ride raises questions – for example, against what strategic framework will this transfer to the centre be put into effect? It suggests there will be a strategy for land use and development in Northern Ireland to trigger this decision – if not then is the strong likelihood that inconsistent decisions will permeate the new land use planning system. How can any strategic approach to land use and development incorporate the disparate and separate departments of state? Indeed the land use planning agendas go even further than the specific departments noted above. This potential strategic deficit in Northern Ireland goes further than the Regional Development Strategy – as is considered below. Again, this suggests the case for, and importance of, a basic land use strategy for Northern Ireland. Drawing on experience elsewhere this is currently being crafted in Scotland. A Consultation Paper on a land use strategy recently stated that its purposes would be to guide, support and inform all those involved in deciding how land is to be used, by setting out a vision and long term objectives for an integrated approach to sustainable land use in Scotland.
There are a number of other characteristics of the Northern Ireland planning and development domain which have a bearing on these considerations. There is a tendency, for example, to resist planning outcomes – evident in the reliance on the appeals process; there is a very marked turn to judicial review to challenge the decision making process rather than the decision – but in practice these matters become blurred in terms of effect; discussions around land development are couched in defensive terms – either by builders and developers or indeed groups representing communities of environment and heritage issues. In short there is little evidence of a positive engagement with what may be understood to be the wider public interest (and this is a contested matter) in Northern Ireland.
Indeed, and the reference to the Scottish land use strategy is also informative here – there is no real debate in Northern Ireland about the importance of land and the environment. The Planning Bill is not therefore being proposed and discussed against a level playing field – it raises a host of issues which have to be addressed if Northern Ireland wishes to put into place a land use planning system which matches those arrangements being put into place elsewhere in the devolved UK.
There is another elephant in the room – that of time. This is a resource Northern Ireland does not have endless reserves of. On the one hand, the process of modernisation of land use planning in Northern Ireland has taken some time – and that may be seen as very appropriate as reform inevitably throws up very complex matters for resolution. Given Northern Ireland’s specific circumstances this time period for modernisation was perhaps inevitable – and it is important to acknowledge it gave rise to some very positive effects. The important pilots were achieved with respect to the delegation of decision making in the Planning Service, the new understandings between local authorities and the Department of the Environment, and the innovative arrangements put into place for the management of strategic projects in Northern Ireland. These steps are to be welcomed as they demonstrate that land use planning modernisation is achievable with positive impacts.
On the other hand, as the advances in thinking have been emerging the context to Northern Ireland’s land use planning reform has changed very dramatically. The economic circumstances have deteriorated, the governmental response is based on cost management and the overall effect is one of deflation. Alongside the depressed demand there is over supply in certain sectors – mainly in residential, and there have been major contractions in certain sectors – such as construction. Alongside this catastrophic transformation of the Northern Ireland economy, the previously pressing issues relating to social and community agendas, environmental vulnerability and extreme events – such as flooding, as in Fermanagh – and the evident infrastructure deficit create new questions for the land use planning system.
Yet, time is not elastic and the timely execution and implementation of the planning proposals will be critical to meet the various expectations across Northern Ireland. It is very evident, for example that the expectations of different communities of interest, place and identity vary considerably. Developers anticipate a simpler, speedier decision making process (via the new development management arrangements) to meet their own agendas; communities anticipate greater involvement with decision making (via the development planning arrangements and the opportunities for community consultation), elected members and politicians anticipate an efficient and effective system of public administration. These may run counter to one another and the land use planning regulatory arrangements will have to offer a robust and articulate means of reconciling different values and interests at different times and in different places.
Time is important also in another respect. Land use planning reform in Northern Ireland will require significant and evident behavioural changes. The importance of (what has been described as) a culture change is necessary here – a sustained programme of conversations across Northern Ireland and in different ways – through the media, meetings and within appropriate organisations – to rehearse the case (i) for an effective land use planning system and to recognise the benefits to Northern Ireland’s overall well-being and quality of life; and (ii) to recognise what is being strived for through the reform of land use planning. What is required, however, in terms of that required culture change is still being worked through – in Scotland, for example, a national planning summit brought together all the key stakeholders in land use planning matters – including developers and (importantly) government agencies to consider the importance of working with the land use planning system and not against it. This is generally held to have brought about positive changes in attitudes to the new land use planning system. In brief, the proposals set out in the Planning Bill will have to challenge Northern Ireland’s relatively polarised land use planning culture and then to foster and sustain a more respectful attitude by all interests.
There are various arguments around how land use planning can work to encourage economic growth and development, engineer appropriate infrastructure investment to promote Northern Ireland’s quality of life and to secure more efficient cross governmental working to secure sustainable development (an established policy objective in Northern Ireland). A telling insight is again provided by Scotland – where the Council of Economic Advisers (established to advise the First Minister on Scotland’s economic options) has explicitly stated (in its First and Third Annual Reports) the central and pivotal role to be played by the land use planning system as a key delivery vehicle in economic growth, development and infrastructure and sustainable development agendas. Land use planning is seen as a force for enabling a more integrated approach to public policy implementation and private sector decision making.
The Planning Bill sets out important and appropriate ambitions for a new planning regulatory framework in Northern Ireland which reflects the broader thinking around land use planning elsewhere. This is to be welcomed. Reference to the future economic and social development needs of Northern Ireland and the management of development in a sustainable way is important and significant. It will require strategic forward thinking and strategic planning. The specific focus on the need for positive planning and thinking around large, complex or strategic developments would also suggest a real awareness that there is a broader Northern Ireland public interest – and this will require specific planning processes. Work would still be needed to tease that understanding out, however, as a consequence of the different interests and expectations across Northern Ireland.
The Planning Bill reflects thinking elsewhere in the UK with respect to effecting land use planning at the appropriate scale with proportionate governance arrangements in order to address regionally significant, major, local and minor planning applications. This is to be welcomed as it suggests that the overall planning resource can then be more appropriately dedicated to realise real efficiency gains in the regulation of land and property development across Northern Ireland.
More importantly also, the planning hierarchy can serve to raise a wider civic awareness of the complex issues involved in land use planning and development across Northern Ireland. In practical terms, the hierarchy can focus appropriate media and community attention on projects that are of a wider Northern Ireland agenda. Efficiency gains can also be created through the intention to devise streamlined processes that are effective, efficient and improve the predictability and quality of service delivery; and allows full and open consultation and actively engages communities. Overall the aim is to create a planning system which is quicker, clearer, and more accessible, and with resources better matched to priorities. How to ensure these aims then becomes important.
Importantly, though the stated ambitions will require considerable support and investment in training and skills; implementation will need to be nurtured over time and will require staunch political leadership to defend land use planning at appropriate times. The parallel Review of Public Administration will involve changes which will transfer the majority of functions and decision making responsibilities relating to local development planning, development management plus planning enforcement to district councils. There is a need to jettison the prevailing politics of resistance to the land use planning system and this needs to be demonstrated through active political championship and leadership.
The proposed planning changes involve a distinction drawn below between the broader institutional context for land use planning in Northern Ireland (the rules of the game) and the organisational capacities for the implementation of land use planning.
As a general observation the various elements of the Planning Bill appear to consolidate the provisions for development planning and development management and the associated procedures in the Northern Ireland land use planning process. Some observations on the principal parts are:
In Part 1: Clauses 1-2 maintain the general background authority for the Department to formulate and co-ordinate policy for securing the orderly and consistent development of land and the planning of that development. This suggests that the crafting of strategic planning policy is a fundamental aspect of the new land use planning system. Reference to a land use strategy made above would complement the policy guidance. There remains a case for a Northern Ireland wide land use planning strategy which provides for a template for instances where the centre asserts its role in decision making – which is shown throughout the Bill itself. The duty on the Department of the Environment to prepare a Statement of Community Involvement is important in promulgating a wider appreciation of the role of land use planning and of the need for active civil engagement.
Part 2: Clauses 3-22 deals with Local Development Plans. This part provides for the preparation of local development plans by district councils for their district; these will replace the current Department of the Environment development plans. The local development plans will comprise two documents, a Plan Strategy and a Local Policies Plan which must be prepared in accordance with the relevant timetable and must take account of the Regional Development Strategy. This is very appropriate as it will allow for the statement of strategic thinking to set the context to land use planning in each area. The local policies plan will then fill in the detail. It would be appropriate for these to be succinct and where development is to be expected/ desired urgently or imminently then recourse to a master-planning role would be beneficial.
The master-planning relationship could rest on an appropriate centre-local arrangement as occurred in West Edinburgh to great effect. The relationship between the 2 sets of plans is important. The local development plan will of necessity reflect the importance of strategic planning policy guidance and will have to sustain an appropriate currency of strategic issues. The characteristics of the local development plan must include innovation as demands on the land resource change, as land and property development proposals emerge in line with broader economic conditions, and flexibility. The local development plan should be a succinct strategic statement which allows for the local policies plan to cascade within and conform with. There are issues arising in this relationship – with respect to timing of plan preparation, avoiding delay because of the necessary sequentiality, the reference to the Statement of Community and the importance of sustainability.
In this context it is important that the strategic framework is established – as referenced throughout he Planning Bill. There is a potential gap here, however, as the new local authorities discard the established development plans (prepared by the Department of the Environment, Planning Service) and seek to assert their own identities on the local development plans. If this is not carried out expeditiously then will likely be legal, operational and legitimacy concerns.
The emphasis on the strategic element of land use planning is important in the context of infrastructure. There are different facets to infrastructure provision – some is site specific, some locality specific and some strategic or pan-Northern Ireland. Whilst the local development plans will address the local aspects there is a need for a bridge (something akin to regional reports noted above or a Northern Ireland land strategy) to link up to the Regional Development Strategy. In this way the strategic consistency and cascade can be retained and enhanced.
The strategic framework is important also in providing a template against which intervention by the Department of the Environment takes effect. Under what circumstances (scale of development proposal, unsatisfactory performance, and strategic considerations) would this take effect? There needs to be a strategic reference point to ensure consistent and robust decision making and action across Northern Ireland. Here attention needs to be paid to the consequences of incremental economic, social, environmental or organisational change – how will the impact on development management and appeals for rolling change be assessed to ensure equity in Northern Ireland.
Similarly, the proposals for the preparation of joint plans by local authorities will require open and transparent strategic justification. How will the implications be assessed and acted upon if the inter-authority relationship breaks down. There would be implications, for example, with respect to the various statements of community involvement (and the attendant expectations in different places). Joint working for development plan purposes clearly assumes coterminosity of authorities – this raises the importance of effective and efficient coalition building between the local authorities involved. It will also involve considerations of capacity building – joint working involves land use planning across political, functional and administrative boundaries. What are the implications of a single/ joint plan strategy and separate local policy plans? What is the strategic rationale for a given joint relationship? The implications for development management / appeals in relation to potential breakdowns in these joint planning arrangements will require a strategic framework to assess the Northern Ireland wide impact and redress.
Part 3: Clauses 23-78 addresses Planning Control and development management. This part re-enacts key provisions from the Planning Order 1991 which define development and sets the framework for the processing and determination of applications for planning permission. A new development management approach is introduced which includes assigning different categories of development to a new hierarchy which in turn will determine the method by which applications will be processed. The majority of applications will be dealt with by district councils with the Department determining applications which are of regional significance either through direct submission or call in arrangements. This is important as it reflects the interest in proportionate regulatory arrangements which now prevail elsewhere, as in Scotland. This reads in a very competent way – yet there are questions around, for example, the contemporary understandings of development.
Given the importance of Northern Ireland’s coastal and marine environments – and given the likely trend to energy related, tourism and aquaculture projects – should the marine definition of development be embraced? Elsewhere in the devolved UK, there are deliberate attempts to extend the terrestrial definition of development (and associated regulatory and planning aspects) to include offshore infrastructures and to embrace the ideas of marine spatial planning. Again, a strategic framework for Northern Ireland as a whole would enable this to be included in the planning infrastructure.
The hierarchy of developments is to be welcomed. In Scotland, for example, this is a powerful articulation that the conventional ‘one size fits all’ approach to development management – it has provided a more appropriate allocation of the planning resource to a range of matters – pre-application discussions, civil engagement and consultation, decision making and enforcement. The detailed thresholds will be important and must reflect the specific circumstances of planning in Northern Ireland. A question arises for the implications for joint working between local authorities and for land and property development proposals which straddle boundaries.
It is very appropriate that the Department of the Environment takes strategic responsibility to those development proposals held to be of ‘regional significance’. A set of new strategic issues arise in such circumstances including the relationships between the key government departments. The Department for Regional Development will be a key player in the context of the Northern Ireland regional economy, and the Department of the Environment will require a Northern Ireland wide land use strategy to translate that strategic vision into decisions assessing projects of regional significance. Communication and understanding will be a key consideration in these circumstances.
In operational terms, if a project emerges that is regional significant and if this is likely to involve both the Departments of Regional Development and the Environment then what are the implications for the management of the pre-application discussions? Indeed what would take place in the context of cross-border working – say around large development schemes or infrastructure provision? These organisational arrangements assume significance if the proposed projects are highly visible – which it would be fair to assume if they are held to be regionally significant. In such circumstances the efficient handling of the proposals and the developers will become paramount. It will be important that the inter-departmental working (and not necessarily confined to Regional Development and Environment) be seamless. Any inefficient handling would attract negative attention and serve to detract from the reform of land use planning itself.
The proposals that district councils be required to draw up schemes which delegate decision-making on local developments to officer level is also important. This builds on the important innovation already secured. It is appropriate that oversight powers will require confirmation by the Department of the Environment before they take effect. This simply confirms again that even at the local level, a strategic dimension is required to secure a consistency across Northern Ireland. This measure is an important means by which resource is released to focus on the more contentious proposals. It is a means by which local legitimacy is secured as quicker, consistent decision making creates a new confidence in the land use planning system.
The introduction of pre-application community consultation is important for a number of reasons. It democratises the land use planning process and brings into play the appropriate engagement by developer and community. It may be considered an investment in planning as it should address concerns that might be articulated later in a more negative way. It should encourage greater awareness of, and confidence in, the land use planning system. Too often, planning debates are over simplified – and do not reflect the real complexities involved in planning and development decision making. It will also encourage developers to provide the appropriate information and provide a rationale for a development proposal. It will also provide context to the local authority deliberations. For all that, however, pre-application discussions need to be resource appropriately, nurtured by a planning authority and the public at large need to be introduced to the responsibilities involved.
There are also a number of practical questions – who is the community? Who represents the community? What are the respective capacities of developer and community in such engagement? There will be a learning curve involved – how will this be supported and nurtured? What are the implications for securing consistency across Northern Ireland? What happens if the community is not happy with the outcome? How will this be addressed? Is there a strategic dimension here for the Department of the Environment?
Similar comments apply to the proposed pre-determination hearings – which will potentially improves transparency and accountability – and confidence in the new land use planning system but details of what is appropriate in terms of attendance need to be published in advance as best practice. There is a learning curve here as well. There are also questions of capacity for the local authority and developer – will this improve planning outcomes?
Reference to the concept of simplified planning zones is worrying. Such zones were deployed across the UK in the 1980s in very specific political and ideological circumstances. The evidence on their designation was ambiguous and the long term benefits contestable. The concept sends out a very ‘negative’ message to Northern Ireland – just as the Planning Bill is promoting a positive and confident planning hierarchy with an emphasis on asserting economic, social and environmental benefits, the simplified planning zone idea works in reverse. In effect it introduces a zoning device into an essentially positive regulatory planning framework. There are a number of questions - What is the evidence that simplified planning zones work? How does the community agree to the suspension of planning regulations which will form a foundational aspect of the simplified planning zones? What is the strategic vision for a zone? What strategic rationale is there for designation of a simplified planning zone? How will simplified planning zones conform to the regional development strategy and strategic planning policy statements? What will be the scope and nature of community involvement in any such designations? There is a tension and an ambiguity here with respect to this element of the Planning Bill.
Related to this is the isolated and strange reference to an enterprise zone. Again, enterprise zones were used at an earlier period (including Northern Ireland) but the evidence is not cut and dried. The Northern Ireland Affairs Committee is currently examining the potential of a Northern Ireland wide enterprise zone – and this political traffic appears to be confusing, alarming and nonsensical in the context of the Planning Bill. The Bill itself needs to spell out in more detail exactly what the strategic case is for the two deregulatory measures. They simply do not fit the ambitions and ambience of the Planning Bill.
The proposed reduction from 6 to 4 months for planning appeals is an attempt to speed up the planning system but the system needs to be appropriately resourced to ensure that the tendency to automatic appeal is nonetheless reduced. How does this proposal reflect the intended proportionality of the new land use planning system and what materials need to be submitted and in what form?
Whilst the proposal to allow an appeal against failure to take planning decision by a local authority is to be welcomed it may be too reductionist. There are 2 points: (i) the new planning authorities will need time to mature into effective planning decision makers; and (ii) what is the evidence that a prescribed time limit is the most effective way of determining what may be a very complex land and property development proposal. Would an alternative be the use of processing agreements which are tailored to fit the scale, circumstances and conditions of an individual application?
In the context of Northern Ireland, the use of planning agreements needs sensitive and careful consideration. Whilst rather more common in the remainder of the devolved UK, the use of planning agreements in Northern Ireland is relatively more restricted. The use of planning agreements has a long and complex history, involves careful handling of the inter-relationship involved, involve a mutual understanding of the financing of land and property development and considerable education in conducting any negotiations. There are issues relating also to the involvement of local community – would this form part of any initial pre-application discussions? What type of agreement would be appropriate to Northern Ireland? Would there be merit in considering the ‘tariff’ model? Certainly there needs to be considerable discussion around the purposes of planning agreements – are they intended to meet the needs of site specific infrastructure to support a land and property development proposal? Are the agreements needed at a more strategic or Northern Ireland wide scale? How are the agreements computed? What financial (social cost) element is included?
The comments set out above relate to the broad ‘rules of the game’ being set down for land use planning in Northern Ireland. Apart from the specific observations raising questions, the broad planning infrastructure looks competent. There are also a number of concerns around the organisational aspects of land use planning reform. Some of these have been alluded to above but are restated here as a set of caveats which need careful consideration if the land use planning system in Northern Ireland is to work effectively, efficiently and in the well being of Northern Ireland as a whole.
First, it is important to consider the intended (and new) governance of the land use planning system to be put into effect by the Review of Public Administration. This will radically transform the land use planning in Northern Ireland by moving away from the current centrist model (with relatively limited statutory consultation) to a more balanced planning infrastructure based on local government acting within strategic and central control. There are a number of comments above relating to the nature of this relationship and the need for a strong strategic context within which the balance of central-local relations should be positioned. In moving to the new land use planning system there is a possible deficit. It is clear that there is a case for the new development plans to be that – new and up to date. This is a challenge in itself – and is to be welcomed. It is evident from the Planning Bill that the new development plan portfolio will rest on two parts – a strategic statement and the detailed policies for a given area. There will be a transition phase whilst the ‘new’ local authorities set about preparing the strategic plans. Whilst the Regional Development Strategy and the Planning Policy Statements may provide a safety net – this may not be locality specific enough to guide land and property developments in a strategic manner. There is a case to provide that strategic context whilst enabling the new local authorities ‘find their feet’.
Here reference can be made to the Scottish experience with regional reports. These were introduced in 1975 to support the then process of local government reorganization being put into effect. As the new local authorities were introduced (a two tier system of strategic regional councils and constituent district councils) the upper tier regional authorities were required to prepare and submit within 12 months a regional report. Each regional report was to set out a strategic statement of the current and anticipated issues facing the area, the inherited policies in place, the new priorities and the available resource. In this way a succinct strategic context was established within which the development plans could be prepared. This ambition was achieved – all 12 regional reports were completed in the required time frame. This provided a strategic appreciation across the whole of Scotland (for Northern Ireland also this region wide perspective would be useful) and for each local authority it provided a corporate strategic framework for the preparation of the statutory development plans. This again could be very instructive for Northern Ireland in enabling the new local authorities prepare for their discharge of land use planning responsibilities.
Second, the new land use planning system in Northern Ireland will require a new set of oorganisational relationships and joint working arrangements. This will be required at the Northern Ireland level – between Departments – at local government level – between departments and the new local authorities, and between Departments, agencies and local authorities – and if there is joint preparation of development plans – between local authorities. This is a considerable canvas across which the cultures of joint working need to be secured. It posits challenges for both vertical and horizontal working in a variety of contexts.
There is a related question of capacity here – the introduction of land use planning at local authority level will be daunting enough – and even more so when the proposed community planning infrastructure is being devised and put into place – asking considerable questions of the capacity required. There will be new demands placed on the new local governance system as (as is to be expected) local communities seek to engage or participate. Expectations will be raised and those expectations will need to be managed in an effective and consistent manner. Reference has already been made to the convening of a national planning summit in Scotland to address this dimension to land use planning reform. This summit brought together all the key stakeholders in land use planning matters – including those appropriate government agencies to consider the importance of working with the land use planning system and not against it. This is generally held to have brought about positive changes in attitudes to the new land use planning system. In other words, inter-organisational working demands new think and practices.
Third, this leads to the related point of the necessary culture change. Reference has been made to this requirement above. Culture change will involve the rejection of current attitudes in land use planning in Northern Ireland – it will require a more positive, supportive and respectful approach by all concerned. A culture change will replace the established politics of resistance to land use planning – it recognises that the land use planning is there for a purpose. That is to secure an improved quality of life and sense of well-being for all of Northern Ireland. To achieve this will require a sustained programme of political debate and conversations in all quarters of Northern Ireland. There needs to be a basic understanding that the land use planning has an important part to play in facilitating economic recovery and sustaining economic growth and development in Northern Ireland; in ensuring that the appropriate land and property development developments, infrastructure and facilities are put in place to achieve social and community cohesion; to meet the specific needs of different groups in Northern Ireland; and to secure the appropriate management of its natural and cultural environments. That is not a simple task and it has to be advocated consistently and constantly. The reform process – set out in the Planning Bill – requires this as a de minimus step in seeking to meet its very valid and appropriate ambitions for Northern Ireland.
Fourth, to help secure these points it is necessary to reconsider the position of the land use planning system in Northern Ireland. By way of example, in Scotland, following its elections in 2007, a new Scottish National party administration came to power. It has asserted a strong sustainable economic growth manifesto – and it repositioned responsibility for land use planning from the previous Department of communities to the Department of Finance and Sustainable Growth. Reference has been made to the comments on the importance of the land use planning system to Scotland’s economic ambitions above, and this simple expedient sent out a very powerful message that the land use planning system was indeed central to Scotland’s overall governance and economic performance. This move on the part of the Scottish Government was a dramatic move – it can be achieved in Northern Ireland without necessarily involving administrative change but through the Northern Ireland Assembly Government demonstrating the strategic importance of the land use planning system to its own agendas. The importance is in the deliberate and active advocacy that land use planning matters to Northern Ireland.
Finally, the note above has stressed ad infinitum the need for the new land use planning system to exhibit a strategic dimension at all scales in Northern Ireland governance. This is to secure a future political vision for Northern Ireland, to promote consistency and certainty for investors and decision makers, and to facilitate a robust governance structure to argue the case when there are conflicts and tensions between policy objectives, localities and community perspectives. Again drawing on the case in Scotland, a strategic perspective was enabled through the National Planning Framework as part of the land use planning reform. The importance of the National Planning Framework was that (i) it is integral to the new planning hierarchy in Scotland – it sits at the apex of the planning levels of decision making and thresholds and provides that strategic overview; (ii) it assumed statutory status in the course of the reform of planning – thus it is a material consideration in planning decision making; and (iii) it provides a reference point to the Scottish land use strategy which is currently being devised. This suggests a real commitment to strategic integrated working at all levels of governance. Northern Ireland could draw on this and consider the case to integrate the Regional Development Strategy into the planning hierarchy in an explicit way. The constant reference to conformity is with the regional strategy is necessary but is it sufficient to secure the form of land use planning system required for Northern Ireland?
The Planning Bill asserts that its proposals will be cost neutral to the planning system. In other words, the new planning system will operate on the same basis as the current system i.e. a combination of income and non-income based funding. This cannot be the case. To put into practical action a new ‘fit for purpose’ land use planning system will require investment in core skills, staff and education of new planning officers with skills to engage in the different development planning exercise, development management, enforcement and civil engagement. New relationships will be required with developers (and householders) and if planning agreements become reality – then financial and negotiating skills will also be a necessity.
To create a modern land use planning system, to enable its effective transfer to a new local government system, to engineer new central – local relations, to effect a strategic transformation of governance in Northern Ireland, to meet the expectations of all interests, to have the skills to mediate economic, social and environmental considerations, to educate elected members, MLAs, the public at large and the development and construction sectors demands considerable time, energy and financial resource. To claim otherwise is irresponsible.
The Planning Bill is clearly oriented to the effective and efficient implementation of the land use planning system to meet Northern Ireland’s needs into the future. Any advance in planning reform will require a substantial investment in the planning resource in terms of skills, education, promotion and the general acceptance in Northern Ireland that land use planning matters to our overall well-being. That is the real challenge for land use planning in Northern Ireland.
4th Floor, Clarence Court, 10-18 Adelaide Street, Belfast BT2 8GB
Tel: 028 90541071 / 40217
secretariat-hillst@doeni.gov.uk
Alex McGarel
Clerk to the Committee for the Environment /NI Assembly
Room 245
Parliament Buildings
Ballymiscaw
Stormont
Belfast
BT4 3XX 10th January 2011
Dear Alex
In reply to your call for evidence on the Planning Bill, as chair of the current Historic Building Council (HBC), I would like you to reconsider the terms of reference of the Council as set out in Schedule 5 ( sect 196(3)).
The HBC is a Statutory Advisory Council appointed by the Minister after an advertising and interview process - all members give their services voluntarily. Your new Schedule 5 is virtually unchanged from Schedule 3 of Planning (Northern Ireland) Order 1991. It has been my pleasure to chair the previous Council and to have been reappointed as Chairman of the current Council which was reconstituted in March 2010.
A major break in the consistency of the advice we give to both NIEA (on listing and delisting buildings) and the Planning Service (on Conservation Area boundaries) is the maximum 3 year term, now limited to 2 terms only, by the Commissioner of Public Appointments. It takes a new member at least 1 year to grasp all the nuances of the post, and the new member really only becomes a useful contributor at middle to close of their first term. A 3 year term meets at least 10 times per year. The competent and enthusiastic members are often asked to serve a second term, and traditionally those who feel they have expertise to offer, could apply to be interviewed and selected for a third term. An existing 10 year limit then applied, although they could reapply at a future date following a break in service. Any council/committee is handicapped by the lack of members who can refer to decisions made in earlier years (in our case prior to 3 years - now 4 at this date) instead of 6 or 7 years. Some planning/historic built environment items reoccur several times before being approved and are often delayed by years eg. Maze, Upperlands, Sprucefield etc. It is useful to have the background aspects reviewed by members who were involved in the earlier discussions.
At the end of the last Council - when the new 2 term rule was applied to HBC for the first time - there were 5 members who had served 2 terms and would have willingly have applied to go forward (a retired QC, an historian, an architectural university lecturer, a retired senior planner and an architect involved in revitalising historic structures for use as accommodation). They may not have passed the interview process, but under the new ruling cannot apply ever again, much expertise lost to the Department!
I did approach the Commissioner personally after a chairs’ meeting which she was addressing, and whilst she was not prepared to change her stance regarding 2 terms, she suggested that the 3 year term could be reconsidered in the legislation governing HBC, to either a minimum (not maximum) term of 3 years or a maximum of 4 or 5 years. Either way leaves the Minister and Department in control of the reconstitution of HBC.
Please consider the above suggestion which will ease the burden on the next Chairman.
My recommendation would be to change ‘maximum’ to ‘minimum’ in Paragraph 2
or
3 (years) to 4 or 5 years.
Yours sincerely
Chairman
143 Malone Road
Belfast BT9 6SX
t +44 (0)28 9087 7157
f +44 (0)28 9087 7155
e iceni@ice.org.uk
www.ice.org.uk/northernireland
Mr. Cathal Boylan
Room 247
Parliament Buildings
Ballymiscaw
Stormont Estate
Belfast
BT4 3XX 14 January 2011
The Institution of Civil Engineers (ICE) is an international membership organisation that promotes and advances civil engineering around the world. ICE is a qualifying body, a centre for the exchange of specialist knowledge, and a provider of resources to encourage innovation and excellence in the profession worldwide.
Our purpose is to qualify professionals engaged in civil engineering, exchange knowledge and best practice, and promote their contribution to society. Our members help to create the structures and systems that sustain society. Across Northern Ireland, and indeed throughout the world, ICE members help to create the structures and systems that sustain society. They are responsible for designing, building, maintaining and improving bridges, roads, canals, docks, office buildings, hospitals, schools, airports, power stations, railways, flood defences and water-treatment facilities.
The Institution of Civil Engineers Northern Ireland (ICE NI) has around 2,000 ICE members, employed in a variety of areas, both in both the public and private sector. ICE NI is not a trade organisation and we are therefore well positioned to provide independent comment to our elected representatives on matters pertaining to infrastructure.
Planning is indeed an issue where ICE NI can provide independent, expert comment and we thank the Committee for the Environment for this opportunity to provide written evidence on the proposed Planning Bill.
ICE NI welcomes the reform of the Planning Bill as it sees the delivery of quick, clear and concise planning decisions as essential to the delivery of the upturn in the construction industry. The delivery of any new development proposals will be dependent upon the delivery of Planning Approval before a scheme can proceed to the detailed design and construction stage and as such ICE NI supports any measure that will achieve this. The draft Bill has a significant level of detail and it is difficult to summarise all of the content, however we have highlighted a few issues to which we would provide some comments.
ICE NI note that the top priority of the Bill is to contribute to economic growth with delivery of planning approvals. However this, to date, has been constrained by a high level of design detail leading to delays in the decision making process. We note that planning approval only allows for the concept of implementing a proposal and the final detail of this is subject to various other statutory processes. For example the detail of housing development is subject to building control approval which examines the higher level of detail of the individual units. Likewise to consider a few issues such as the principle of road access or dealing with potential contamination should be considered more as informatives similar to the way drainage is normally considered. This allows the Planning System to deal with the principle of development and allows the detail to be considered at a separate stage by the statutory consultees under their own powers. ICE NI note that this position does not appear to have changed from the previous Bill and high levels of detail may still be required.
ICE NI supports the use of Local Area Plans to set the ground rules for the development of new or brownfield sites. These Plans should set out the zoning and potential development of lands and should be kept up to date. With an up to date plan weight should be given to the potential development opportunities at the zoning stage so that Planning Approval need only deal with the style and concept of the new infrastructure / buildings. If these have already been zoned as part of the area plan process then these issues should not need to be revisited at the Planning Stage unless the land use is materially different.
Of note also is Part 2 where Councils appear to have a greater requirement to keep local data under review. The clauses within this section identify the Council as being the body required to produce the plan and run through the statutory processes. Clause 8 makes this quite clear stating “A Council must prepare a plan for its district". In the ongoing Review of Public Administration this is a notable task for the Councils and adequate resources will need to be allocated to allow this to happen, and to keep the Plans up to date.
Analysis of Relevant Clauses
ICE NI welcomes the class of “major developments" and the formalizing of Pre Application Discussions (PAD’s) in Clause 26. However these discussions need to be more proactive and should allow notable issues to be agreed in principle rather than just exploring options. The final outcome of a scheme is dependent on the ultimate planning application and dealing with potential objections, however more use should be made of the PAD system to agree a lot of the issues at an early stage. There is little point in having discussions if a different officer makes a different view when the application is actually submitted. There needs to be some continuity between the PAD team and those assessing the application. This issue could be further compounded if a Headquarters team deals with the PAD and the Council becomes the decision maker.
The introduction of Simplified Planning Zones is welcomed and supported by ICE NI. There could be potential to use such zones for social development type regeneration projects if they are clearly defined within an area plan. Such a process would be material to the delivery of quick regeneration projects avoiding issues that can hold up grant of approvals under the current legislation.
ICE NI supports the restoration of a site after completion of permissions such as mineral activity, but asks if this would also cover issues such as landfill? If the mineral activity, such as quarrying is carried out by a private firm who subsequently become insolvent, how then can the restoration be delivered? Is there a mechanism outside the Planning Bill to accommodate this?
It is ICE NI’s understanding that Clause 60-62 do not impose a time limit for the commencement of normal development were a time clause has not been included. Therefore we interpret that Clause 63 is only applicable to schemes were a time limit has been imposed, for example for mineral extraction activities or time bound car parks where a time limit is normally included.
Clause 72 is a reworking of the old Clause 39 of the 1991 order which in effect does not relate specifically to enforcement cases but could be used by the Planning Body to revoke a scheme that did have an approval. ICE NI assume that this would be applicable in issues such as potential vesting schemes to regenerate an area or deliver items such as a new road, thereby revoking an existing approval.
Clause 75 sets out clarification on Planning Agreements and allows for works or sums for works to be provided for what could relate to infrastructure requirements identified as part of the planning process to accommodate the impact of the development. Such clarification is welcomed. Could this be used to implement an infrastructure levy such as a roof top tax to deliver some much needed infrastructure required for specific proposals?
Clause 219 sets out the policy on fees and charges. ICE NI notes that discussion has taken place outside the Bill on the provision of higher application fees up to £250,000. This is significantly higher than the current ceiling fee and ICE NI would wish to input to the debate on fees. A higher fee can be justified with a commensurate improvement in the speed of delivery of a decision and applicants may wish to partake of this higher fee. However in the current economic climate the level of fee needs to be carefully considered to ensure that it does not deter the submission of proper and much needed applications for infrastructure.
Clause 224 sets out the duty to respond to consultation requests. It is essential that these are done quickly to ensure that applications proceed to decision as soon as possible and the ICE NI supports this.
Yours sincerely
Chairman, Institution of Civil Engineers Northern Ireland
Our Ref: 2011/046/PT/PH
Ms Alex McGarel
Environment Committee Clerk
Northern Ireland Assembly
Stormont
Belfast 20 January 2011
Dear Ms McGarel
Larne Borough Council acknowledges the Department’s intention to modernise the Planning System within Northern Ireland and welcomes the opportunity to submit its views on the Planning Bill, seeing it as progressive and instrumental in supporting reform.
The Council considers that an effective local planning function offers the potential to fully develop the new community planning role to be given to councils, enabling a much more strategic and integrated approach to be taken to the social, economic and physical regeneration of local areas and in improving the quality of life of citizens. The Council therefore welcomes the recognition of Community Planning as being fundamental in the hierarchy of the development plan formation.
The Committee will be aware that the Council had made a detailed response, in 2009, to the original Departmental consultation “Reform of the Planning System in Northern Ireland: Your chance to influence change" which set out proposals for planning reform. In cross-referencing the Council’s original response (refer Appendix II) with the provisions as set out within the Planning Bill, it would appear that a number of concerns expressed by the Council have not been fully addressed and that the Bill is prematurely presented in that the role of Councils has been diluted to the extent that the local democratic accountability becomes negligible.
The comments as set out within this response therefore reinforces previous views expressed by the Council; the views are intended to be constructive and seek to ensure that the reform proposals contained within the Planning Bill enhance the delivery of planning as an efficient and effective service.
The following response sets out a high-level commentary on the proposed reform of the Planning Service and the general content of the Planning Bill.
It should be noted that in responding to the Planning Bill, the Council is conscious that much of the detail around the out-workings of this legislation (such as the definition of regional development and the criteria for both departmental intervention and call in procedures) may be set out within the subsequent subordinate legislation (regulations) arising from the Bill.
The Council would suggest that future proposals should involve full consultation on the introduction of any regulations materially affecting the future discharge by councils of any function.
As noted by the Executive at its second stage debate on the Planning Bill on 14th December 2010, the Council would be concerned that the short timescale set for the provision of written evidence regarding the Planning Bill (one of the largest to come before the Assembly), may make it difficult for many respondents to undertake any detailed due diligence review of the proposals put forward and the impact upon the future administration of the functions.
The Council is aware of the separate, but associated consultation underway on Local Government Reform which sets out proposals which will inevitably impact upon the future administration of planning functions by Councils (e.g. proposals in relation to governance, ethical standards, decision-making processed, performance frameworks etc). It would appear that the reform of the Planning Service, as set out within the Planning Bill, has been considered almost in isolation from these other matters. Due consideration will need to be given to the important interconnection and sequencing of these two strands of legislation.
Council welcomes the references made throughout Planning Bill to the extensive range of planning duties for which Council will assume devolved responsibility. However, the scope for departmental intervention dilutes this responsibility to the extent that Councils appear to become the delivery agent for the Department rather than having the necessary powers to be considered the “planning authority".
Council is extremely concerned that there is no reference whatsoever to the significant staffing levels and resources which will be required in order for Council to effectively execute the duties set out in the Planning Bill.
The Council would be concerned that adequate consideration has not been given to the resource and financial implications for councils of implementing the new regime and would seek further engagement with the Department in this regard. If councils are to ensure the effective administration of planning function and maintain service continuity, it will be important that sufficient resources are available to support the level of transformation and additional responsibilities, processes and requirements embodied within the reform proposals. This also needs to be considered within the context of the recent proposals for significant downsizing of Planning
Service staff. The Council would advocate that the transfer of planning functions to local government should be cost-neutral and should not become an additional burden to the ratepayer.
The Council recognises that there is a critical need to ensure that there is sufficient capacity within both central and local government to ensure that the reformed planning service is delivered in an effective and efficient way both pre and post transfer of specific functions to councils.
The reform proposals as set out within the Planning Bill including, for example, the new local development plan system, preparation of community statements, a new role of pre determination hearings, annual monitoring reporting, audit and reporting of performance, are likely to have significant resource and capacity implications for councils when functions transfer. The new councils will have limited experience in statutory planning delivery requiring the development of significant capacity and expertise.
Council seeks urgent clarification on the new statutory governance framework and on the Department’s position on the significant capacity building which will be required in order to execute the provisions of the Planning Bill.
Council is extremely concerned at the practice within the Bill of making numerous references to the possibility of the Department preparing ‘Regulations’ (the Department may by regulation) particularly in relation to plan strategy, local policies plan and those matters listed at Clause 22 namely :
22.(1) The Department may by regulations make provision in connection with the exercise by any person of functions under this Part.
(2) The regulations may in particular make provision as to –
(a) the procedure to be followed by the council in carrying out an appraisal under Clause 8(6) or 9(7);
(b) the procedure to be followed in the preparation of development plan documents;
(c) requirements about the giving of notice and publicity;
(d) requirements about inspection by the public of a development plan document or any other document;
(e) the nature and extent of consultation with and participation by the public in anything done under this Part;
(f) the making of representations about any matter to be included in a development plan document;
(g) consideration of any such representations;
(h) the determination of the time at which anything must be done for the purposes of this Part;
(i) the manner of publication of any draft, report or other document published under this Part;
(j) monitoring the exercise by councils of their functions under this Part.
Council seeks urgent clarification from the Department as to the commitment or otherwise to prepare regulations and the timescale for their completion. Council considers that delays in preparing regulations or uncertainty as to whether or not regulations will be prepared could seriously affect the ability of the Council to effectively execute its planning powers.
Council is extremely concerned with the number of Clauses throughout the Bill which require Council to seek approval from the Department on a wide range of matters, most of which could and should be adequately dealt with at Council level. Council considers that the widespread requirement for consultation with and checking by the Department will add unnecessary bureaucracy and delay, and could affect the ability of Council to effectively execute the planning function.
Council is extremely concerned with the extensive level of power effectively retained by the Department across all aspects and at all levels within the planning process, and the provisions within the Bill for the Department to directly intervene in the planning process. The Bill provides little if any justification for this widespread intervention by the Department.
Whilst the Council recognises and accepts the necessity for regional oversight, it would be concerned that the proposed scope and level of intervention and scrutiny by the Department (e.g. reserve powers, monitoring, call-in, scrutiny, intervention, performance assessment, reporting and direction), of the future administration of planning functions by councils may create unnecessary tensions and potential delays in the process. It is suggested that the level of oversight/intervention is overly bureaucratic, process driven and may, in fact, mitigate against local democracy and accountability. Such intervention would effectively retain total control at Central Government level with the Department having power to provide “movable goal posts".
Given the apparent commitment of the Department to the transfer of planning powers to local government, Council is concerned that the Bill makes extensive provision for the Department to intervene with Council planning duties with little or no rationale for such intervention. Council will solely be a delivery agent for the Department.
Furthermore, Council questions the need for this level of unchecked Departmental intervention and in particular the associated financial implications both in terms of the potential duplication of functions between the Department and Council and the inevitable delays to the planning process.
Council is extremely concerned with the inclusion in the Bill of a range of matters which were not included in the Reform of Planning consultation. Whilst Council welcomes the principle of provisions made in respect of Simplified Planning Zone Schemes (clauses 33 – 38), Grant of Planning Permission in Enterprise Zones (39), Land and Works of Councils (106), Hazardous Substances (107 –119), Trees (120 – 127), Review of Mineral Planning Permissions (128) and Advertisements (129) Purchase of Estates in Certain Land Affected by Planning Decisions (189 – 195) Further Provisions as to Historic Buildings (196 – 200) Application of Act to Crown Land (207 – 214) Assessment of Council’s Performance or Decision Making (203 – 206) and Application of Act to Crown Land (207 – 214), Council has not been previously consulted on these matters and as such is not in a position to make a substantive response.
Council is particularly concerned with the provisions of Clauses 178 – 188 which state that Council must pay compensation associated with a range of circumstances including those in relation to consents which are revoked or modified, and losses due to stop notice and building preservation notices. Council has not been afforded adequate opportunity to assess these provisions which require detailed consideration by the Council’s legal advisors before Council can make a substantive response.
Notwithstanding Council responses regarding the content of the Bill, Council recognises that there will be a transition period when Council first takes responsibility for the suite of planning powers set out in the Planning Bill. In this context Council considers that this Planning Bill should be acknowledged as an Interim Bill which will apply for a defined period (2-3years) after which time the Bill would be amended to appropriately to reflect local government change and revised Council administrations, and to significantly reduce the involvement of the Department except in exceptional circumstances where the requirement for consultation and intervention is clearly justified.
In considering the Planning Bill, the Council would suggest that the following are potential omissions within the legislation.
i) Section 215 - Power to require proper maintenance of land.
The Council would request consideration be given to the potential inclusion within the Planning Bill of a similar provisions as set out within Section 215 of the Town and Country Planning Act, England and Wales, which would allow councils to manage the amenity of an area. The details of Section 215 are outlined below:
(1) If it appears to the local planning authority that the amenity of a part of their area, or of an adjoining area, is adversely affected by the condition of land in their area, they may serve on the owner and occupier of the land a notice under this section.
(2) The notice shall require such steps for remedying the condition of the land as may be specified in the notice to be taken within such period as may be so specified.
(3) Subject to the following provisions of this Chapter, the notice shall take effect at the end of such period as may be specified in the notice.
(4) That period shall not be less than 28 days after the service of the notice.
ii) Protection against dilapidations
The Council would also welcome further provisions in relation to the enhancement to conservation areas, listed buildings and the like by the introduction of a section similar to Section 215 of the Town and Country Planning Act, England and Wales. This Adoptive provision would allow the Council to designate protected areas within the borough.
There are many positive attributes included in the proposals for this Planning Bill. However we would have concerns in relation to the actual role proposed for local Councils given the authority retained at a central level and the overall resource required to make the proposed transfer of planning powers effective. We recognise that many additional requirements will emerge as a result of the subsequent regulations and believe that the transfer and set up of this system will bring significant challenges.
Council anticipate that there will be many legal challenges to the new system and suggest that the Department, in conjunction with the Planning Appeals Commission, provide additional support in order to process these and help form the interpretations which will form the basis of the new system.
Yours sincerely
Chief Executive
Enc.
Larne Borough Council response to :
Reform of the Planning System in Northern Ireland: your chance to influence change.
(October 2009)
Larne Borough Council broadly welcomes the proposals outlined in the consultation document and strongly believes that local planning issues are best dealt at a local level. However, as stated the reforms proposed in this document represent the most far-reaching changes to the planning system in over 30 years, and as such adds to the challenges currently faced by District Councils.
As a Council we would like to draw your attention to the key areas of concern raised at the NILGA consultation event held in Craigavon on 26 August 2009. NILGA has summarised these as follows:
Larne Borough Council supports the response submitted by NILGA and would ask that the Department give full consideration to the issues raised in the document.
Dear Sir,
Limavady Borough Council has recently considered the call for comments on the above Bill and while in general welcoming the policy move to reform planning would make the following comments:
Limavady Borough Council believes that the time frame for a considered response for such a complex Bill with such far reaching consequences for local government has been entirely inadequate and that a longer period of time should have been afforded.
Council is very concerned at the lack of detail about the resourcing issues involved. If the new planning regime is transferred over to Councils with the existing budget at the time, it will be inadequate for all the requirements of the reformed planning system. This lack of resources could result from inadequate human service resource levels, new requirements and responsibilities to be managed and the concern that Councils would be liable for compensation claims including where the fault lies with the Department. There should be a comprehensive real cost assessment of all the requirements of the service to meet expected standards to ensure the transferring budget, which should be on a “cost neutral" basis to the rate payer, is adequate.
3. There is concern that the proposed timing of the Bill with the possibility of the early transfer of the function to the existing 26 Councils is too quick to allow for adequate preparation. Adequate time shall be required for the establishment of the necessary goverance arrangements and the building of capacity amongst both elected members and officers to ensure the delivery of a professional and efficient service from the outset.
I apologise for the necessary generalisation of comments at this stage given the brevity of the consultation period. If you have any queries please come back to me.
Yours sincerely
Chief Executive
Limavady Borough Council
Comhairle Bhuirg Léim an Mhadaidh
7 Connell Street, Limavady, BT49 0HA
T: 028 777 60300
F: 028 777 65241
W: www.limavady.gov.uk
Evidence Report on the Planning Bill
Lisburn City Council
January 2011
BDP
1.0 Introduction
2.0 Overview of Planning Bill
3.0 Relationship to Reform of Planning
4.0 Council Response to Reform of Planning
5,0 Key Areas for Consideration and Response by Lisburn City Council
6.0 Strategic Responses
Appendix 1 Planning Bill Parts and Clauses
Prepared on behalf of Lisburn City Council
Contents
This document contains a number of parts as listed below
2.0 Overview of the Planning Bill (details summarised at Appendix 1)
3.0 Relationship of the Planning Bill to the Reform of Planning
4.0 Council response (concerns highlighted) to the Reform of Planning
5.0 Key Matters of Interest to Council in respect of the Planning Bill (including specific responses therein)
6.0 Strategic Responses to the Planning Bill
The Planning Bill’s Explanatory and Financial Memorandum states that,
“This Bill provides the legislative basis for these reforms (as outlined following consultation on Reform of Planning document) and also gives effect to the Review of Public Administration (RPA) changes which will transfer the majority of functions and decision making responsibilities relating to local development planning, development management plus planning enforcement to district councils. This will make planning more locally accountable, giving local politicians the opportunity to shape the areas within which they are elected. Decision-making processes will be improved by bringing an enhanced understanding of the needs and aspirations of local communities."
It continues,
“The Bill therefore establishes a new framework for a reformed and transferred planning system which will be supported with a significant and comprehensive programme of subordinate legislation and guidance which will be subject to further detailed consultation exercises."
The Bill consists of 248 clauses, 15 parts and 7 Schedules. Appendix 1 contains a complete list of the clauses and provides commentary on each.
3.1 In November 2007 the Minister of the Environment announced a programme to reform and reshape the planning system in Northern Ireland. In July 2009 the Department published a consultation paper “Reform of the Planning System in Northern Ireland: Your chance to influence change" which sought views on the proposed. Turley Associates submitted a formal response to this document on behalf of Lisburn City Council.
3.2 The consultation document was set out in a structure and order broadly similar to the ‘Planning Bill’. The Chapters contained within the consultation document are outlined below.
3.3 The ‘Reform of Planning’ consultation document was quite broad and general in its scope. Council notes that the groups of Clauses listed below are additional to those previously included in the Reform of Planning consultation and as such Council has not had the opportunity to previously comment on:
3.4 A ‘Simplified Planning Zone may be a new concept to some Councillors. SPZs are zones of land in the United Kingdom earmarked for specific development where the planning process is relaxed in order to encourage development. Clause 33 (1) of the Bill defines it as “an area in respect of which a simplified planning zone scheme is in force." 33 (4) states that a,
“Simplified planning zone shall consist of a map and a written statement, and such diagrams, illustrations and descriptive matter as the council for the district within which the zone is located thinks appropriate for explaining or illustrating the provisions of the scheme, and must specify –
The development or classes of development permitted by the scheme;
The land in relation to which permission is granted; and
Any conditions, limitations or exceptions subject to which it is granted;
And must contain such other matters as may be prescribed."
4.1 Outlined below is an overview of the key concerns raised by Lisburn City Council in the response to consultation on the Reform of Planning. Note that specific detail on the plan making process is not included in the Bill and it is assumed that formal consultation on this will take place in due course through the preparation of ‘Regulations’.
4.2 In response to Question 7 in relation to timescales for producing plan documents, Council made several pertinent points. It noted the difficulties and delays in producing the Lisburn Area Plan 2001 and referred to the role DoE may have, as they will retain a power to step in and take over the plan making process. Council suggested there may be risk to meeting targets due to the role of external agencies and also the potential for Departmental interference even if issues causing the delays are outside the Council’s control.
4.3 The response continues asking why only sanctions against Councils are referred to and also expresses a concern about the resources available to deliver plans within very challenging timescales. These same points are re-emphasised in response to Question 9.
4.4 In response to Question 13, Council objected to the proposal that the examiner(s) should have the power to determine the most appropriate procedures to be used in dealing with representations to the local development plan. Council argued that there is a democratic right for participants to present their case.
4.5 Question 16 relates to the basis for examining plans. Of note is part of COUNCIL’s response which we outline below,
“It is unclear from the paper whether the Department will have the ability to step in before examination stage if it considers a plan to be unsound or not robust, and thus prevent unnecessary expenditure of resources. At present part of DRD’s function is to award a Certificate of Conformity with the RDS at pre-draft stage and presumably without this certificate a DoE draft plan would not move forward towards examination. This is a helpful check and an equivalent provision would be useful the new regime."
4.6 In response to Question 17 and how development plans should be examined, Council objected to the appointment of alternative external examiners and comments that the PAC should be fully resourced to deal with such projects.
4.7 Question 22 asks whether the Department should have the powers to intervene in the making, alteration or replacement of a local development plan by the district Council. Council stated that this sort of intervention could only be justified in the most extreme circumstance and not if the failings were found to be for reasons outside the control of the local authority. They also expressed concern that the long awaited plan making powers could be removed and requested the opportunity to comment on further guidance on this point.
4.8 Question 23 relates to joint local development plans between neighbouring Councils. Council stated that Councils may choose to cooperate with one another but that central government should not have the power to require neighbouring or agglomerations of local Councils to prepare joint plans. Council also noted that the Department should have a role to ensure that the local authority cannot devise a situation where it unfairly competes for more high value projects and redirect less desirable or lower value projects to locations outside its boundaries.
4.9 In response to Question 25 and how planning applications are processed, Council suggested that the role and engagement of consultees in the planning process needs reform. The response states, “the paper misses the opportunity to integrate key consultees into the development management process" and cites the success of the Strategic Projects Team who work in integrated teams alongside Roads Service, NIEA and Landscape Architects Branch.
4.10 Question 26 refers to the proposed categories of development and whether applications would be assessed at Council or Departmental level. Council’s response states, “given the characteristics of particularly Lisburn City itself, the balance seems to favour DoE control, particularly in respect of residential development. It may sensible, therefore, to allow some flexibility in the application of the thresholds in situations where DoE / Council are in agreement."
4.11 Question 39 refers to the call-in mechanism for development at pre-applications and planning application stages. Council agreed with the process as outlined in the consultation document and noted that they were encouraged by use of words ‘exceptional’ and ‘sparing’. (These words appear to have been omitted from the Planning Bill.
4.12 Similar to Question 17, Question 41 relates to a potential role for independent examiners in the planning application process. Council objected to the appointment of alternative external examiners and stated that the PAC should be fully resourced to deal with such projects.
4.13 Questions 49 – 51 relate to the role of statutory consultees. Council suggested that consultee responses should be issued within 21 days.
4.14 Council objected to Question 53 that proposed development should ‘enhance the character of a conservation area’. This was deemed as ‘subjective’ and there are no overwhelming arguments to suggest a more effective system or better outcomes would result.
4.15 Council objected to Question 54 which proposed the reduction in planning permission from 5 years to 3 years. (The Planning Bill states that planning permission will continue to last for 5 years).
4.16 Question 67 asked whether third party appeals should be introduced. COUNCIL stated that they should not be introduced particularly in the current economic circumstances where investment decisions are more important than ever. (Third Party Appeals have not been included in the Planning Bill.)
4.17 Question 82 asks whether central government should have statutory planning audit/inspection function covering general or function-specific assessments. Council stated that government should fulfil this role but did not elaborate further.
In this part of the report Council ‘Responses’are suggested for a number of specific ‘Clauses’ (also referred to as ‘Sections’). The full text of the relevant Clause (Section) is provided before the ‘Response’ with a summary of all 248 Clauses attached as Appendix 1.
3.(1) A council must keep under review the matters which may be expected to affect the development of its district or the planning of that development.
(2) Those matters include?
(a) the principal physical, economic, social and environmental characteristics of the council’s district;
(b) the principal purposes for which land is used in the district;
(c) the size, composition and distribution of the population of the district;
(d) the communications, transport system and traffic of the district;
(e) any other considerations which may be expected to affect those matters;
(f) such other matters as may be prescribed or as the Department (in a particular case) may direct.
(3) The matters also include
(a) any changes which the council thinks may occur in relation to any other matter;
(b) the effect such changes are likely to have on the development of the council’s district or on the planning of such development.
(4) A council may also keep under review and examine the matters mentioned in subClauses (2) and (3) in relation to any neighbouring district to the extent that those matters may be expected to affect the district of the council.
(5) In exercising a function under subClause (4) a council must consult with the council for the neighbouring district in question.
Response (Clause ‘3’)
In order to undertake and maintain up to date surveys of the district, the Council will require ongoing co operation and support in the form of up to date information from a wide range of statutory agencies and Departments including, NISRA, DRD Roads Service, Department of Education, NIEA, NI Water and Rivers Agency. Notwithstanding the provision of Clause 222 regarding contributions by Councils and statutory undertakers, the Bill makes no provision for the involvement and support of such agencies.
2.(1) The Department must prepare a statement of community involvement. (2) The statement of community involvement is a statement of the Department’s policy as to the involvement in the exercise of the Department’s functions under Part 3 of persons who appear to the Department to have an interest in matters relating to development.
4- (1) A council must prepare a statement of community involvement.
(2) The statement of community involvement is a statement of the council’s policy as to the involvement in the exercise of the council’s functions under this
Part and Part 3 of persons who appear to the council to have an interest in matters relating to development in its district.
(3) The council and the Department must attempt to agree the terms of the statement of community involvement.
(4) But to the extent that the council and the Department cannot agree the terms of the statement of community involvement the Department may direct that the statement must be in the terms specified in the direction.
(5) The council must comply with the direction.
(6) The Department may prescribe
(a) the procedure in respect of the preparation of the statement of community involvement;
(b) the form and content of the statement;
(c) publicity about the statement;
(d) making the statement available for inspection by the public;
(e) the manner in which
(i) representations may be made in relation to any matter to be included in the statement; and
(ii) those representations are to be considered;
(f) circumstances in which the requirements of the statement need not be complied with.
Response (Clauses 2 and 4)
Key issues noted below:
The procedure to be undertaken between the Council and the Department to agree the terms of the statement of community involvement requires clarification. As the Planning Bill is currently proposed all power rests with the Department to dictate the contents of the statement of community involvement as if agreement is not reached between the two parties.
The power of the Department to proceed and provide ‘direction’ on the statement of community involvement has not been qualified by the legislation. Thus the role of the Council could be undermined at the very outset of the Development Plan process. Arguably it is the Council who are better informed regarding the local community whereas the Department are removed from this local context. Further clarity on this issue is required and justification for the default role/ power of the Department to direct and control the statement of community involvement.
Council questions on the role of the ‘statement of community’ in the ‘Local Development Plan Process’ with particular regard as to how this role will interplay with the new function for Council (identified by the Local Government Reform Policy proposals Consultation Document- November 2010) to prepare a ‘Community Plan’ for their respective Council District and the new Council power of ‘well-being.’ The Department has not provided guidance on these new Council functions. Council acknowledges the ‘Community Plan’ function will encompass multifaceted engagement and partnership working with a full range of sectors, including public bodies, businesses and community and voluntary organisation. However, in the absence of guidance from the Department on Point 2(1) and the new functions of ‘Community Planning’ and ‘Power of Well Being’ (as contained in Local Government Reform Policy proposals Consultation Document- November 2010) Council has concerns regarding how the functions will interplay in the provision of services. Council requires clarification from the Department that the relationship between the new functions has been considered by the Department and clear guidance on how the functions inter-relate will be provided.
5.(1) Any person who exercises any function under this Part must exercise that function with the objective of contributing to the achievement of sustainable development.
(2) For the purposes of subsection (1) the person must have regard to-
(a) policies and guidance issued by
(i) the Office of the First Minister and deputy First Minister;
(ii) the Department;
(iii) the Department for Regional Development;
(b) any matters which appear to that person to be relevant.
Response Clause 5
Council would like that clarify whether ‘sustainable development’ as outlined at 5(1) is consistent with the Office of the First Minister and deputy First Minister approach to ‘sustainable development’ as outlined in the policy document entitled ‘Everyone’s Involved: Sustainable Development Strategy.’ The strategic objectives of the Sustainable Development Strategy are as follows:
7. (1) A council must prepare, and keep under review a timetable for the preparation and adoption of the council’s local development plan.
(2) The council and the Department must attempt to agree the terms of the timetable mentioned in subClause (1).
(3) But to the extent that the Department and the council cannot agree the terms the Department may direct that the timetable must be in the terms specified in the direction.
(4) The council must comply with the direction.
(5) The Department may prescribe
(a) the procedure in respect of the preparation of the timetable mentioned in subClause (1);
(b) the form and content of the timetable;
(c) the time at which any step in the preparation of the timetable must be taken;
(d) publicity about the timetable;
(e) making the timetable available for inspection by the public;
(f) circumstances in which the requirements of the timetable need not be complied with.
Response (Clause 7)
The procedure to be undertaken between the Council and the Department to agree the terms of the timetable of the Council’s local development plan requires clarification. As the Planning Bill is currently proposed all power rests with the Department to dictate the final terms of the Council’s local development plan.
It is noted that the Department has the legislative capacity to disagree with the Council on the timetable and to proceed in requiring the Council to adhere to their direction on the timetable. This interventionist role by the department has not been qualified by the Planning Bill. Further clarity on this issue is required and justification for the default role/ power of the Department to direct and control the preparation of the timetable of the Council Local Development Plan.
8. (1) A council must prepare a plan for its district (to be known as a plan strategy).
(2) A plan strategy must set out
(a) the council’s objectives in relation to the development and use of land in its district;
(b) its strategic policies for the implementation of those objectives; and
(c) such other matters as may be prescribed.
(3) Regulations under this Clause may prescribe the form and content of the plan strategy.
(4) A plan strategy must be prepared in accordance with
((b) the council’s statement of community involvement.
(5) In preparing a plan strategy, the council must take account of
(a) the regional development strategy;
(b) any policy or advice contained in guidance issued by the Department;
(c) such other matters as the Department may prescribe or, in a particular case, direct, and may have regard to such other information and considerations as appear to the council to be relevant.
(6) The council must also
(a) carry out an appraisal of the sustainability of the plan strategy;
(b) prepare a report of the findings of the appraisal
Response (Clause 8)
It is recognised that the preparation of the ‘Plan Strategy’ will be a critical plan making function of the Council and as such clarification is required as to the anticipated form and content of the strategy. Whilst there is reference to this matter at (8(3)) ‘Regulations under this Clause may prescribe the form and content of the plan strategy’, there is no commitment made or timescale suggested for the preparation of such ‘Regulations’.
Clarification is required regarding the scope of ‘other matters’ (8(5)(c)) which the Department may prescribe or direct and the required ‘appraisal of the sustainability of the plan strategy’. (8(6)(a)).
9.(1) A council must, after the plan strategy for its district has been adopted by resolution of the council or, as the case may be, approved by the Department, prepare a plan for its district (to be known as a local policies plan).
(2) The local policies plan must set out
(a) the council’s policies in relation to the development and use of land in its district; and
(b) such other matters as may be prescribed.
(3) Regulations under this Clause may prescribe the form and content of the local policies plan.
(4) The local policies plan must be prepared in accordance with?
(a) the timetable set out in Clause 7(1);
(b) the council’s statement of community involvement.
(5) The council’s local policies plan must be consistent with the council’s plan strategy.
(6) In preparing the local policies plan, the council must take account of
(a) the regional development strategy;
(b) any policy or advice contained in guidance issued by the Department;
(c) such other matters as the Department may prescribe or, in a particular case, direct, and may have regard to such other information and considerations as appear to the council to be relevant.
(7) The council must also
(a) carry out an appraisal of the sustainability of the local policies plan;
(b) prepare a report of the findings of the appraisal.
Response (Clause 9)
It is recognised that the preparation of the ‘Local Policies Plan’ will be a critical plan making function of the Council and as such clarification is required as to the anticipated form and content of the policies plan. Whilst there is reference to this matter at (9(3)) ‘Regulations under this Clause may prescribe the form and content of the local policies plan’, there is no commitment made or timescale suggested for the preparation of such ‘Regulations’.
Clarification is required regarding the scope of ‘other matters’ (9(5)(c)) which the Department may prescribe or direct and the required ‘appraisal of the sustainability of the local policies plan strategy’. (9(6)(a)).
10. (1) The council must submit every development plan document to the Department for independent examination.
(2) But the council must not submit such a document unless (a) it has complied with any relevant requirements contained in regulations under this Part, and
(b) it thinks the document is ready for independent examination.
(3) The council must also send to the Department (in addition to the development plan document) such other documents (or copies of documents) and such information as is prescribed.
(4) The Department must, unless it intends to make a direction under Clause 11(2) or 15(1), cause an independent examination to be carried out by
(a) the planning appeals commission; or
(b) a person appointed by the Department.
(5) The purpose of an independent examination is to determine in respect of the development plan document
(a) whether it satisfies the requirements of Clauses 7 and 8 or, as the case may be, Clauses 7 and 9, and any regulations under Clause 22 relating to the preparation of development plan documents;
(b) whether it is sound.
(6) Any person who makes representations seeking to change a development plan document must (if that person so requests) be given the opportunity to appear before and be heard by the person carrying out the examination.
(7) The person appointed to carry out the examination must
(a) make recommendations;
(b) give reasons for the recommendations.
11.(1) A council may, in such manner as may be prescribed, at any time before a development plan document is submitted to the Department under Clause 10(1), withdraw the document.
(2) The Department may, at any time after the development plan document has been submitted to it under Clause 10(1), direct the council to withdraw the document.
12.(1) The Department must consider the recommendations made under Clause 10(7) and direct the council
(a) adopt the development plan document as originally prepared;
(b) adopt the development plan document with such modifications as may be specified in the direction; or
(c) withdraw the development plan document.
(2) The Department must give reasons for a direction given under subClause (1).
(3) The council must comply with a direction given under subClause (1) within such time as may be prescribed.
(4) For the purposes of this Clause, a development plan document is adopted by resolution of the council.
13.(1) A council must carry out a review of its local development plan at such times as the Department may prescribe.
(2) The council must report to the Department on the findings of its review.
(3) A review must
(a) be in such form as may be prescribed; and
(b) be published in accordance with such requirements as may be prescribed.
14.(1) The council may at any time prepare a revision of
(a) its plan strategy; or
(b) its local policies plan.
(2) The council must prepare a revision of its plan strategy or its local policies plan
(a) at such times and in such manner as may be prescribed;
(b) if, following a review under Clause 13, it thinks that the plan strategy or the local policies plan should be revised;
(c) if the Department directs the council to do so.
(3) This Part applies to the revision of a plan strategy or a local policies plan as it applies to the preparation of a plan strategy or, as the case may be, a local policies plan.
15.(1) If the Department thinks that a development plan document is unsatisfactory it may, at any time before the document is adopted under Clause 12 direct the council to modify the document in accordance with the direction.
(2) If the Department gives a direction under subClause (1) it must state its reasons for doing so.
(3) The council must comply with a direction given under subClause (1).
16.(1) This Clause applies if the Department thinks that a council is failing or omitting to do anything it is necessary for it to do in connection with the preparation or revision of a development plan document.
(2) The Department may
(a) prepare the document; or
(b) revise the document.
(3) The Department must give reasons for anything it does in pursuance of subClause (2).
4) The Department must cause an independent examination to be carried out by
(a) the planning appeals commission; or
(b) a person appointed by the Department, and Clause 10(5) to (7) applies accordingly.
(5) The Department must publish the recommendations and reasons of the person appointed to hold the examination.
(6) The Department must consider recommendations made in accordance with Clause 10(7) (as applied by subClause (4) of this Clause) and may approve the document with or without modification.
(7) The council must reimburse the Department for any expenditure the Department incurs in connection with anything
(a) which is done by it under subClause (2), and
(b) which the council failed or omitted to do as mentioned in subClause (1).
Response (Clauses 10-16)
Council notes that the powers afforded to the Department in relation to the preparation of Local Development Plans are substantive and that they over-ride the responsibilities of the Council, whereby the actions of the Council are under constant supervision throughout the Plan-making process. It is understandable that central government wishes to retain some level of power of recovery if local Councils were genuinely failing/require support in their efforts to prepare Local Development Plans. However Council is concerned regarding the overarching power of the Department, summarised as follows:
(a) which is done by it under sub Clause (2), and
(b) which the council failed or omitted to do as mentioned in sub Clause (1)’.
18.(1) The Department may direct two or more councils to prepare
(a) a joint plan strategy; or
(b) a joint plan strategy and joint local policies plan.
(2) A direction given by the Department under subClause (1) may relate to the whole or part of the councils’ districts.
(3) A council must comply with a direction given by the Department under subClause (1).
Response (Clause 18)
Council considers it questionable as to why the Department should have the power to require neighbouring or agglomerations of local councils to prepare joint plans. This removes autonomy and the decision making powers from local councils on the future development of their local areas. Unless cooperation is manifest in councils carrying out the joint plans, delays could be inherent in the process.
22.(1) The Department may by regulations make provision in connection with the exercise by any person of functions under this Part.
(2) The regulations may in particular make provision as to
(a) the procedure to be followed by the council in carrying out an appraisal under Clause 8(6) or 9(7);
(b) the procedure to be followed in the preparation of development plan documents;
(c) requirements about the giving of notice and publicity;
(d) requirements about inspection by the public of a development plan document or any other document;
(e) the nature and extent of consultation with and participation by the public in anything done under this Part;
(f) the making of representations about any matter to be included in a development plan document;
(g) consideration of any such representations;
(h) the determination of the time at which anything must be done for the purposes of this Part;
(i) the manner of publication of any draft, report or other document published under this Part;
(j) monitoring the exercise by councils of their functions under this Part.
Response (Clause 22)
Council is particularly concerned regarding the matter of ‘Regulations’, the possible preparation of which are referred to continually throughout Part 2 of the Planning Bill. Council cannot comment on this matter until such time as details of the regulations are provided. It is disappointing that crucial information pertaining to the making of Local Development Plans is not provided in the Planning Bill and is referenced as forming part of ‘regulations’ that the Department ‘may’ make provision for.
Council requires clear commitment regarding the making of ‘Regulations’ and the detailed requirements therein. The omission of such commitments and any associated timescale undermines the ability of the Council to comment on an informed basis on the provisions of Part 2 of the Planning Bill. Council notes the commitment given to prepare regulations in respect of other matters for example in relation to describing classes of development (25-(2)) ‘the Department must by regulations describe……..’
25.1) For the purposes of this Act, a development belongs to one of the following categories
(a) the first, to be known as “major developments"; and
(b) the second, to be known as “local developments".
(2) The Department must by regulations describe classes of development and assign each class to one of the categories mentioned in paragraphs (a) and (b) of subClause (1).
(3) But the Department may, as respects a particular local development, direct that the development is to be dealt with as if (instead of being a local development) it were a major development.
Response (Clause 25)
Council requires clarification on the types of development that will be assigned as ‘local developments’ and ‘major developments’ and is disappointed that such details are not available for review at this juncture when the key tenants of legislation are being reviewed. Details on the thresholds for different type of development categories were provided in the ’Reform of Planning- Consultation Document’ and Council gave detailed comments on the thresholds. Council is in favour of allowing flexibility in the applications of thresholds in situations where the Department and Council are in agreement. Council wishes to maintain autonomy over its planning making decision powers insofar as is possible.
Council seeks a definition of the term ‘class’ as referred to in 25-(2).
Council seeks clarification as to the provision of 25-(3) where the Department may direct that a ‘local’ development is to be dealt with as if it were a ‘major’ development.
Council welcomes the categories of ‘development’ as set out under Clause 25 but seeks clarification as to the threshold for applications to be considered as falling within each specific category. Council wishes the Bill to explicitly reference that the Department should have reference to Local Development Plans during their assessment of Regionally Significant Planning Applications in order to address any potential issues regarding democratic accountability and the planning decision making process.
27.(1) Before submitting an application for planning permission for a major development (except a development to which Clause 209 applies), the prospective applicant must comply with the following provisions of this Clause.
(2) The prospective applicant must give notice (to be known as a “proposal of application notice") to the appropriate council that an application for planning permission for the development is to be submitted.
(3) A period of at least 12 weeks must elapse between giving the notice and submitting any such application.
(4) A proposal of application notice must be in such form, and have such content, as may be prescribed but must in any event contain
(a) a description in general terms of the development to be carried out;
(b) if the site at which the development is to be carried out has a postal address, that address;
(c) a plan showing the outline of the site at which the development is to be carried out and sufficient to identify that site, and
(d) details as to how the prospective applicant may be contacted and corresponded with.
(5) Regulations may
(a) require that the proposal of application notice be given to persons specified in the regulations,
(b) prescribe
(i) the persons who are to be consulted as respects a proposed application, and
(ii) the form that consultation is to take.
(6) The council may, provided that it does so within the period of 21 days after receiving the proposal of application notice, notify the prospective applicant thatit requires (either or both)
(a) that the proposal of application notice be given to persons additional to those specified under subClause (5) (specifying in the notification who those persons are);
(b) that consultation additional to any required by virtue of subClause (5)(b) be undertaken as regards the proposed development (specifying in the notification what form that consultation is to take).
(7) In considering whether to give notification under subClause (6) the council is to have regard to the nature, extent and location of the proposed development and to the likely effects, at and in the vicinity of that location, of its being carried out.
(8) In the case of an application for planning permission to be made to the Department, this Clause has effect as if any reference to a council were a reference to the Department.
28.(1) A person who, before submitting an application for planning permission for a development, is required to comply with Clause 27 and who proceeds to submit that application is to prepare a report (a “pre-application community consultation report") as to what has been done to effect such compliance.
(2) A pre-application community consultation report is to be in such form as may be prescribed.
Response(Clauses 27 & 28)
Council seeks clarification as to who is responsible for prescribing the form of the pre application community consultation report (28- (2)).
29.(1) The Department may give directions requiring applications for planning permission made to a council, or applications for the approval of a council of any matter required under a development order, to be referred to it instead of being dealt with by councils.
(2) A direction under subClause (1)
(a) may be given either to a particular council or to councils generally; and
(b) may relate either to a particular application or to applications of a class specified in the direction.
(3) Where the Secretary of State or, as the case may be, the Department of Justice has certified that an application for planning permission or an application for any approval under this Act or a development order is an application to which Clause 230 (national security) applies, the Department of the Environment must give a direction to the council to which the application was made requiring the application to be referred to the Department of the Environment instead of being dealt with by the council.
(4) Any application in respect of which a direction under this Clause has effect shall be referred to the Department accordingly.
(5) For the purpose of considering representations made in respect of an application to which Clause 230 applies which has been referred to it under this Clause, the Department must, subject to any rules made under subClause (2) or(5) of that Clause, cause a public local inquiry to be held by
(a) the planning appeals commission; or
(b) a person appointed by the Department for the purpose.
(6) For the purpose of considering representations made in respect of an application referred to it under this Clause, other than an application mentioned in subClause (5), the Department may cause a public local inquiry to be held by
(a) the planning appeals commission; or
(b) a person appointed by the Department for the purpose.
(7) Where a public local inquiry is not held under subClause (6), the Department must, before determining the application, serve a notice in writing on the applicant and the appropriate council indicating the decision which it proposes to make on the application; and if within such period as may be specified in that behalf in the notice (not being less than 28 days from the date of service of the notice), the applicant or the council so requests in writing, the Department shall afford to each of them an opportunity of appearing before and being heard by
(a) the planning appeals commission; or
(b) a person appointed by the Department for the purpose.
(8) In determining an application for planning permission referred to it, the Department must, where any inquiry or hearing is held, take into account any report of the planning appeals commission or a person appointed by the Department for the purposes of the inquiry or hearing, as the case may be.
(9) The decision of the Department on an application for planning permission referred to it shall be final
Response (Clause 29)
This power afforded to the Department is over and above the legislative measures outlined in Part 3 Clause 25 of the Planning Bill. In the context of the legislative measures already afforded to the Department in the development management process this could be considered excessive. Arguably, in its current form, it has the potential to undermine the functioning of the Council and remove important decision-making powers from the Council. Council wishes to retain, insofar as it is possible, autonomy over its planning decision making process.
Council objects to the role of ‘persons appointed by the Department’ for the purposes of holding ‘Public Local Inquiries’ during the decision-making process. Council objects to the introduction of alternative external examiners. It would be preferable to ensure the PAC is fully resourced and able to deal with all relevant planning applications, as required.
32.(1) The Department must by order (in this Act referred to as a “development order") provide for the grant of planning permission.
(2) A development order may either
(a) itself grant planning permission for development specified in the order or for development of any class so specified; or
(b) in respect of development for which planning permission is not granted by the order itself, provide for the grant of planning permission by a council (or, in the cases provided for elsewhere in this Act, the Department) on an application made to the council or, as the case may be, the Department, in accordance with the order.
(3) A development order may be made either
(a) as a general order applicable, except so far as the order otherwise provides, to all land, but which may make different provision with respect to different descriptions of land; or
(b) as a special order applicable only to such land or descriptions of land as may be specified in the order.
(4) Planning permission granted by a development order may be granted either unconditionally or subject to such conditions or limitations as may be specified in the order.
(5) Without prejudice to the generality of subClause (4), where planning permission is granted by a development order for development of a specified class, the order may enable a council or the Department to direct that the permission shall not apply either in relation to development in a particular area or in relation to any particular development.
(6) Any provision of a development order whereby permission is granted for the use of land for any purpose on a limited number of days in a period specified in that provision shall (without prejudice to the generality of other references in this Act to limitations) be taken to be a provision granting permission for the use of land for any purpose subject to the limitation that the land shall not be used for any one purpose in pursuance of that provision on more than that number of days in that period.
(7) For the purpose of enabling development to be carried out in accordance with planning permission, or otherwise for the purpose of promoting proper development in accordance with a local development plan, a development order may direct that any statutory provision in relation to any development specified under the order
(a) shall not apply to any development specified in the order; or
(b) shall apply to it subject to such modifications as may be so specified.
Response (Clause 32)
Council seeks a detailed definition of ‘development order ‘as referred to at Part 3, Clause 32.
33.(1) A simplified planning zone is an area in respect of which a simplified planning zone scheme is in force.
(2) The adoption or approval of a simplified planning zone scheme has effect to grant in relation to the zone, or any part of it specified in the scheme, planning permission for development specified in the scheme or for development of any class so specified.
(3) Planning permission under a simplified planning zone scheme may be unconditional or subject to such conditions, limitations or exceptions as may be specified in the scheme.
(4) A simplified planning zone scheme shall consist of a map and a written statement, and such diagrams, illustrations and descriptive matter as the council for the district within which the zone is located thinks appropriate for explaining or illustrating the provisions of the scheme, and must specify
(a) the development or classes of development permitted by the scheme;
(b) the land in relation to which permission is granted; and
(c) any conditions, limitations or exceptions subject to which it is granted; and must contain such other matters as may be prescribed.
Response (Clause 33)
Council welcomes the principle of Simplified Planning Zones but strongly objects to the inclusion of legislation regarding Simplified Planning Zones (SPZ) in the Planning Bill as Council has not been consulted on this matter and as such has not been given adequate opportunity to consider this important planning function.
Council seeks clarification as to the responsibility for making, adopting and approving a Simplified Planning Zone Scheme. It appears that responsibility lies with Council (34(1), however (2(b)) refers to Council seeking consent of the Department and SPZ schemes ‘approved ‘ by the Department.
39.(1) An order designating an enterprise zone under the 1981 Order shall(without more) have effect on the effective date to grant planning permission for development specified in the scheme or for development of any class so specified.
(2) The adoption of a modified scheme under Article 4 of the 1981 Order (as applied by Article 10(2) of that Order) shall (without more) have effect on the effective date of modification to grant planning permission for development specified in the modified scheme or for development of any class so specified.
(3) Planning permission granted by virtue of this Clause shall be subject to such conditions or limitations as may be specified in the scheme or modified scheme or (if none are specified) unconditional.
(4) Where planning permission is so granted for any development or class of development, the Department may direct that the permission shall not apply in relation to
(a) a specified development; or
(b) a specified class of development; or
(c) a specified class of development in a specified area within the enterprise zone.
(5) If the scheme or the modified scheme specifies matters, in relation to any development it permits, which will require approval by the Department, the permission shall have effect accordingly.
(6) The Department may by regulations make provision
(a) as to the procedure for giving a direction under subClause (4);
(b) as to the method and procedure relating to the approval of matters specified in a scheme or modified scheme as mentioned in subClause (5), and such regulations may modify any provision of this Act other than this Clause.
(7) Notwithstanding subClauses (1) to (6), planning permission may be granted under any other provision of this Part in relation to land in an enterprise zone (whether the permission is granted in pursuance of an application made under this Part or by a development order).
(8) Modifications to a scheme do not affect planning permission under the scheme in any case where the development authorised by it has been begun before the effective date of modification.
(9) Upon an area ceasing to be an enterprise zone planning permission under the scheme shall cease to have effect except in a case where the development authorised by it has been begun.
(10) Clause 63(2) to (6) and Clauses 64 and 65 shall apply to planning permission under the scheme where development has been begun but not completed by the time the area ceases to be an enterprise zone.
(11) Clause 62(2) shall apply in determining for the purposes of this Clause when development shall be taken to be begun.
(12) Nothing in this Clause prejudices the right of any person to carry out development apart from this Clause.
(13) In this Clause “the 1981 Order" means the Enterprise Zones (Northern Ireland) Order 1981 (NI 15) and other expressions used in this Clause and in that Order have the same meaning in this Clause as in that Order.
Response (Clause 39)
Council welcomes the principle of enterprise zones but strongly objects to the inclusion of legislation regarding enterprise zones in the Planning Bill as Council has not been consulted on this matter and as such has not been given adequate opportunity to consider this important planning function.
Council seeks clarification as to the definition of an ‘enterprise zone’, and where the responsibility lies for designating an enterprise zone, and granting planning permission in an enterprise zone.
56.(1) Provision may be made by a development order for regulating the manner in which applications for planning permission to develop land are to be dealt with by councils and the Department, and in particular
(a) for enabling the Department to give directions restricting the grant of planning permission by a council, either indefinitely or during such period as may be specified in the directions, in respect of any such development, or in respect of development of any such class, as may be so specified;
(b) for enabling the Department to give directions to a council requiring it, in respect of any such development, or in respect of development of any such class, as may be specified in the directions
(i) to consider, where the council is minded to grant planning permission, imposing a condition specified in, or of a nature indicated in, the directions; and
(ii) (unless the directions are withdrawn) not to grant planning permission without first satisfying the Department that such consideration has been given and that such a condition either will be imposed or need not be imposed;
(c) for requiring that, before planning permission for any development is granted or refused, councils must consult with such authorities or persons as may be specified by the order;
(d) for requiring the Department before granting or refusing planning permission for any development to consult with the council for the district in which the land is situated and with such other authorities or persons as may be specified by the order;
(e) for requiring a council or, as the case may be, the Department, to give to any applicant for planning permission, within such time as may be specified by the order, such notice as may be so specified as to the manner in which the applicant’s application has been dealt with;
(f) for requiring a council or, as the case may be, the Department to give any applicant for any consent, agreement or approval required by a condition imposed on a grant of planning permission notice of its decision on the application, within such time as may be specified by the order;
(g) for requiring a council to give to the Department, and to such other persons as may be specified by or under the order, such information as may be so specified with respect to applications for planning permission made to the council, including information as to the manner in which any such application has been dealt with.
(2) Provision may be made by a development order
(a) for determining the persons to whom applications under this Act are to be sent; and
(b) for requiring persons to whom such applications are sent to send copies to other interested persons.
Response (Clause 56)
Council objects to and is extremely concerned at the intervention powers accorded to the Department by this part of the legislation. Council objects to the provision under Clause 56 whereby the Department can directly intervene in the Council decision making process and potentially remove planning powers or undermine the decision-making process of the Council.
59. Where any such application as is mentioned in Clause 58(1) is made to a council, then unless within such period as may be specified by a development order, or within such extended period as may be agreed upon in writing between the applicant and the council, the council either
(a) gives notice to the applicant of its decision on the application; or
(b) gives notice to the applicant that the application is one to which Clause 29 applies; or
(c) gives notice to the applicant that it has exercised its power under Clause
46 or 48 to decline to determine the application, Clause 58 shall apply in relation to the application
(i) as if the permission, consent, agreement or approval to which it relates had been refused by the council; and
(ii) as if notification of the council’s decision had been received by the applicant at the end of the period so specified, or at the end of the said extended period, as the case may be.
Response (Clause 59)
Clause 59 – Council seeks clarification on the period (as may be specified by a development order) for determining applications and the responsibility for prescribing the period.
65.(1) If it appears to the Department to be expedient that a completion notice should be served in respect of any land, the Department may itself serve such a notice.
(2) A completion notice served by the Department shall have the same effect as if it had been served by the appropriate council
(3) The Department shall not serve such a notice without consulting the appropriate council.
Response (Clause 65)
Council seeks justification as to the provision at 65-(1) for the Department to serve a completion notice itself instead of the Council serving the notice under Clause 64.
Council notes that the Department shall consult with the Council if the Department is serving a completion notice; Council seeks clarification as to which authority has the final say on the serving of a completion notice under Clause 65.
72.(1) If it appears to a council that it is expedient in the interests of the proper planning of an area within its district (including the interests of amenity),regard being had to the local development plan and to any other material considerations
(a) that any use of land should be discontinued, or that any conditions should be imposed on the continuance of a use of land; or
(b) that any buildings or works should be altered or removed; the council may by order require the discontinuance of that use within such time as may be specified in the order, or impose such conditions as may be so specified on the continuance thereof, or require such steps as may be so specified to be taken within such time as may be so specified for the alteration or removal of the buildings or works, as the case may be.
(2) An order under this Clause may grant planning permission for any development of the land to which the order relates, subject to such conditions as may be specified in the order; and the provisions of Clause 67 shall apply in relation to any planning permission granted by an order under this Clause as they apply in relation to planning permission granted by the council on an application made under this Part.
(3) The planning permission which may be granted by an order under this Clause includes planning permission, subject to such conditions as may be specified in the order, for development carried out before the date on which the order was submitted to the Department under Clause 73; and planning permission for such development may be granted so as to have effect from
(a) the date on which the development was carried out; or
(b) if it was carried out in accordance with planning permission granted for a limited period, the end of that period.
(4) Where the requirements of an order under this Clause will involve the displacement of persons residing in any premises, it shall be the duty of the Northern Ireland Housing Executive in so far as there is no other residential accommodation suitable to the reasonable requirements of those persons available on reasonable terms, to secure the provision of such accommodation in advance of the displacement.
(5) Subject to Clause 73(8), in the case of planning permission granted by an order under this Clause, the authority referred to in Clauses 60(1)(b) and 61 is the council making the order.
73.(1) An order under Clause 72 shall not take effect unless it is confirmed by the Department, either without modification or subject to such modifications as the Department considers expedient.
(2) The power of the Department under this Clause to confirm an order subject to modifications includes power
(a) to modify any provision of the order granting planning permission, as mentioned in subClauses (2) and (3) of Clause 72;
(b) to include in the order any grant of planning permission which might have been included in the order as submitted to it.
(3) Where a council submits an order to the Department for its confirmation under this Clause, the council must serve notice
(a) on the owner of the land affected,
(b) on the occupier of that land, and
(c) on any other person who in the opinion of the council will be affected by the order.
(4) The notice must specify the period within which any person on whom it is served may require the Department to give that person an opportunity of appearing before, and being heard by, the planning appeals commission.
(5) If within that period such a person so requires, before the Department confirms the order, it must give such an opportunity both to that person and to the council.
(6) The period referred to in subClause (4) must not be less than 28 days from the service of the notice.
(7) Where an order under Clause 72 has been confirmed by the Department, the council must serve a copy of the order on the owner and occupier of the land to which the order relates.
(8) Where the Department exercises its powers under subClause (2) in confirming an order granting planning permission, the Department is the authority referred to in Clauses 60(1)(b) and 61(4).
Response (Clause 72)
Council questions why Clause 72 Orders require confirmation by the Department.
75.(1) Any person who has an estate in land may enter into an agreement with the relevant authority (referred to in this Clause and Clauses 76 and 77 as “a planning agreement"), enforceable to the extent mentioned in subClause (4)
(a) facilitating or restricting the development or use of the land in any specified way;
(b) requiring specified operations or activities to be carried out in, on, under or over the land;
(c) requiring the land to be used in any specified way;
(d) requiring a sum or sums to be paid to the authority on a specified date or dates or periodically; or
(e) requiring a sum or sums to be paid to a Northern Ireland department on a specified date or dates or periodically.
(2) A planning agreement may
(a) be unconditional or subject to conditions;
(b) impose any restriction or requirement mentioned in subClause (1)(a) to
(c) either indefinitely or for such period or periods as may be specified; and
(c) if it requires a sum or sums to be paid, require the payment of a specified amount or an amount determined in accordance with the instrument by which the agreement is entered into and, if it requires the payment of periodical sums, require them to be paid indefinitely or for a specified period.
(3) Before entering into a planning agreement, the Department must consult with the council for the district within which the land which is the subject of the proposed agreement is situated.
(4) Subject to subClause (5) a planning agreement is enforceable by the relevant authority
(a) against the person entering into the agreement; and
(b) against any person deriving title from that person.
(5) The instrument by which a planning agreement is entered into may provide that a person shall not be bound by the agreement in respect of any period during which that person no longer has an estate in the land.
(6) A restriction or requirement imposed under a planning agreement is enforceable by injunction.
(7) Without prejudice to subClause (6), if there is a breach of a requirement in a planning agreement to carry out any operations in, on, under or over the land to which the agreement relates, the relevant authority may
(a) enter the land and carry out the operations; and
(b) recover from the person or persons against whom the agreement is enforceable any expenses reasonably incurred by it in doing so and those expenses shall be a civil debt recoverable summarily.
(8) Before the relevant authority exercises its power under subClause (7)(a) it must give not less than 21 days’ notice of its intention to do so to any person against whom the planning agreement is enforceable.
(9) Any person who wilfully obstructs a person acting in the exercise of a power under subClause (7)(a) shall be guilty of an offence and liable on summary conviction to a fine not exceeding level 3 on the standard scale.
(10) A planning agreement may not be entered into except by an instrument under seal which
(a) states that the agreement is a planning agreement for the purposes of this Clause;
(b) identifies the land in which the person entering into the agreement has an estate; and
(c) identifies the person entering into the agreement and states what that person’s estate in the land is.
(11) If a person against whom an agreement is enforceable requests the relevant authority to supply that person with a copy of the agreement, it is the duty of the authority to do so free of charge.
(12) Any sum or sums required to be paid under a planning agreement and any expenses recoverable by the relevant authority under subClause (7)(b) shall, until recovered, be deemed to be charged on and payable out of the estate in the land in relation to which they have been incurred, of the person against whom the planning agreement is enforceable.
(13) The charge created by subClause (12) shall be enforceable in all respects as if it were a valid mortgage by deed created in favour of the relevant authority by the person on whose estate the charge has been created (with, where necessary, any authorisation or consent required by law) and the authority may exercise the powers conferred by Clauses 19, 21 and 22 of the Conveyancing Act 1881 (c. 41) on mortgagees by deed accordingly.
(14) In this Clause
(a) “specified" means specified in the instrument by which the planning agreement is entered into;
(b) “relevant authority", in relation to a planning agreement, means
(i) where the agreement relates to land in relation to which a planning application has been made to a council, and that council has an estate in that land, the Department;
(ii) where the agreement relates to land in relation to which a planning application has been made to the Department, the Department;
(iii) in any other case, the council in whose district the land to which the agreement relates is situated.
Response (Clause 75)
Council notes that Council will be the ‘relevant authority’ in relation to all ‘planning agreements’ except those relating to applications where the Council has an estate in the land and those applications made to the Department (the Department must consult with the Council on all planning agreements for development within the Council area).
78.(1) The provisions listed in subClause (2) shall apply in relation to
(a) land of interested councils; and
(b) the development of any land by interested councils or by such councils jointly with any other persons, subject to regulations made by virtue of this Clause.
(2) The provisions are?
(a) Part 3;
(b) Part 4 (apart from the provisions of Chapters 1 and 2 of that Part).
(3) The regulations may, in relation to such land or such development?
(a) provide for any of those provisions to apply subject to prescribed exceptions or modifications or not to apply;
(b) make new provision as to any matter dealt with in any of those provisions.
(4) Without prejudice to subClause (2), the regulations may provide
(a) for applications for planning permission to develop such land, or for such development, to be determined by the interested council or by the Department; and
(b) for the procedure to be followed on such applications, and, in the case of applications falling to be determined by an interested council, they may regulate the council’s arrangements for the discharge of its functions, notwithstanding anything in Clause 47A of the Local Government Act (Northern Ireland) 1972 (c. 9).
(5) The regulations must
(a) provide for any provision made by virtue of Clause 41, 42, 45(2) to (4) or by a development order, to apply to applications for planning permission to develop such land, or for such development, subject to prescribed exceptions or modifications, or
(b) make corresponding provision to those provisions.
(6) In this Clause “interested council", in relation to any land, means any council which exercises any functions of a council under this Act in relation to that land, and, for the purposes of this Clause, land is land of a council if the council has any estate in it.
(7) This Clause applies to any consent required (except a consent required under Clause 84, 104 or 107) in respect of any land as it applies to planning permission to develop land.
Response (Part 3)
Council is particularly concerned regarding the matter of ‘Regulations’, the possible preparation of which are referred to continually throughout Part 3 of the Planning Bill. Council cannot comment on this matter until such time as details of the regulations are provided. It is disappointing that crucial information pertaining to Planning Control is not provided in the Planning Bill and is referenced as forming part of ‘regulations’ that the Department ‘may’ make provision for.
Council requires clear commitment regarding the making of ‘Regulations’ and the detailed requirements therein. The omission of such commitments and any associated timescale undermines the ability of the Council to comment on an informed basis on the provisions of Part 3 of the Planning Bill.
Temporary listing: building preservation notices. (80)
Temporary listing in urgent cases (81).
Call in of certain applications for listed building consent to Department (87)
Duty to notify Department of applications for listed building consent (88)
Appeal against failure to take decision (96)
Conservation areas (103)
Response (Clauses 80 & 81)
Council welcomes Clauses 80 and 81 which make provision for Council to serve building preservation notices.
Response (Clause 87)
Council seeks clarification of the circumstances whereby an application for listed building consent would be referred to the Department instead of the Council.
Response (Clause 88)
Notwithstanding the provisions of Clause 89 whereby Clause 88 may not apply for some applications, Council questions the need for Council to notify the Department if it intends to grant listed building consent.
Response (Clause 96)
Council seeks clarification on the period (as may be prescribed) for determining applications and the responsibility for prescribing the period.
Response (Clause 103)
Council welcomes the provision for Councils to designate areas of special architectural or historic merit (103) but seeks clarification of the circumstances (103(2)) whereby the Department may designate a conservation area.
Chapter 2 – Hazardous Substances
119.(1) The provisions listed in subClause (2) shall apply in relation to granting hazardous substances consent to councils, subject to regulations made by virtue of this subClause.
(2) The provisions are
(a) the provisions of this Chapter;
(b) the provisions of Part 5;
(c) Clauses 181, 183, 219 and 237.
(3) Regulations made under subClause (1) may?
(a) provide for any of the provisions listed in subClause (2) to apply subject to prescribed exceptions or modifications or not to apply;
(b) make new provision as to any matter dealt with in any of those provisions.
(4) Subject to the provisions of paragraph 3(3) of Schedule 8 to the Electricity
(Northern Ireland) Order 1992 (NI 1), any regulations made under subClause (1) may in particular provide for securing?
(a) that any application by a council for hazardous substances consent in respect of the presence of a hazardous substance on, over or under land shall be made to the Department and not to the council;
(b) that any order or notice authorised to be made, issued or served under this Chapter or Part 5 shall be made, issued or served by the Department and not by the council.
Response (Clause 119)
Council notes the provisions of Clause 119 which require that Council applications for hazardous substance consent are made to the Department and follow provisions of the Chapter which apply to non Council applications.
Power to require information about activities on land (132)
Penalties for non compliance with a planning contravention notice(133)
Temporary Stop Notice (134-136)
Response Clause (130-136)
Council welcomes Clauses 130- 136 and the provision for Council to serve Breach of Condition Notices and Temporary Stop notices.
Response Clause (130-177)
In the absence information pertaining to future staffing levels and resource management, Council has concerns that it may not be adequately staffed to carry out the required suite of enforcement functions outlined in clauses 130-177. Council wishes assurances from the Department that future staffing levels will enable Council carry out their enforcement functions as required.
Compensation where planning permission is revoked or modified
178.(1) The functions which immediately before the day on which this Clause comes into operation (in this Clause referred to as “the transfer date") are exercisable by the Department under or for the purposes of the provisions of the Act of 1965 listed in subClause (2) are hereby transferred as from that day to councils.
(2) The provisions are
(a) Clause 26(1) to (6) (except in so far as Clause 26(6) applies Clause 20(2)); and
(b) Clause 27 (except in so far as Clause 27(5) applies Clause 24).
(3) In the construction of and for the purposes of any statutory provision or instrument passed, made or issued before the transfer date, any reference to, or which is to be construed as a reference to, the Department shall, so far as may be necessary for the purpose of the transfer of functions by subClause (1), be construed as a reference to a council.
(4) The Act of 1965 has effect subject to the amendments set out in Schedule 4.
Additional Clauses (refer to Planning Bill)
Compensation where listed building consent is revoked or modified (180)
Compensation in respect of orders under Clause 72, 74 or 111 (181)
Compensation in respect of tree preservation orders (182)
Compensation where hazardous substances consent modified or revoked (183)
Compensation for loss due to stop notice (184)
Compensation for loss or damage caused by service of building preservation notice (185)
Compensation for loss due to temporary stop notice (186)
Compensation where planning permission assumed for other development (187)
Response (Clauses 178-187)
Council is concerned with the provisions of Clauses 178 – 188 which state that Council must pay compensation associated with a range of circumstances including those in relation to consents which are revoked or modified, and losses due to stop notice and building preservation notices. Council has not been afforded adequate opportunity to consider these provisions which require detailed consideration by the Council’s legal advisors before Council can make a substantive response.
219.(1) The Department may by regulations make such provision as it thinks fit for the payment of a charge or fee of the prescribed amount in respect of
(a) the performance by a council or the Department of any function the council or the Department has under this Act;
(b) anything done by a council or the Department which is calculated to facilitate or is conducive or incidental to the performance of any such function.
(2) Without prejudice to the generality of subClause (1), regulations made under that subClause may provide for the payment of a charge or fee in respect of a function mentioned in subClause (3)(a) to be a multiple of the charge or fee payable in respect of a function mentioned in subClause (3)(b).
(3) The functions are—
(a) functions relating to the determination of an application for planning permission for development begun before the application was made;
(b) functions relating to the determination of an application for planning permission other than an application referred to in paragraph (a).
(4) Without prejudice to the generality of subClause (1), regulations made under that subClause may provide for the payment of a charge or fee in respect of a function mentioned in subClause (5)(a) to be a multiple of the charge or fee payable in respect of a function mentioned in subClause (5)(b).
(5) The functions are—
(a) functions relating to the determination of an application for an approval under a development order for development begun before the application was made;
(b) functions relating to the determination of an application for an approval under a development order other than an application referred to in paragraph (a).
(6) Clause 62(2) shall apply in determining for the purposes of this Clause when development shall be taken to be begun.
(7) The Office of the First Minister and deputy First Minister may by regulations make such provision as it thinks fit for the payment of a charge or fee of the prescribed amount in respect of
(a) an application for planning permission which is deemed to be made to the planning appeals commission under this Act;
(b) an appeal to the planning appeals commission under this Act.
(8) Regulations under this Clause may prescribe—
(a) the person by whom any charge or fee is payable;
(b) provision as to the calculation of any charge or fee (including provision as to who is to make the calculation);
(c) circumstances in which no charge or fee is to be paid;
(d) circumstances in which any charge or fee paid is to be remitted or refunded (in whole or in part);
(e) circumstances in which a charge or fee is to be transferred from one council to another.
Response (Clause 219)
Council seeks commitment from the Department to the preparation of Regulations as required under Clause 219
222.(1) Any statutory undertaker may contribute towards any expenses incurred by a council for the purposes of carrying out a review under Clause 3.
(2) Any council may contribute towards any expenses incurred by any other council for the purposes of carrying out a review under Clause 3.
(3) Any statutory undertaker may contribute towards any expenses incurred by a council in or in connection with the performance of any of its functions under
(a) Part 3 (except Clause 26);
(b) Part 4 (except Clauses 103 to 105 and 119);
(c) Part 5 (except for Clauses 141, 160, 163, 175 and 176);
(d) Part 6.
(4) Any council may contribute towards any expenses incurred by any other council in or in connection with the performance of the second mentioned council’s functions under any of the provisions mentioned in subClause (3)(a) to (d).
(5) Where any expenses are incurred by a council in the payment of compensation payable in consequence of anything done under any provision mentioned in Clause 223(2) (except for anything done under Clause 175 or 176), the Department may, if it appears to it to be expedient to do so, require any other council to contribute towards those expenses such sum as appears to the Department to be reasonable, having regard to any benefit accruing to that council by reason of the proceeding giving rise to the compensation.
Response (Clause 222)
Council seeks clarification on the circumstances whereby Council may be required by the Department to contribute to expenses associated with the functions of another Council.
Part 14 - Miscellaneous and General Provisions
Response (Clause 224)
Council welcomes the provisions under 224 associated with consultations and the duty of the ‘consultee’ to respond before the end of prescribed or agreed period. Council seeks clarification as to the status of the consultation if the consultee fails to provide a substantive response within the prescribed or agree period. Clarification on this point is considered essential if Council is to be able to progress planning applications in an effective manner which will meet the requirements of the Department as set out in the Bill.
225. Minerals
226. Local Inquiries
227. Inquiries to be held in public subject to certain exceptions
228. Secretary of State
229. Department of Justice
230. National Security
231. Rights of entry
232. Supplementary provisions as to powers of entry
233. Supplementary provisions as to powers of entry: Crown land
234. Services of notices and documents
235. Information as to estates in land
236. Information as to estates in Crown land
237. Planning Register
238. Power to appoint advisory bodies or committees
239. Time limit for certain summary offences under this Act
240. Registration of matters in Statutory Charge Register
241. Directions
242. Regulations and orders
Response
Council would welcome additional powers, similar to those contained in Section 15 of the England & Wales Town and Country Planning Act 1990 which is as follows:
“Power to require proper maintenance of land.
(1)If it appears to the local planning authority that the amenity of a part of their area, or of an adjoining area, is adversely affected by the condition of land in their area, they may serve on the owner and occupier of the land a notice under this section.
(2)The notice shall require such steps for remedying the condition of the land as may be specified in the notice to be taken within such period as may be so specified.
(3)Subject to the following provisions of this Chapter, the notice shall take effect at the end of such period as may be specified in the notice.
(4)That period shall not be less than 28 days after the service of the notice."[2]
Section 215 (s215) of the Town & Country Planning Act 1990 provides a local planning authority (LPA) with the power, in certain circumstances, to take steps requiring land to be cleaned up when its condition adversely affects the amenity of the area. If it appears that the amenity of part of their area is being adversely affected by the condition of neighbouring land and buildings, they may serve a notice on the owner requiring that the situation be remedied. These notices set out the steps that need to be taken, and the time within which they must be carried out. Lisburn City Council would welcome the addition of similar legislation to the new Planning Bill in order to give the council greater powers to further regeneration in their respective council area.
6.1 Council welcomes the references made throughout Planning Bill to the extensive range of ‘planning’ duties for which Council will assume devolved responsibility. Notwithstanding the ‘Responses’ set out in this document, Council is extremely concerned that there is no reference whatsoever to the significant staffing levels and resources which will be required in order for Council to effectively execute the duties set out in the Planning Bill.
6.2 Council seeks urgent clarification on the new statutory governance framework and on the Department’s position on the significant capacity building which will be required in order to execute the provisions of the Planning Bill.
6.3 Council is extremely concerned at the practice within the Bill of making numerous references to the possibility of the Department preparing ‘Regulations’ (the Department may by regulations) particularly in relation to plan strategy, local policies plan and those matters listed at Clause 22 namely
22.(1) The Department may by regulations make provision in connection with the exercise by any person of functions under this Part.
(2) The regulations may in particular make provision as to
(a) the procedure to be followed by the council in carrying out an appraisal under Clause 8(6) or 9(7);
(b) the procedure to be followed in the preparation of development plan documents;
(c) requirements about the giving of notice and publicity;
(d) requirements about inspection by the public of a development plan document or any other document;
(e) the nature and extent of consultation with and participation by the public in anything done under this Part;
(f) the making of representations about any matter to be included in a development plan document;
(g) consideration of any such representations;
(h) the determination of the time at which anything must be done for the purposes of this Part;
(i) the manner of publication of any draft, report or other document published under this Part;
(j) monitoring the exercise by councils of their functions under this Part.
6.4 Council seeks urgent clarification from the Department as to the commitment or otherwise to prepare Regulations (Subordinate legislation) and the timescale for their completion. Council considers that delays in preparing Regulations or uncertainty as to whether or not Regulations will be prepared could seriously affect the ability of the Council to effectively execute its planning powers.
6.5 Council is extremely concerned with the plethora of Clauses (Sections) throughout the Bill which require Council to seek approval from the Department for a myriad of matters, most of which could and should be adequately dealt with at Council level. Council considers that the widespread requirement for consultation with and checking by the Department will add unnecessary bureaucracy and delay, and could affect the ability of Council to effectively execute it’s planning powers.
6.6 Council is extremely concerned with the extensive level of power effectively retained by the Department across all aspects and at all levels within the planning process, and the provisions within the Bill for the Department to directly intervene in the planning process for example to the extent that the Department can restrict the grant of planning permission by a Council (Clause 56). The Bill provides little if any justification for this widespread intervention by the Department.
6.6 Given the apparent commitment of the Department to the ‘development of local accountable democracy’ and [3] ‘putting power in the hands of locally elected representatives accountable to the people’, Council is concerned with the level of accountability of the Department where the Bill makes such extensive provision for the Department to intervene with Council planning duties with little or no rationale for such intervention.
6.6 Furthermore, Council questions the need for this level of unchecked Departmental intervention and in particular the associated financial implications both in terms of the potential duplication of functions between the Department and Council and the inevitable delays to the planning process.
NI Assembly – Official Report Tuesday 14 December 2010.
6.7 Council is extremely concerned with the inclusion in the Bill of a range of matters which were not included in the Reform of Planning. Whilst Council welcomes the principle of provisions made in respect of Simplified Planning Zone Schemes (33 – 38), Grant of Planning Permission in Enterprise Zones (39), Land and Works of Councils (106), Hazardous Substances (107 –119), Trees (120 – 127), Review of Mineral Planning Permissions (128) and Advertisements (129) Purchase of Estates in Certain Land Affected by Planning Decisions (189 – 195) Further Provisions as to Historic Buildings (196 – 200) Application of Act to Crown Land (207 – 214) Assessment of Council’s Performance or Decision Making (203 – 206) and Application of Act to Crown Land (207 – 214), Council has not been previously consulted on these matters and as such is not in a position to make a substantive response.
6.8 Council is particularly concerned with the provisions of Clauses 178 – 188 which state that Council must pay compensation associated with a range of circumstances including those in relation to consents which are revoked or modified, and losses due to stop notice and building preservation notices. Council has not been afforded adequate opportunity to assess these provisions which require detailed consideration by the Council’s legal advisors before Council can make a substantive response.
6.9 Notwithstanding Council responses regarding the content of the Bill, Council recognises that there will be a transition period when Council first takes responsibility for the suite of planning powers set out in the Planning Bill. In this context Council considers that this Planning Bill should be acknowledged as an Interim Bill which will apply for a defined period (2-3years) after which time the Bill would be amended to appropriately reflect the Reform of Public Administration and revised Council administrations, and to significantly reduce the involvement of the Department except in exceptional circumstances where the requirement for consultation and intervention is clearly justified.
6.10 Council is extremely disappointed and concerned that there appears to have been limited regard in the Bill to the range of concerns previously raised by Council to the Reform of Planning.
6.11 Council welcomes the devolution of planning powers and the provisions within the Planning Bill for the preparation of evidence based planning policy in the form of Local Development Plans. Council seeks clarification on the relationship between this evidenced based planning policy and the more strategic policy to be contained within a new suite of Planning Policy Statements. In particular Council considers that the strategic Planning Policy should ‘have regard’ to the relevant evidence based policy within a Local Development Plan for example in respect of policy relating to Waste Management.
Appendix 1 Planning Bill Parts & Clauses (as outlined in Planning Bill – Explanatory and Financial Memorandum)
Parts
Part 1: Functions of Department of the Environment with respect to development of land.
This part maintains the general background authority for the Department to formulate and co-ordinate policy for securing the orderly and consistent development of land and the planning of that development. It also re-enacts a duty on the Department to prepare a Statement of Community Involvement.
This clause maintains the Department’s duty to formulate and co-ordinate planning policy which must be in general conformity with the Regional Development Strategy. A statutory duty is imposed on the Department in exercising these functions to do so with the objective of contributing to the achievement of sustainable development. This clause also provides for the Department to continue to undertake such surveys or studies as it considers necessary.
This clause maintains the requirement for the Department to produce a statement of its policy for involving the community in its development control functions.
Part 2: Local Development Plans.
This part provides for the preparation of local development plans by district councils for their district; these will replace current Department of the Environment development plans. These local development plans will comprise two documents, a Plan Strategy and a Local Policies Plan which must be prepared in accordance with the relevant timetable and must take account of the Regional Development Strategy. Public participation in formulating local development plans and progress through to adoption will be facilitated through the Statement of Community Involvement and timetables agreed between the district council and the Department. This Part also makes general provision for the preparation, withdrawal, adoption and approval of local development plans (including joint plans) and their independent examination. The Department has powers of intervention and may by regulations make provision in connection with the exercise by any person of functions under this Part.
This clause requires a district council to keep under review matters which are likely to affect the development of its district or the planning of that development. A district council may also keep matters in any neighbouring district under review, to the extent that those matters might affect the area of the district council, and in doing so they must consult the district council for the neighbouring district concerned.
This clause defines a district council’s statement of community involvement as a statement of its policy for involving interested parties in matters relating to the development in its district. It requires the district council and the Department to attempt to agree the terms of the statement and provides a power of direction for the Department where agreement is not possible. This statement will apply to the preparation and revision of a local development plan and to the exercise of the district council’s functions in relation to development control.
This clause imposes a statutory duty on any person or body who exercises any function in relation to local development plans to do so with the objective of contributing to the achievement of sustainable development. In doing so they are required to have regard to policies and guidance issued by the Office of the First Minister and Deputy First Minister, the Department of the Environment and the Department for Regional Development.
This clause sets out the definition of a local development plan and clarifies the position in relation to potential conflicts between local development plan policies; the conflict must always be resolved in favour of the policy contained in the last development plan document to be adopted. It also confirms in law the status of a development plan in the determination of planning decisions. Where regard is to be had to the local development plan, the determination must be in accordance with the plan unless material considerations indicate otherwise.
This clause places a requirement on the district council to prepare and keep under review a timetable for the preparation and adoption of its local development plan. The district council must agree the timetable with the Department, however if the timetable cannot be agreed then the Department may direct that the timetable is in the terms specified in the direction.
Clauses 8 and 9 impose a statutory duty on the district council to prepare a plan strategy and a local policies plan. These documents taken together constitute a local development plan. The local development plan must set out the district council’s objectives and policies in relation to the development and use of land in its district. The district council must take account of the matters listed in these clauses, including the Regional Development Strategy and must carry out a sustainability appraisal for the proposals in each document. The Department may prescribe the form and content of both the plan strategy and the local policies plan.
This clause requires the district council to submit its plan strategy and local policies plan to the Department for independent examination and makes provision for the Department to cause an independent examination to be carried out by the PAC or a person appointed by the Department. The purpose of the examination will be to determine whether the plan strategy or local policies plan is sound and whether it satisfies the requirements relating to its preparation. Any person who makes representations seeking a change to the plan strategy or local policies plan has a right, if they so request, to appear in person at the examination.
After completion of the independent examination, the person appointed to carry out the examination must make recommendations on the plan strategy or local policies plan and give reasons for those recommendations.
This clause enables a district council to withdraw its plan strategy or local policies plan at anytime before it submits it to the Department for independent examination. However, if either of these documents has been submitted for independent examination, it can only be withdrawn by direction of the Department.
This clause requires the Department to consider the recommendations of the independent examination and provides a power of direction for the Department to undertake one of three options at this stage. It can direct the district council to adopt the development plan document as originally prepared; adopt the document with such modifications as may be specified in the direction or direct the district council to withdraw the development plan document. The district council must comply with the direction within such time as may be prescribed and adopt the plan strategy or local policies plan by resolution of the council as directed.
This clause requires the district council to carry out a review of its development plan at such times as the Department may prescribe and to report to the Department on the findings of the review.
This clause empowers a district council to revise a plan strategy or local policies plan at any time (after adoption). If a review under clause 13 indicates that they should do so, or they are directed to do so by the Department, then they must carry out a revision. Revisions to a plan strategy or local policies plan must comply with the same requirements as those which apply to the preparation of a plan strategy or local policies plan.
This clause allows the Department, if it thinks that a plan strategy or local policies plan is unsatisfactory, to direct a district council to modify the plan strategy or local policies plan at any time before it is adopted. The district council must comply with the direction.
This clause contains default powers for the Department to prepare or revise a district council’s plan strategy or local policies plan if it thinks the district council is failing properly to carry out these functions itself. The district council must reimburse the Department for any expenditure it incurs in exercising these powers.
This clause enables two or more district councils to jointly prepare (i) a joint plan strategy or (ii) a joint plan strategy and a joint local policies plan. It also sets out the arrangements which are to apply in such a case. If any district council withdraws from an agreement to prepare (i) a joint plan strategy or (ii) a joint plan strategy and a joint local policies plan, it will be possible for the remaining district council(s) to continue with the preparation of the plan strategy or local policies plan if it satisfies the conditions required for it to be treated as a “corresponding document".
This clause enables the Department to direct two or more district councils to prepare (i) a joint plan strategy or (ii) a joint plan strategy and a joint local policies plan. In the instance of the Department issuing such a direction no district council may withdraw from the joint working and the preparation of (i) a joint plan strategy or (ii) a joint plan strategy and a joint local policies plan must continue to its natural conclusion.
This clause allows the district council, PAC or person appointed by the Department to disregard representations in relation to a plan strategy or local policies plan if the representations are made in respect of anything that is done or proposed under certain orders or schemes made under the New Towns Act (Northern Ireland) 1965; the Housing (Northern Ireland) Order 1981; Part 7 of the Planning (Northern Ireland) Order 1991; the Roads (Northern Ireland) Order 1993; or a simplified planning zone scheme or an enterprise zone scheme under this Bill. These Orders and this Bill set out specific procedures for considering the representations and objections concerned.
This clause requires that any body in carrying out any function under this part must have regard to any relevant guidance issue by the Department, Department for Regional Development or Office of First Minister and Deputy First Minister.
This clause requires district councils to report annually to the Department on whether the policies in the plan strategy or local policies plan are being achieved. The clause also provides powers for the Department to make regulations prescribing what information an annual report must contain, the period it must cover, when it must be made and the form it must take.
This clause gives the Department the power to make regulations in connection with the exercise by any person of local development plan functions.
Part 3: Planning Control.
This part re-enacts key provisions from the Planning (Northern Ireland) Order 1991 (the 1991 Planning Order) which define development and set the framework for the processing and determination of applications for planning permission. A new development management approach is introduced which includes assigning different categories of development to a new hierarchy which in turn will determine the method by which applications will be processed. The majority of applications will be dealt with by district councils with the Department determining applications which are of regional significance either through direct submission or call in arrangements.
Developers proposing regionally significant or major developments will be required to engage in pre-application community consultation. In addition, district councils will be required to draw up schemes which delegate decision-making on local developments to officer level. Arrangements are put in place to deal with appeals from district council decisions and provisions re-enacted which deal with the duration of planning permission. New oversight powers will mean some of the actions taken by district councils will require confirmation by the Department before they can take effect. New provisions are introduced which set out arrangements for dealing with planning applications on land belonging to councils and development by councils.
This clause carries forward the broad definition of the meaning of development and clarifies what is deemed to be included under the term, “building operations". It also lists the operations or uses of land which, for the purposes of the Bill, do not involve development of land. An amendment is included to exclude (for certain buildings specified by direction) structural alteration consisting of partial demolition from the definition of development.
This clause maintains the requirement for planning permission to be sought for developing land. Permission is not required to return to a former land use after planning permission which is time bound expires. Development orders can grant planning permission without applications being required. Enforcement notices carry implicit permission for the use of the land for any purpose it could have been legally used for if the development which is being enforcement against had not been carried out.
A new hierarchy of developments is defined and the Department can make regulations as to the classes of development which fall into either the major developments or local developments categories. The Department can require a specific application which would normally be a local development to be dealt with as if it is a major development.
This clause allows the Department to make regulations as to which applications falling within the major developments category should be submitted directly to it. Developers must approach the Department if the proposed development falls above prescribed thresholds and the Department will decide if the application is regionally significant or involves a substantial departure from the development plan, and is to be dealt with by it instead of the district council. An exception is made for urgent development by the Crown where application can be made directly to the Department. Applications under this clause follow the process similar to that previously used for Article 31 applications under the 1991 Planning Order, with the option for a public inquiry to be held by the PAC or a person appointed by the Department. If an application raises national security or security of premises issues, an inquiry route must be followed. The decision of the Department is final for these applications.
Obligations are placed on the developer to consult the community in advance of submitting an application if the development falls within the major category. This includes those major developments which the Department will determine because they are of regional significance. The minimum period of consultation is 12 weeks, and regulations will prescribe the minimum requirements for the developer. Additional requirements may be placed on the consultation arrangements for a particular development if the district council or Department considers it appropriate.
After the community consultation in clause 27, a report must be produced and this is to be submitted with the application. Regulations can be made as to what this should contain.
This allows the Department to direct that certain applications (including those where the Secretary of State or the Department of Justice have certified that an application raises national security or security of premises issues) be referred to it instead of being dealt with by the district council. It covers applications which would not be over the thresholds specified in clause 26. The process for determination is then the same as for the regionally significant developments of that clause, with the option for a public inquiry. An inquiry route must be followed if an application raises national security or security of premises issues. The decision of the Department is final for these applications.
The Department can require the district council through subordinate legislation to provide the opportunity for the applicant to have a hearing before the district council, as part of the application process, for certain types of applications. The procedures for the hearings will be decided by the district council concerned, and it will decide on the parties which will have a right to attend the hearing.
This clause requires each district council to prepare a scheme of officer delegation, stating the application types were they will allow the decision to be taken by one planning officer rather than the council. The scheme must be kept under regular review. The decision will have the same effect as one taken by the council. In individual cases the district council will be able to decide that an application which would normally fall within this scheme, be determined by the council.
The Department must make a development order stating the types of development which are granted planning permission and those for which permission must be applied for to the district council or Department. The grant of permission can include permission with conditions if necessary. In the case of permitted development, the district council and Department will have the power to direct in relation to a particular case or area of land that the permission granted by the order does not apply, and an application must be made.
This clause enables a district council to make or alter a simplified planning zone scheme at any time in any part of its area. The exception is where a scheme has been approved by the Department rather than adopted by the district council. In such cases, the consent of the Department is required before a scheme may be altered by the relevant district council.
In making or altering a simplified planning zone scheme district councils must take account of the regional development strategy, any guidance issued by the Department and any other matters either prescribed in regulations or contained in a direction given by the Department.
This clause describes the types of conditions and limitations which may be placed on planning permission specified in a simplified planning zone scheme. It also covers the effects of a simplified planning zone on development other than that for which permission has been granted under the scheme.
This clause provides that a simplified planning zone scheme shall last for a period of ten years from the date when it was adopted by the district council or approved by the Department. Upon expiry of the scheme, the planning permission granted by the scheme shall no longer have effect except where development authorised by it has already been commenced.
This clause sets out the effect of alterations to an existing simplified planning zone scheme. Such alterations range from the inclusion of additional land in the scheme to the exclusion of land previously included in the scheme and the withdrawal of planning permission.
This clause provides that a number of specified types of land or development may not be included in a simplified planning zone. These include land designated as a National Park, land designated as an area of outstanding natural beauty, land declared to be an area of special scientific interest and land declared to be a national nature reserve.
The Department also has the power to make an order preventing a simplified planning zone from granting planning permission in relation to certain specified areas of land or development of a specified description.
This clause declares the effect of an enterprise zone designation in planning terms. It also describes the effect where modifications to an existing scheme are made. Planning permission granted under an enterprise zone scheme may be withdrawn in relation to certain developments where a direction to that effect is made by the Department.
The format of applications for planning permission is governed by this clause. A development order may specify information and documents which must accompany an application and the form and content of it. The provisions of the order can cover applications for any consent, agreement or approval required by this Bill. This clause requires certain applications for planning permission and consent to be accompanied by a statement about the design principles and concepts that have been applied to the development and a statement about how issues relating to access to the development have been dealt with. Powers are also provided to enable the applications to which this is intended to apply to be prescribed in subordinate legislation.
The publicity requirements for applications previously contained in the 1991 Planning Order have been amended. Instead of replicating the previous provisions, this clause reflects the situation in England, Wales and Scotland, where the power to specify the publicity requirements is contained in subordinate legislation. This will allow the requirements to be regularly reviewed to keep up to date with changing media.
This clause carries forward the requirement for one of four certificates to be submitted with each application to satisfy the district council or Department that the owner has consented to or is aware of the application for development of their land. It covers land held in tenancy, and makes it an offence to issue a false certificate. The form of these certificates can be prescribed by development order.
The district council may serve a notice on an owner or occupier requiring them to apply for planning permission for development which has been carried out without this having been granted in advance. It is an offence not to comply with this in the time specified within the notice. Provisions are included for a change of ownership and withdrawal of notices.
The notices served under clause 43 can be appealed, and the three grounds for this are set out in this clause. Appeals are made to the PAC and the appellant has the opportunity to appear before and be heard by the Commission, as does the district council.
The procedure for determining a planning application requires the district council or the Department to have regard to the local development plan and any other material considerations. Representations made must be taken into account when determining the application.
These clauses clarify and expand the cases where a district council or the Department may decline to determine subsequent, repeat or overlapping applications. Existing powers within the 1991 order are expanded to allow district councils to decline to determine a repeat application where the PAC has refused a similar deemed planning application within the last 2 years. District councils may also decline to determine overlapping applications made on the same day as a similar application and where similar applications are under consideration by the PAC.
If the pre-application community consultation requirements in clause 27 have not been complied with, the district council or Department must decline to determine the application. The district council or Department can request additional information in order to decide whether to decline the application.
Regulations may be made by the Department requiring the environment effects of development to be a consideration when determining a planning application. This allows the EU requirements to be exceeded in Northern Ireland legislation, as is the case in England, Wales and Scotland.
Planning permission can be granted by the district council or Department with conditions. These can relate to regulation of the land use, or restoration of the land at the end of a specified period of time.
The power to impose aftercare conditions is made available to district councils and the Department to ensure mineral sites are restored to the required standard once development has finished.
A person who has been granted planning permission with conditions can apply under this clause to have them removed, provided the time has not expired on the planning permission. The form and content of applications will be set out in the development order. The district council or Department can amend or replace the conditions or remove them completely if it considers appropriate.
This clause allows the district council or Department to grant planning permission retrospectively on application. This can cover development which has no planning permission or which did not comply with conditions attached to a permission, including a time condition.
The Department may make a development order to specify how applications are to be dealt with. It can direct that the district council is restricted in its power to grant permission for some developments, and require it to consider conditions suggested by the Department before granting permission on an application. A development order may require district councils and the Department to consult specified authorities or persons before determining applications. A development order can also specify who applications need to be sent to under the Bill, and who should in turn be sent copies.
This provision states that once planning permission is granted it has effect for the benefit of the land and of anyone who has an interest in the land at the time. If the permission includes the erection of a building, it can specify the use to which this building should be put. If the permission does not specify a use, then it is assumed to be the use associated with the purpose for which the building was designed.
If an application made to a district council is refused or granted subject to conditions the applicant may appeal to the PAC. The previous time limit for lodging an appeal is reduced from 6 months to 4 or such other period as may be prescribed by development order. If the applicant or district council wish, they may appear before and be heard by the Commission.
An applicant may ask the PAC to determine their planning application if a district council has not done so within a specified or agreed time (a “non determination appeal").
Every planning permission granted or deemed to be granted, will continue to be subject to the condition that the development must begin within 5 years of the date on which permission is granted (or such other period as considered appropriate by the Department or district council which granted the permission).
Outline planning permission establishes for the applicant whether a proposal is acceptable in principle before embarking on the preparation of detailed plans (“reserved matters"). Unless provided otherwise reserved matters must be submitted for approval within 3 years of the grant of outline planning permission and development must be begun within 5 years of the grant of outline permission or 2 years from the final approval of reserved matters.
This clause includes ancillary provisions required for the working of clauses 60 and 61 above. These include defining planning authority as a district council, the Department, the PAC (when planning permission is granted on foot of an enforcement appeal) and the Department of Enterprise Trade and Investment when planning permission is deemed to be granted under Schedule 8 of the Electricity (NI) Order 1992 (NI 1). Those operations which establish the time of commencement of development are also defined.
This clause allows a district council to issue a “completion notice" to require a development which has a time bound planning permission, and which has been begun, to be completed. The district council must give at least one year for the completion. Notices can be withdrawn by the district council if appropriate.
Completion notices issued by the district council under clause 63 must be confirmed by the Department before they take effect. The person on whom it is served can request a hearing before the PAC, as can the district council. Once it takes effect the planning permission expires at the end of the period allowed for the development’s completion.
This allows the Department to issue completion notices which have the same effect as those issued by the district council. It must consult the district council before doing so.
District councils may make a change to a planning permission already issued on application. The change must not have any material effect on the permission, and it includes the power to amend or remove conditions or impose new ones.
This clause allows a district council to revoke or modify any planning permission, provided the operations have not been completed or change of use has not yet occurred.
This clause permits a district council to impose aftercare conditions where a mineral planning permission has been modified or revoked via an order served under clause 67.
This clause requires that an opposed modification or revocation order served under clause 67 by a district council must be confirmed by the Department before it can take effect. The person on whom it is served can request a hearing before the PAC, as can the district council. The Department may confirm an order with or without modification.
This clause allows for an expedited procedure for clause 67 cases in that the confirmation of the Department is not required.
This gives the power for the Department to revoke or modify planning permission itself, after consulting the district council. The district council has the opportunity to request a hearing prior to its issue. The notice has the same effect as if it were issued by the district council, and applies to mineral permissions.
The district council can issue an order requiring a particular land use to stop or require buildings to be removed or altered. The NIHE has a duty to house anyone whose place of residence is displaced if there is no reasonable alternative.
The Department must confirm orders issued by the district council in clause 72 before they take effect. They may modify it before they confirm it. Notification requirements for the district council are contained in this clause, which take place at the same time as the notice is submitted to the Department for approval. The person on whom the notice is served has the opportunity to appear before and be heard by the PAC.
This allows the Department to issue an order under clause 72 instead of the district council, and it has the same effect. It must first consult the district council.
This clause enables any person who has an estate in land to enter into a planning agreement with either the district council or the Department (whichever is the relevant authority). A planning agreement may facilitate or restrict the development or use of the land in any specified way, require operations or activities to be carried out, or require the land to be used in any specified way. An agreement may also require a sum or sums to be paid to the relevant authority or to a Northern Ireland department on a specified date or dates or periodically. The relevant authority has the power to enforce a planning agreement by entering the land and carrying out the operations itself. Any expenses incurred through doing so are recoverable from the person or persons against whom the agreement is enforceable.
This clause provides that a planning agreement may not be modified or discharged except by agreement between the relevant authority and the person or persons against whom the agreement is enforceable. It sets out the conditions under which a planning agreement may be modified or discharged and enables regulations to be made with respect to applications under subClause (4) and determinations under subClause (7).
This clause enables a person who applies for the modification or discharge of a planning agreement to appeal to the planning appeals commission where the relevant authority fails to give notice of its determination to the applicant within such period as may be prescribed, or determines that a planning agreement shall continue to have effect without modifications.
This clause introduces new powers setting out the procedure for dealing with district councils’ own applications for planning permission. The new powers are introduced to ensure district councils do not face a conflict of interest in dealing with their own proposals for development. The principle remains that district councils will have to make planning applications in the same way as other applicants for planning permission. Provisions are introduced for district councils to grant planning permission for their own development or for development carried out jointly with another person and for development to be carried out on land owned by district councils.
Specifically, the new powers enable the Department to make regulations modifying the application of Parts 3 (Planning Control), 4 (Additional Planning Control - apart from Chapters 1 and 2 of that Part) and 5 (Enforcement) of the Planning Bill in relation to land of interested district councils; and the development of any land by interested district councils jointly with any other persons. The regulations will deal with governance arrangements and will ensure that conflicts of interest are avoided.
Part 4: Additional Planning Control.
This part is subdivided into chapters on listed buildings and conservation areas, hazardous substances, trees, review of mineral permissions and advertisements controls. The bulk of these functions are re-enacted from the 1991 Planning Order and transferred to district councils, although some, for example, the listing of buildings of special architectural or historic interest, are retained by the Department. Arrangements are also put in place to allow applications to be called in by the Department for its determination. New oversight powers will mean some of the actions taken by councils will require confirmation by the Department before they can take effect. New provisions are introduced which set out arrangements for dealing with consent applications on land belonging to district councils and development by council.
This clause will ensure that the Department will continue to compile lists for buildings of special historic or architectural merit. The Department will continue to consult with the Historic Buildings Council and the appropriate district council before it compiles or amends any list.
Under this clause the district council can issue a building preservation notice served on the owner or occupier, to protect a building in its area which is not a listed building and which is in danger of demolition or alteration which would affect its character. The notice remains in force for 6 months or until the Department either lists the building under clause 79 or notifies the district council that it does not intend to do so.
This clause enables the district council, where it appears urgent that a building preservation notice should come into force, to fix the notice conspicuously to an object on the building instead of serving the notice on the owner or occupier.
This clause applies where a building preservation notice ceases to be in force after the 6 month expiry period has lapsed or by departmental notification. A person who commits an offence under clause 84 “Control of works for demolition, alteration or extension of listed buildings" or clause 146 “Offence where enforcement notice not complied with" while the notice is current can still be prosecuted and punished even after the notice has ceased to be in force under clause 82. However, any applications for listed building consent – or any consent granted - while the notice was in force shall lapse. Likewise, any listed building enforcement notice served while the notice was in force shall cease to have effect.
This clause describes the circumstances in which the Department can issue a certificate that it does not intend to list a building. This also precludes the Department from listing that building for a period of 5 years or for the district council to issue a building preservation notice during that period.
This clause provides that carrying out unauthorised works on a listed building will be an offence, and sets out the penalties and the circumstances when works on a listed building may be defended from prosecution. It further establishes when works for demolition, alteration or extension are authorised and excludes ecclesiastical buildings from the workings of this provision.
This clause specifies that applications for listed building consent must be made in a manner and format which will be specified in regulations. The regulations shall specify that applications for consent must include statements about design principles, access to the building, publicity for the application and requirements as to consultation. Regulations must also specify requirements for the district councils to take account of responses from consultees.
This clause sets out the requirements to be satisfied before a district council will entertain an application for listed building consent.
Under this clause the Department may direct that certain applications (including those where the Secretary of State or Department of Justice have certified that an application raises national security or security of premises issues) be referred to it instead of being determined by the district council. The direction may relate to individual applications or to a class of buildings as may be specified in the direction. The clause also allows the Department to call a public local inquiry to be held by the PAC or a person appointed by the Department. An inquiry route must be followed if an application raises national security or security of premises issues.
This clause places a duty on the district council, where it intends to grant an application for listed building consent, to first notify the Department providing details of the works for which consent is required. This allows the Department to decide if it wishes to call the application in.
This clause enables the Department to direct, in applications for listed buildings consent which it may specify, that clause 88 does not apply. Thus, while such a direction is in force, district councils may determine applications of the type specified in the direction in any way they think fit. The Department may also direct district councils to notify the Department and other specified persons of any listed building consent applications and district council decisions on those applications.
This power ensures that an application for listed building consent may be refused, granted without conditions or granted subject to conditions. It also establishes the factors a district council or the Department must consider when deciding to grant listed building consent or any conditions that it wishes to attach to the consent.
These clauses clarify and expand the cases where applications for subsequent (repeat) or overlapping listed building applications may be declined.
This requires that listed building consents must be granted subject to a condition that the works must begin within 5 years of the grant of consent or any other such time as the district council or Department may direct.
This clause relates to applications for listed building consent for the execution of works to a building without complying with conditions subject to which a previous consent was granted. An applicant can apply to a district council - or the Department if it granted the original consent to have the conditions (other than those relating to time limits) to which a previous listed building consent was subject changed or set aside if it is considered that they are no longer appropriate.
Under this clause an applicant can appeal to the PAC where their application to a district council for listed building consent or approval is refused or where they object to any conditions that have been imposed. As with appeals under clause 58 for planning applications, the appeal must be lodged with the Commission within 4 months or such other period as may be prescribed by development order. If the applicant or district council wish, they may appear before and be heard by the Commission.
An applicant may appeal to the PAC if a district council has failed to determine an application for listed building consent within a specified period or extended period as agreed in writing between the applicant and the district council.
A district council may revoke or modify listed building consent in a manner similar to clause 67 that is used for the revocation and modification of planning permission. Such action can only be taken before authorised works are completed.
Under this clause Clause 97 orders made by a district council but which have been opposed by the parties specified in the clause, shall not take effect unless confirmed by the Department (following a hearing by the PAC if requested by an opposing party).
This clause applies where a district council has made an order under Clause 97 revoking or modifying a listed building consent and the owner or occupier of the land and all persons who the district council think will be affected by the order have notified the district council in writing that they have no objections. The Department’s confirmation is not required in such cases.
This clause enables the Department to make an order revoking or modifying the consent to such an extent as it considers expedient but the Department must consult with the relevant district council before doing so.
Under this clause if a person proposing to execute any works to a listed building wishes to have it determined as to whether the works would involve the alteration or extension of the building in a manner which would affect its character as a building of special architectural or historic interest, they may apply to the district council to determine the question.
This clause establishes that anyone carrying out unauthorised works on a listed building will be guilty of an offence. It also establishes that a person who fails to prevent damage or further damage resulting from this offence is guilty of a further offence.
This clause enables and sets out the procedures whereby a district council can designate areas within its remit which it decides are of special architectural or historic interest with the objective to preserve or enhance its character or appearance. The clause also enables the Department to designate a conservation area but it must consult with the relevant district council before doing so. The district council or the Department must pay special regard to enhancing the character or appearance of these areas where the opportunity to do so arises. This amendment is the Department’s response to the House of Lords “South Lakeland" ruling and allows its policy for the enhancement of conservation areas to be maintained.
This clause prevents the demolition of unlisted buildings in conservation areas without consent. Such buildings should not be demolished without the consent of the appropriate district council or Department. The Department may specify by direction buildings to which this clause does not apply. An addition to this clause provides (following the House of Lords “Shimizu ruling") that structural alteration of buildings to which this clause applies, where the alteration consists of partial demolition, will also require consent. This effectively creates a new offence of partial demolition of an unlisted building in a conservation area without consent.
This clause permits the Department to continue to make grants or loans to offset expenditure incurred in the promotion, preservation or enhancement of the character or appearance of any conservation area.
This clause introduces new powers setting out the procedures for dealing with district councils’ own applications for listed building consent. The provision of the Bill which apply are listed with an enabling power taken to allow the Department by regulations, to modify and to make exceptions from certain provisions of the Bill in their applicability to district councils.
This clause continues the basis of control over hazardous substances and the requirement for hazardous substances consent.
This clause is a regulation making power making provision for the form and content of consent applications and makes it an offence to supply false information. Regulations made under this clause may also require a district council to consult the Health and Safety Executive (HSENI) before determining an application for hazardous substances consent.
This clause gives the district council the power to grant or refuse hazardous substances consents, outlines certain factors that the district council shall have regard to and gives the district council the power to attach conditions to any consent. A new amendment requires a district council to have regard to the advice given by the HSENI during the consultation required by clause 108. A district council may only grant consent if the conditions are consistent with HSENI advice.
This clause confers power for a district council or the Department to review the conditions subject to which the consent had previously been granted. Thus a person making a fresh application for hazardous substances consent can apply to have the conditions attached to the original consent reviewed.
Under this clause where it appears to a district council that there has been a material change of use of land, or planning permission has been granted for development and the carrying out of which would involve a material change of use of such land, and the development to which the permission relates has been commenced, it may revoke the consent. The district council may revoke the consent if it relates to only one substance or, if it relates to more than one substance it may revoke it or revoke so far as it relates to a specified substance. Any person on whom a notice is served, by the district council, must be afforded an opportunity of appearing before, and being heard by, the PAC.
This clause confirms that an order under Clause 111 will not take effect unless it is confirmed by the Department. The Department may confirm the order either without modification or subject to such modification as it thinks fit. When the district council submits a Clause 111 order for confirmation it must also notify the landowner, any person who appears to it to be in charge of the land or any other person who, in its opinion will be affected by the order. This notice must also specify that any person on whom the notice is served can appear before and be heard by the PAC. The Department must give such an opportunity to both that person and the district council.
Under this clause the Department may direct that certain applications (including those where the Secretary of State or Department of Justice have certified that an application raises national security or security of premises issues) be referred to it instead of being determined by the district council. The direction may relate to individual applications or to a class of buildings as may be specified in the direction. The clause also allows the Department to call a public local inquiry to be held by the PAC or a person appointed by the Department. An inquiry route must be followed if an application raises national security or security of premises issues.
This clause gives a right of appeal when an application for hazardous substances consent is refused or granted subject to conditions. The appeal is made to the PAC.
This clause ensures that hazardous substances consent ceases to have effect if there is a change in the control of part of the land and requires that anyone taking control of the land must make a fresh application, unless an application for the continuation of the consent has previously been made to the district council. The district council is responsible for the grant of an application for the continuance of the consent and the Department will have no role in this regard.
In dealing with an application the district council must have regard to any advice given by the HSENI in relation to the application.
Under this clause if there is a contravention of hazardous substances control the appropriate person will be guilty of an offence. This is the case when a quantity of hazardous substance (equal to exceeding a controlled quantity) is present on or has been present on, over or under land and there is no hazardous substances consent for the presence of that substance. Alternatively, an offence is committed if the quantity exceeds the maximum permitted by the consent or there has been a failure to comply with any conditions attached to the consent. The person guilty of the offence is the person knowingly causing the substance to be present, any person who allows it to present or the person in control of the land. It shall be an defence for the accused to prove that they did know that the substance was present (or was present in quantities that contravened the consent), of if they can prove that all reasonable precautions were taken or that commissioning of the offence could only be avoided by taking action amounting to a breach of a statutory duty.
This clause ensures that this power will be retained by the Department only. The Department may make a direction that the presence of a hazardous substance specified in the direction is necessary for the effective provision of that service or commodity if it appears that the community is likely to be deprived of an essential service or commodity.
This provision prevents conflict between any action that may be taken under the hazardous substances provisions and any relevant statutory provision. Where such conflict arises, any consent which allows these actions shall be void. There is a requirement to consult the HSENI when a consent or hazardous substances contravention notice is believed to be void in this manner and the consent must be revoked if HSENI advise that the consent or notice has been rendered void.
This clause introduces new powers setting out the procedures for dealing with district councils’ own applications for hazardous substances consent. The provisions of the Bill which apply are listed with an enabling power taken to allow the Department by regulations, to modify and to make exceptions from certain provisions of the Bill in their applicability to district councils.
This clause places a duty on a district council and the Department to make provision for the preservation or planting of trees when granting planning permission.
This clause allows district councils to make tree preservation orders (TPO). TPOs prohibit the cutting down or damaging of protected trees and can also secure the replanting of felled trees. TPOs can apply to an individual tree, a group of trees or woodland. The Department may make regulations as to the form of TPOs and the procedure to be followed in the making of such orders. No TPO shall apply to the cutting down, uprooting, topping or lopping of trees which are dying or dead or have become dangerous.
This clause allows a tree preservation order to be made with immediate effect by a district council, in circumstances which they deem to be urgent, and does not require previous confirmation.
Under this clause the Department, after it has consulted the relevant district council, can decide to make a tree preservation order or amend or revoke an order.
This clause gives the district council the power to require the owner of land where a TPO is in force to replace any trees that have been removed.
This clause provides for penalties to be imposed in respect of the contravention of a TPO. It also makes it an offence to cut down or destroy a tree in contravention of a tree preservation order, or to top or lop a tree in such a way as is likely to destroy it.
This clause applies the protection given by a TPO to trees within conservation areas. Thus it is an offence to carry out works to a tree within a conservation area unless notice was served of the intention to carry out works to the tree, consent was given or the works were carried out 6 weeks after the notice was issued and before the end of 2 years.
The Department can make regulations under this provision to disapply the requirement to preserve trees in conservation areas: Clause 126). This can relate to specified conservation areas, trees of specified species or size, trees belonging to specified persons or bodies or specified acts that may be carried out on the trees.
This clause and the provisions introduced by the schedules enable district councils to start a process resulting in an initial review of all mineral permissions granted in Northern Ireland thereby ensuring that their conditions meet modern expectations and current environmental standards. The provisions also prevent dormant sites from reopening without a review of the conditions attached to their permissions. A further duty is placed on district councils to instigate additional periodic reviews of all mineral sites. Although the majority of these functions will fall to the district councils, the Department will be able to require that certain applications for review are referred to it.
This clause enables the Department to make regulations for controlling the display of advertisements in the interests of amenity or public safety. These allow the regulation of the dimensions, appearance and position of advertisements and also require that the consent of the relevant district council is obtained before the advertisement can be displayed. The regulations may prohibit the display in any area of special control (which may be defined by means of orders made or approved by the Department) of all advertisements except advertisements of such classes as may be prescribed. Finally, planning permission is deemed to be granted where the display of advertisements, in accordance with regulations made under this clause, involves the development of land.
Part 5: Enforcement.
This part deals with enforcement powers which may be invoked where development has been carried out without the requisite grant of planning permission or consent under Part 3 or 4 of the Bill or a condition attached to a planning permission or consent has been breached. Enforcement powers within the 1991 Planning Order are re-enacted and transferred to district councils who will be responsible for enforcement for all breaches of planning control. The Department, however, will retain certain powers e.g. to issue an enforcement notice or stop notice where, after consultation with the district council, it appears expedient to do so. All enforcement functions transferred to councils will be restricted to their council district. The Department’s powers will cover all district council areas of Northern Ireland. This part also introduces new powers for district councils to issue Fixed Penalty Notices for the offence of failure to comply with an enforcement notice or breach of condition notice.
This clause defines a breach of planning control and sets out that enforcement action constitutes the issuing of an enforcement notice or breach of condition notice.
This clause sets out the time period within which action may be taken in respect of breaches of planning control, by establishing two different limitation periods for enforcement action i.e. the 4 year rule and the 10 year rule. Where the breach consists of carrying out without planning permission of building, engineering, mining or other operations no enforcement action may be taken after 4 years beginning with the date on which the operations were substantially completed.
If the breach consists in the change of use of any building to use as a single dwelling-house no enforcement action may be taken after 4 years beginning with the date of the breach. In the case of any other breach of planning control no enforcement action may be taken after the end of 10 years beginning with the date of the breach.
Clause 132 provides for the issue of a planning contravention notice, giving the district council power to obtain information prior to taking enforcement action, to encourage dialogue with any persons thought to be in breach of planning control and to secure their co-operation in taking corrective action. Failure to comply with a notice issued under clause 132 within 21 days of its service is an offence, liable on summary conviction, to a fine not exceeding level 3 on the standard scale (currently £1,000). In addition any person who makes a false or misleading statement in respect of a notice is liable on summary conviction to a fine not exceeding level 5 on the standard scale (currently £ 5,000).
A district council may serve a temporary stop notice to halt a breach of planning control for a period of up to 28 days as soon as the breach is identified, without first having had to issue an enforcement notice. The district council has up to 28 days to decide whether further enforcement action is appropriate and what that action should be, without the breach intensifying by being allowed to continue. The provisions also impose certain limitations on activities on the land in question. Temporary stop notices issued under clause 134 are not applicable to residences, or to other activities which the Department can specify in regulations. They cannot be issued for development or activities whose time limits for enforcement have passed. Only one notice can be issued unless further enforcement action is taken. Clause 136 specifies that contravention of a notice issued under clause 134 is a criminal offence, punishable on summary conviction by a fine of up to £30,000 or on indictment by an unlimited fine.
This clause provides the district council with the power to issue an enforcement notice to remedy a breach of planning control. An enforcement notice must be served within defined time periods on the owner or occupier of the land to which the notice relates and on any other person with an estate in the land.
This clause provides the Department with the power to issue an enforcement notice, however the Department must consult the district council for that area before doing so.
The enforcement notice has to be sufficiently clear to enable any recipient to understand exactly what breach of planning control is alleged and what action is required to remedy this. A timeframe must be stated in the notice during which time all actions to remedy the breach must be completed. The district council or Department have the flexibility to require only partial remedy of a breach of planning control where, at the time of enforcement, a total remedy is not considered necessary.
These clauses allow for the withdrawal or variation of an enforcement notice by the district council or Department without prejudice to their power to issue a further notice.
This clause includes provisions which specify the grounds on which an appeal against an enforcement notice can be made and the procedures for making a valid appeal. Before determining an appeal under these provisions the PAC must provide all appellants, the relevant district council or the Department the opportunity to appear before and be heard by the Commission.
This clause provides that the PAC must quash an enforcement notice, vary it or uphold it on appeal. The Commission may correct any mistakes in the notice or vary its terms as long as the correction or variation can be made without injustice to either the appellant, the district council or the Department.
When determining an appeal under clause 142 the PAC can grant planning permission for the matters the notice refer to, change the conditions of an existing permission or issue a certificate of lawfulness of existing use or development. The PAC must notify the appellant of the amount of the planning application fee and specify the period within which it must be paid. If the fee is not paid within that period then the appeal on the planning merits will lapse and the Commission will be barred from considering or determining the deemed planning application.
This clause includes provisions which allow the district council or the Department to enter land and carry out steps to ensure compliance with an enforcement notice and to recover from the land owner any reasonable expenses in doing so. It is an offence, punishable on summary conviction to a fine not exceeding level 3 on the standard scale, to wilfully obstruct anyone authorised to carry out those steps.
This clause deals with offences for not complying with an enforcement notice. The maximum level of fine, on summary conviction, is £30,000. A person can be convicted and fined on indictment for this type of offence. The courts when determining the level of fine shall have regard to any financial benefit, which has accrued or appears likely to have accrued, in consequence of the offence. The clause also provides that a person found guilty of an offence, and who continues not to comply with a notice, may be guilty of a further offence, and subsequently, of still further offences until there is compliance with a notice.
If planning permission is subsequently granted to development mentioned in an enforcement notice or a breach of condition notice, the notice ceases to have effect in relation to the part or parts of the development which has permission. This does not remove any previous liability of a person for non-compliance with either notice.
Once an enforcement notice has been complied with the requirements within it continue to stand for future use of the land to which it relates. Discontinuance of use must be permanent, as must alteration or removal of buildings. To breach this requirement is punishable by a level 5 fine (currently £5,000).
These clauses allow the district council or the Department to issue a stop notice requiring that an activity for which an enforcement notice has been issued should cease. The Department must consult the appropriate district council before serving a stop notice. A stop notice has immediate effect unless the district council or Department state otherwise. The contravention of a stop notice is an offence; the maximum level of fine for contravention of a stop notice is £30,000 on summary conviction; a person may be convicted and fined on indictment for this type of offence; and courts are required to take account of any benefits accrued or which appear likely to accrue as a result of the offence.
This clause provides for the district council to issue a breach of condition notice for breaches of conditions attached to a planning permission. It may be served if there is clear evidence that a planning condition has not been complied with. Non-compliance with a breach of condition notice shall be an offence liable on summary conviction to a fine not exceeding level 3 on the standard scale (currently £1,000).
Clauses 152 and 153 enable an authorised officer of a district council, to issue a fixed penalty notice for the offences of failure to comply with an Enforcement Notice or Breach of Condition Notice, offering the offender an opportunity to discharge any liability for the offence without having to go to court. The amount of the penalty can be such amount as may be prescribed. The fixed penalty payable is reduced by 25% if paid within 14 days.
This clause enables district councils to use the receipts from fixed penalty notices issued under clauses 152 and 153 for the purposes of enforcement functions or other functions specified in regulations.
This clause gives the district council a power to apply to the Courts for an injunction to prevent any actual or threatened breach of planning control. This power also applies in relation to unauthorised demolition or works to a listed building, breaches of a tree preservation order and certain acts in respect of trees in a conservation area; and, any actual or apprehended breach of hazardous substances control.
This clause enables a district council to issue a listed building enforcement notice where the requirement to obtain listed building consent for works to a listed building has not been complied with. This includes if conditions associated with that consent are not being adhered to. The notice must set out the steps to be taken to remedy the breach and the timeframe allowed.
The Department may issue a listed building enforcement notice, after consulting the appropriate district council, and this has the same effect as a notice issued by a district council.
Notices issued under clauses 156 or 157 may be appealed and this clause sets out the timings and possible grounds for appeal. Appeals are determined by the PAC, and the Commission can grant listed building consent or discharge/substitute any condition attached to previous consent.
If listed building consent is subsequently granted to development mentioned in a listed building enforcement notice, the notice ceases to have effect in relation to the part or parts of the development which has consent. This does not remove any previous liability of a person for non-compliance.
The district council or the Department may carry out and recover the costs of urgent works to either a listed building or one which the Department has directed that this clause shall apply. The Department may direct this clause applies to buildings in a conservation area. A notice issued to the owner can be appealed to the PAC on the grounds specified in this clause.
These clauses enable district councils to issue a hazardous substances contravention notice for a contravention of hazardous substances control. Service requirements and specifics to be contained within the notice are outlined in clause 160. A notice can be withdrawn, and the Department is required to make regulations to cover appeals provisions and may make further regulations as to the specific requirements of the notice. Clause 162 allows the district council to vary a notice which it has already issued, regardless of whether the notice has taken effect.
These provisions include enforcement measures in respect of the protection of trees that are subject to a TPO with a power for the district council to enforce the duty to replace trees subject to a TPO. They also set out (in clause 164) specific grounds and method of appeal against enforcement notices issued under clause 163 in relation to trees.
Clause 165 enables the district council to enter onto land to replant trees subject to a TPO, and to recover any costs incurred as a civil debt. Clause 166 places a duty on an owner to replace trees that are removed in a conservation area.
This clause includes provisions dealing with enforcement of orders (issued under clause 72) requiring the discontinuance of use or alteration or removal of buildings or works. The district council or the Department is permitted to enter the land and carry out any works required by the order, and recover the costs as a civil debt. Provisions cover change of ownership of land and the failure to comply being attributed to a third party.
Clause 168 enables a person to apply to the district council for a certificate to establish whether any existing use or development, or non compliance with a condition on a planning approval is lawful. Provisions cover the circumstances for issue and actual requirements of the certificate. Clause 169 enables any person to apply to the district council to establish whether any proposed use or development, or any operations to be carried out in, on, over or under land is lawful. Again, provisions cover the circumstances for issue and actual requirements of this certificate.
Clause 170 covers supplementary provisions associated with procedures for obtaining/revoking the certificates under clauses 168 and 169 to be specified by development order. Clause 171 deals with offences and sets out that any person who makes a false or misleading statement in respect of procuring a certificate will, on summary conviction, be liable to a fine not exceeding the statutory maximum or, on conviction on indictment, to imprisonment for a term not exceeding 2 years, or a fine, or both. Clause 172 provides a right of appeal to the PAC against a district council’s refusal or failure to give a decision on applications for a certificate. The PAC can grant the appellant the certificate or dismiss the appeal if it considers the district council’s decision appropriate. In relation to appeals clause 173 provides the opportunity for all appellants and the district council to appear before and be heard by the commission.
This clause allows a district council to deal with enforcement of advertisement control. On conviction for display of an advertisement contravening regulations, made under clause 129 for the control of advertisements, a person is liable to a maximum fine up to level 4 on the standard scale (currently £2,500). The defendant may be a landowner / occupier or those whose advertisement is being displayed.
Clause 175 allows any person authorised by the district council to enter land without a warrant to carry out enforcement functions under this Bill. The provisions also enable the Department to enter land prior to issuing an enforcement notice, listed building enforcement notice, stop notice, following consultation with the district council. Clause 176 provides that if entry to land has been refused or the case is urgent, the district council or Department can obtain a warrant to enter the land. Clause 177 covers administrative arrangements for the entering of land either with or without a warrant, and includes offence provisions e.g. an offence of obstructing the entry of authorised persons.
Part 6: Compensation.
This Part carries forward the compensation provisions contained in the Land Development Values (Compensation) Act (NI) 1965, The Planning (NI) Order 1972 and the Planning Reform (NI) Order 2006.
The responsibility for certain compensation functions which previously fell to the Department is now transferred to district councils. These functions are:
The Department will continue to discharge some planning functions under the new Planning Bill. In such cases any orders made by the Department will be regarded as if they had been made by the relevant district council. This means any compensation liability arising from the Department’s decisions will fall to that district council. Provision is provided elsewhere in clause 223 to allow a government department to contribute to the compensation costs of a council if those costs were incurred by a council decision or order made in the interest of services provided by that government department.
Clause 178(1) transfers the functions under Clauses 26 and 27 of the Land Development Values (Compensation) Act 1965 (“the 1965 Act") from the Department to district councils on the day of transfer. This excludes certain functions to be retained by the Department, namely setting the time within which the compensation claim is to be lodged (Clause 20(2) as applied by Clause 26(6)) and compensation recovery (Clause 24 as applied by Clause 27(5)). Clause 178(3) ensures that references to the Department in any relevant statutory instrument or provision passed before the transfer date will be construed as references to a district council.
Clauses 26 and 27 of the 1965 Act provide for the payment of compensation by a council when planning permission is revoked or modified. Clause 26(5) applies Clause 29 of the 1965 Act which makes provision for how compensation is measured in instances where it relates to new development or “Schedule 1 development". Schedule 1 development, so called because it is specified in schedule 1 of the 1965 Act, includes a number of relatively minor types of development (more generally known as existing use) which might be expected to receive planning permission as a matter of course. New development is development not specified in this schedule. Clause 26(6) applies Clause 22 specifying how compensation is to be paid. Clause 27 allows a district council to apportion compensation between different parts of the land to which the claim relates and also to register details of the apportionment.
This clause makes provision corresponding to Article 97 of the Planning (Northern Ireland) Order 1972. It modifies Clause 26(1) of the 1965 Act so that a claim for expenditure or loss when planning permission for the winning and working of minerals is revoked or modified shall not be entertained in respect of buildings plant or machinery unless the claimant can prove that they are unable to use them except at the loss claimed. The reason is that such machinery can often be moved and the provision ensures that only the net loss is paid on revocation.
This clause provides that compensation is payable when listed building consent is revoked by a district council under Clause 97 or by the Department under Clause 100. The clause specifies that a claim may be made for abortive expenditure or loss or damage, but not for expenditure on work carried out before the grant of listed building consent nor for other loss or damage arising out of anything done or omitted to be done before the grant of consent. Clause 180(4) applies the provisions from the 1965 Act relating to revocation and modification to this provision.
This clause provides for compensation when a discontinuance order is made by a district council under Clause 72 or by the Department under Clause 74. Clause 181(5) ensures that no compensation is payable if a purchase notice has been served in respect of an estate in the land or if the estate has been purchased by the district council under Part 7.
Under this clause a tree preservation order may make provision for the payment of compensation if consent is refused to fell, lop or top a tree which is the subject of a tree preservation order with a consequent loss to the owner of the value of the timber. The compensation is not related to the development value of the land. Thus a claim for compensation could not include an item for loss of development value if refusal to allow felling of the tree means that the land cannot be developed. A claim may also be made for any loss or damage caused by a consent granted subject to conditions.
This clause provides that compensation is payable when there is a change to the person in control of part of the land to which a hazardous substances consent relates and the district council revokes or modifies the consent upon an application for its continuation under Clause 115(2).
Compensation is payable when a stop notice is served by a district council (under clause 149) or the Department (under clause 150). A person who has an estate in or occupies the land is entitled to compensation if the enforcement notice is quashed on grounds other those mentioned in clause 142(3)(a) (planning permission granted for those items contained in the stop notice on appeal); if the enforcement notice is varied, other that that mentioned in clause 142(3)(a), so that the activity prohibited by the stop notice ceases to be relevant; if the notice is withdrawn for reasons other than the grant of planning permission where it is assumed that there was a withdrawal because the notice was invalid or was not warranted; or if it was withdrawn (and by implication should never have been served).
This clause provides that compensation is payable when a building preservation notice ceases to have effect without the building being included on the list of buildings of special architectural or historic interest compiled by the Department under clause 79.
This clause applies if a temporary stop notice is issued to halt an alleged breach of planning control and the activity specified is subsequently authorised either by a planning permission or development order, if a certificate in respect of the activity is issued under clause 168 (Certificate of lawfulness of existing use or development - CLUD) or granted by virtue of an appeal against a decision not to issue a CLUD under clause 172 or if the district council withdraws the temporary stop notice. The clause provides for compensation for any loss that may have occurred under these circumstances.
A claim for compensation following modification or revocation of planning permission can be made to a district council under article 26 of the 1965 Act. It may, however, appear to the district council that planning permission could have been granted for development other than that which gave rise to the claim. In such cases the district council may direct that it shall be assumed that permission for that other development would be granted either unconditionally or conditionally when assessing the amount of compensation payable.
This clause provides that Part 6, “compensatable estate" has the same meaning as in the 1965 Act.
Part 7: Purchase of estates in certain land affected by planning decisions.
This part deals with purchase notices. These provisions carry forward provisions within the 1991 Order and enable a land owner, who claims their land is left without any reasonable beneficial use by virtue of a planning decision, to issue a purchase notice to seek to have the district council acquire it from them and be paid compensation as on a compulsory acquisition.
This clause enables a land owner, who claims their land is left without any reasonable beneficial use by virtue of a planning decision, to issue a purchase notice to seek to have the district council acquire it from them. A purchase notice must be served within the time and manner specified by a development order.
This clause sets out the conditions whereby a purchase notice may be served in respect of Crown land only.
Under this clause after a purchase notice is served on the district council it may respond in a number of ways. The district council may serve a notice that it is willing to comply with the purchase notice or it may serve a counter-notice by way of objection. A counter-notice must state the reasons why the district council does not wish to comply with the purchase notice.
This clause allows the district council to object to development of land which although incapable of beneficial development in its existing state, ought to remain undeveloped in accordance with a condition attached to a previous planning permission.
This clause empowers the Lands Tribunal to decide if either the purchase notice or the district council’s counter-notice should be upheld.
This clause states that when a purchase notice has been accepted, the district council is deemed to have entered into a contract to purchase the land to which the notice applies. It also sets out arrangements for payment.
Under this clause if compensation is payable in respect of expenditure incurred in carrying out any work on land under Clause 26 of the 1965 Act, then, if a purchase notice is served on that land, it is payable in respect of the acquisition of that estate in pursuance of the purchase notice and shall be reduced to an appropriate value.
Part 8: Further provisions as to historic buildings.
This part re-enacts powers within the 1991 Planning Order for the continuance of the Historic Buildings Council, for the making of grants by the Department towards the maintenance and repair of listed buildings and the acquisition of listed buildings.
This clause authorises the continuance of the Historic Buildings Council which is unique to Northern Ireland within the UK. It also outlines the functions of the Council as keeping under review the general state of preservation of listed buildings, advising the Department on the preservation of such buildings as the Department may refer to it and such other functions as conferred on it by statutory provision.
Under this clause the Department has the option to make a contribution for expenditure (through grants or loans) incurred in the repair or maintenance of a listed building, or in the upkeep of land comprising any such building or repair or in the maintenance of objects kept in the building. The Department, in conjunction with Department of Finance and Personnel, can make grants or loans to the National Trust towards the cost of acquiring; a listed building; any land associated with any such building; or any objects which are usually kept in the building.
Under this clause the Department may acquire a listed building or land comprising such a building by agreement, purchase, lease or otherwise or by gift. The Department may also acquire objects which have been kept in a listed building or an estate vested in the Department or in a listed building under its control or management. The Department may at its discretion make arrangements for the management, custody and use of property acquired or accepted by it.
This clause sets out arrangements for the acceptance by the Department of endowments in respect of listed buildings.
Under this clause the Department may intervene and compulsorily acquire the listed building and any land associated with the building if the Department determines it necessary to preserve the building or for its proper control or management. Compulsory acquisition procedures are set out within the clause.
Part 9: The Planning Appeals Commission (PAC).
This part re-enacts existing powers within the 1991 Planning Order which provide for the continuance and procedures of the PAC which is an independent appellate body established under statute to deal with a wide range of land use planning issues and related matters.
This clause describes the continued governance arrangements of the PAC including its senior structure, impartiality and administration. These provisions were transferred to OFMdFM by the Departments (Transfer of Functions) Order (NI) 2001, SR 2001, No. 229.
This clause describes the internal procedures of the PAC, including appointment of members of the appeals commission to hear appeals, inquiries / independent examinations or hearings and after consultation with the commission and the Department (OFMdFM), the appointment of assessors to sit with the members appointed to advise the member on any matters arising.
Part 10: Assessment of Council’s performance or decision making.
This part introduces new provisions for the Department (or other appointed person(s)) to undertake audits or assessments in respect of the planning functions that will transfer to district councils. It also includes powers about the reporting of the audits or assessments.
This clause introduces new powers for the Department to conduct an assessment of a district council’s performance, or to appoint a person to do so. The assessment may cover the district council’s performance of its planning functions in general or of a particular function.
This clause gives the Department or an appointed person the power to conduct an assessment of how a district council deals with applications for planning permission. In order to capture long term trends, this power is limited to exclude decisions made within the year preceding the date that the district council are notified of the assessment. The assessment may cover the basis for determinations, the processes by which they have been made and whether they were in accordance with the local development plan or conformed with advice given by the Department.
This clause details the arrangement for assessments of district councils’ performance or decision making. The Department is required to notify the district council of its intention to carry out an assessment, and to indicate its intended scope, and where it appoints a person to carry out the assessment it is to advise the district council who the appointed person is. The Department will have powers to determine that the scope of an assessment under clause 204 may relate to a type of application, a period of time or a geographical area. For the purposes of any assessment the Department or the appointed person may require access to any premises of the district council and any documents which appear to be necessary for the purposes of the assessment. The clause allows the Department or the appointed person to require a person to give them such information as necessary and to attend in person to give the information or documents and requires the district council to provide the Department or the appointed person with every facility and all information which may reasonably be required. The Department or the appointed person must give 3 clear days notice of any requirement under this Clause and produce a document of identification if required to do so.
The Department or the appointed person is required to prepare a report (an assessment report), and issue it to the district council. The report may recommend improvements which the district council should make. The district council is required to prepare and submit a response report to the Department within 3 months of receipt of the assessment report. This report will set out the extent, the manner and the period within which it proposes to implement the recommendations or reasons for declining to implement recommendations. Both reports must be published. The Department may issue a direction specifying actions where the district council declines to implement recommendations or appears not to be carrying out what it proposes in its response report. The Department must publish any such direction or variation of a direction.
Part 11: Application of Act to Crown Land.
Part 11 re-enacts provisions within the 1991 Planning Order which apply planning legislation to the Crown subject to certain exceptions (notably enforcement powers). New powers are introduced to deal with urgent Crown development applications.
Clause 206 applies the provisions of the Bill to the Crown with the exception of enforcement functions covered by clauses 145, 155, 160 and 165 of the Bill, subject to express provisions detailed in the remainder of Part 11. This means that the Crown requires planning permission or consent as required by the Bill and relevant subordinate legislation.
This clause deals with the interpretation of Part 11 and includes various definitions.
Clause 209 covers instances where development by Crown bodies will be considered to be of significant public importance and require the processing of applications more quickly than permitted by the processing procedures of district councils. The new powers aim to streamline the process and provide for the direct submission of planning applications to the Department. A similar procedure is introduced for urgent works to a listed building on Crown land.
This clause provides that the Crown should remain immune from prosecution for any offence under the Bill. A district council or the Department is able to initiate enforcement action by, for example, serving enforcement notices but is not able to enforce them by entering land or making applications to the court without the consent of the appropriate authority (appropriate authority is defined in clause 208 of the Bill). In granting such consent the appropriate authority may impose such conditions as it considers relevant. This might mean, for example, that any site visit by the Department has to be accompanied, to take place at a pre-arranged time and/or to exclude certain parts of the site.
This clause deals with references to an estate in land and states that references to an “estate" in land includes a Crown estate.
This clause sets out that, through subordinate legislation, the Department may modify or exclude any statutory provision relating to the making and determination of applications for planning permission or consent etc by the Crown.
This clause deals with the service of notices on the Crown and states that notices under the Planning Bill must be served on the appropriate authority. In addition Clause 24 of the Interpretation Act (Northern Ireland) 1954 in relation to the service of notices has been disapplied.
Part 12: Correction of Errors.
Part 12 re-enacts provision from the Planning Reform (NI) Order 2006 to correct errors in decision documents including omissions. The provisions have been amended to enable the district council to correct errors, which are minor and / or typographical, in planning decision documents without the consent of the applicant / landowner.
The power to allow the Department to correct minor typographical errors in its decision documents/notices was introduced by The Planning Reform (NI) Order 2006 (No. 1252 NI 7). This power has now been amended by the current Bill. Firstly, the power to correct errors is now transferred to district councils and secondly, the requirement to first obtain the written consent of the applicant (or the landowner if that is not the applicant) has now been removed. The clause also allows a district council to correct an error if requested in writing by any person and if it sends a written statement to the applicant explaining the error and stating that it intends to make a correction.
Under this clause the district council must after making any correction or deciding not to make any correction, issue a notice in writing specifying the correction of the error or giving notice of its decision not to correct such an error.
This clause describes the impact where a correction is made or where a correction is not made.
This clause defines a decision document and a correctable error for the purposes of this Part
Part 13: Financial Provisions.
This part deals with financial provisions and re-enacts powers for the payment of fees and charges and as well as new specific powers to charge multiple fees for retrospective planning applications. Powers for the Department to pay grants for research and bursaries to bodies providing assistance in relation to certain development proposals are also re-enacted from the 1991 Planning Order. New powers are introduced to allow statutory undertakers or other councils to contribute to a council’s costs when carrying out specified functions under the Bill. Further new powers to allow government departments to contribute to compensation costs of a council if those costs were incurred in the interests of services provided by that department.
This clause contains provisions for the payment of both charges and fees relating to planning and consent applications. The provisions enable the Department to make regulations for the payment of charges or fees for the recovery of the costs of performing district council or departmental functions. OFMDFM may also make regulations for the payment of a charge or fee in respect of deemed planning applications or planning appeals. This clause also introduces new provisions for charging multiple fees for retrospective planning applications.
This clause allows the Department to make grants to research or education institutions relating to planning and design of the physical or built environment. Students undertaking particular courses may be awarded bursaries.
These provisions allow the Department to award a grant to an organisation which is assisting the community with particular applications for development, or which is providing technical expertise to allow an application to be easily understood. Grants may also be made to organisations which aim to further the preservation, conservation and regeneration of historic buildings. The organisations being funded must not be profit making bodies.
This clause creates a discretionary power to allow statutory undertakers or other district councils to contribute to the costs of a council carrying a review under clause 3 – matters affecting development. Also available is a discretionary power allowing statutory undertakers or other district councils to contribute to another council’s costs when discharging specified planning functions under the Bill. Finally, the Department will be able to require councils to contribute to another council’s compensation costs when that council is carrying out certain specified functions under the Bill.
This clause provides a discretionary power whereby a government department can contribute to the compensation costs of a district council if those costs were incurred by a council decision or order made in the interest of services provided by that government department.
Part 14
Deals with a number of miscellaneous and general provisions including the introduction of powers for persons or bodies which are required to be consulted in the determination of applications for planning permission, approval and consents to respond to consultation requests within a specified timeframe. This part also covers the re-enactment of powers relating to the application of the Bill in special cases, for example, minerals development.
Further miscellaneous powers are re-enacted from the 1991 Planning Order, amended where necessary to reflect the proposed two-tier planning system. These include, inquiry powers - including powers in relation to the determination of applications which raise national security or security of premises issues, powers for rights of entry, powers relating to the service of notices and documents (electronically), powers relating to information as to estates in land including Crown land, planning register powers, powers to appoint advisory bodies or committees, powers relating to the time limit for certain summary offences under this Bill, powers relating to registration of matters in the Statutory Charges Register and powers to make regulations and orders.
This clause introduces a requirement that those persons or bodies which are required to be consulted by a district council or the Department before the grant of any permission, approval or consent must respond to consultation requests within a prescribed period. The clause also gives the Department power to require reports on the performance of consultees in meeting their response deadlines.
This clause provides for the application of the Bill to development consisting of the winning and working of minerals, subject to modifications. The circumstances under which mining operations are considered to be a “use" of land are stipulated.
This clause allows the Department to hold a public inquiry when carrying out any of the functions of this Bill. The provisions of the Interpretation Act (NI) 1954 apply to these inquiries. The Department may make rules for the procedures to be followed during the inquiry process.
Given the changes in the role of the Secretary of State and the new role of the Department of Justice, following devolution of policing and justice, these provisions clarify the responsibilities of the Secretary of State and the Department of Justice in relation to inquiries. The provisions deal with procedures for planning applications, etc, where, in the opinion of the Secretary of State/the Department of Justice, the consideration by the council or Department of objections or representations received in relation to the application raise issues of national security or the security of Crown or other premises and that the disclosure of related information would be contrary to the national interest. The Secretary of State will have responsibility for issuing a relevant direction under clause 227 in instances where the giving of evidence of a particular description or the making it available for inspection would be likely to result in the disclosure of information relating to:
(a) national security; or
(b) the measures taken or to be taken to ensure the security of any premises or property belonging to Her Majesty in right of the Crown or belonging to a government department or held in trust for Her Majesty for the purposes of a government department; or
(c) measures taken or to be taken to ensure the security of any premises or property which is used for the purposes of the armed forces of the Crown or the Ministry of Defence Police.
The provisions also set out that the Department of Justice will have responsibility for issuing the relevant direction under clause 227 in instances where the giving of evidence of a particular description or the making it available for inspection would be likely to result in the disclosure of information (contrary to the public interest) relating to the measures to be taken to ensure the security of any premises or property other than premises or property mentioned above.
This clause sets out that the Secretary of State may direct that certain evidence may only be heard by, or be open to inspection by, certain persons. If the Secretary of State is considering giving such a direction, the Advocate General for Northern Ireland may appoint a person to represent the interests of any person who will be prevented from hearing or inspecting such evidence. Powers provide for the appointment, payment and functions of a person (the appointed representative) to represent the interests of those people who are prevented from seeing the restricted material.
This clause sets out that the Department of Justice may direct that certain evidence may only be heard by, or open to inspection by, certain persons. If the Department of Justice is considering giving such a direction, the Advocate General for Northern Ireland may appoint a person to represent the interests of any person who will be prevented from hearing or inspecting such evidence. Powers provide for the appointment, payment and functions of a person (the appointed representative) to represent the interests of those people who are prevented from seeing the restricted material.
This clause contains the procedures for planning applications, consents and approvals where, in the opinion of the Secretary of State or as the case may be the Department of Justice, the consideration by a district council or the Department of objections or representations received in relation to the application raise issues of national security or matters relating to the security of Crown or other properties and the public disclosure of such information would be contrary to the national interest. Procedures will enable decisions to be made where, for security reasons, details of the development cannot be revealed but where to withhold such details would impact on the ability of interested parties to fully participate in the planning process. The Department will be required to hold a public local inquiry in such circumstances. The roles of the Secretary of State and the Department of Justice in relation to certification under this clause are split. The Secretary of State will have responsibility for the making of rules in circumstances where he has certified under this clause, the Department of Justice will have responsibility for the making of corresponding rules where that Department issues the relevant certification under this clause.
This clause gives district councils and the Department the powers of entry they require to discharge their functions under this Bill. Powers of entry are also given to the Department of Social Development, Department of Finance and Personnel and the PAC in respect of their functions under this Bill.
This clause sets out the obligations on a person exercising powers of entry under clause 231 to provide notice to occupiers and, if required, identification on arrival. Provisions covering trade secrets and damages to property are addressed.
Additional provisions for the exercise of the powers of entry under clause 231 when the land is owned by the Crown are contained in this clause. Advance permission must be obtained from the appropriate authority.
This clause allows for the service of notices to be completed via electronic communication where the recipient has agreed to this. Provisions are contained for permission to be withdrawn and a list of notices to which this cannot apply is listed in paragraph (3).
This clause allows a district council or the Department to require occupiers of premises to provide information to them on the owner, to enable them to serve a notice or other document on them. Failure to give this information within the stipulated timeframe is an offence.
This clause disapplies clause 235 when the land is Crown land. Powers are given to the district council or Department to request the same information as that in clause 235, and the authority must comply with this request.
This clause requires all district councils to keep and make available a planning register containing copies of the items listed, which includes all applications for planning permission. A development order may require the Department to populate the register of the relevant district council when an application is submitted directly to it, or it issues a notice under departmental reserved powers.
This clause allows the Minister to appoint bodies to assist the Department in any of its functions under this Bill.
This clause gives jurisdiction to the Magistrates’ court to hear complaints on offences relating to breaches of tree preservation orders and breach of condition notices if the complaint is made within 3 years from the time when the offence was committed or ceased to continue.
This clause sets out the matters which are a permanent encumbrance on land or property and must be registered in the Statutory Charges Register.
This clause confirms that any directions which may or must be given by a district council or the Department may be withdrawn, varied or revoked by a subsequent direction.
This clause details the Assembly controls which will apply to regulations and orders under the Bill.
Part 15
Is Supplementary and covers the interpretation, further provision, minor and consequential amendments, repeals, commencement provisions and the short title.
This clause contains interpretation provisions and defines a number of terms used throughout the Bill.
This clause allows the Department to make subordinate legislation to give full effect to the Bill including transitional or transitory provisions and savings in connection with the coming into operation of any provisions. A draft of such an order must be laid before and be approved by resolution of the Assembly.
This clause provides for the amendments set out in Schedule 6 to have effect.
This clause provides for the repeals set out in Schedule 7 to have effect.
This clause concerns the commencement of the Bill and enables the Department to make Commencement Orders.
This clause provides a short title for the Bill.
Schedule 1: Simplified planning zones
Schedule 2: Review of old mineral planning permission
Schedule 3: Periodic review of mineral planning permission
Schedule 4: Amendment to the Land Values Development (Compensation) Act (Northern Ireland) 1965 (c.23)
Schedule 6: Minor and Consequential Amendments
Schedule 7: Repeals
[1] Strategic Objectives identified in Everyone’s Involved: Sustainable Development Strategy 2010- Office of the Minster and deputy First Minister
[2] Section 215 of the Town & Country Planning (England & Wales) 1990
[3] NI Assembly – Official Report Tuesday 14 December 2010.
Reform of Planning System In Northern Ireland
Consultation response
The Mobile Operators Association (MOA) represents the five UK mobile network operators – 3, O2, Orange, T-Mobile and Vodafone – on radio frequency health and safety and associated town planning issues.
The following is the response of the MOA to the questions asked in the consultation document. Some of these are questions which relate to broad elements of reform or to specific planning issues that would not be relevant to our members as developers and statutory undertakers and we have noted these as Non-Applicable. There is also an assumption that the telecommunications development will be classified as ‘local’ development (as they have in the planning hierarchy in Scotland) should these reforms come to pass and the responses are predicated on this assumption.
Planning Policy
Do you agree that, in future, planning policy statements should provide strategic direction and regional policy advice only, which would then be interpreted locally in development plans?
On balance, and for most development, we consider this to be appropriate and will help to achieve the aims of the reforms, however;
Do you consider there are any elements of operational policy which should be retained in planning policy statements?
Our concerns in relation to telecommunications development and the proposals are set out in answer to question 1. As long as the proviso in paragraph 2.9, that any policy is aligned with central government plans policy and guidance, is adhered to then there should be no need for operational policy to retained in the PPS. However, to reiterate our previously made point, it is vital that the regional context of what is often seen as a local development remains explicit in the PPS and that the PPS retains clear guidance on how health, and any perceived impacts thereon, be dealt with.
Do you think it appropriate to commence a ‘plan led’ system in advance of the transfer of the majority of planning functions to district councils under the Review of Public Administration?
We can see no reason to consider it inappropriate.
Do you agree that the objectives contained in paragraph 3.6 are appropriate for local development plans?
Yes
Do you agree that the functions contained in paragraph 3.7 are appropriate for local development plans?
Yes
What are your views on the proposal that a district council’s statement of community involvement must be in place before any public consultation on the local development plan?
We consider this to be appropriate and follows the approach taken to Local Development Frameworks in England. This is with the proviso that it does not slow the process unduly.
What are your views on the proposal for a programme management scheme?
This builds on what has been done elsewhere in the UK and consider it to be a useful tool in the development plan process.
Do you agree that a preferred options paper should replace the issues paper?
This builds on what has been done elsewhere in the UK and should help front-load the development plan process hence reducing the time taken later on. It is, however, perhaps too early to judge the success, or otherwise, of this in the UK.
Do you agree with the proposal to introduce a local development plan process that comprises two separate but related documents to be published, examined and adopted separately and in sequence?
Yes
What are your views on the proposal to deal with amendments to the local development plan?
The proposed system should deliver a faster and more responsive framework. It is important that the process can deal with any unexpected changes in an efficient manner. The proposals should achieve this.
What are your views on the proposal that representations to a local development plan will be required to demonstrate how their proposed solution complies with robustness tests and makes the plan more robust?
We consider it important that representations to plans are evidence based. This is specifically so when dealing with telecommunications development - often the emotive topic of impacts on health can be conflated with other land use objectives. The MOA make evidence-based representations, based on national guidance, on development plans throughout the UK and consider that these representations add value to the process and make plans more robust. We therefore welcome this proposal.
What are your views on the proposal that representations to a local development plan will be required to demonstrate how their proposed solution meets the sustainability objectives of the local development plan?
We welcome this proposal.
Should the Department give the examiner(s) the power to determine the most appropriate procedures to be used in dealing with representations to the local development plan?
Yes
Do you agree that the representations to the plan should be submitted in full within the statutory consultation period, with no further opportunity to add to, or expand on them, unless requested to do so by the independent examiner?
Faced with a number of representations relating to a certain topic such as telecommunications, we consider that it may be useful for the plan-making body to be able to seek further expansion on certain points so as to add clarity to any points of dispute or these which need further explanation. Whilst we agree with the aims of this aspect of the proposal i.e. a quicker and more efficient system, we also consider that it should be flexible enough to produce the right outcomes.
What are your views on the proposals for counter representations?
We agree with the proposals in this regard.
Do you agree that the basis for examining plans should be changed from an objection-based approach to one which tests the ‘robustness’ of plans?
Yes
What are your views on the recommended approach for examining local development plans?
Whilst the changing governance throughout NI could provide complications for the process moving forward, we consider that the general approach is sound and will complement the aim of testing the robustness of the plans.
What are your views on the proposals to ensure regular monitoring and review of local development plans?
These appear to be evidence based and proportionate and appropriate in relation to the other changes being proposed.
Do you agree with the proposed content of local development plans as set out in paragraph 3.44?
Yes
Do you consider that the topic areas contained in paragraph 3.46 are appropriate for inclusion in local development plans?
Yes
Do you agree that district councils should be required to prepare sustainability appraisals as part of their local plan preparation process?
Yes
What are your views on the proposal that the Department should have the powers to intervene in the making, alteration or replacement of a local development plan by the district council?
We agree that the Department should have these powers.
a) Do you agree that district councils should be given the power to make joint local development plans if they so wish?
Yes
b) Do you consider that such powers would adequately deal with instances where neighbouring district councils would consider it beneficial to work together?
Yes
What are your views on the proposed transitional arrangements for development plans?
These arrangements appear to be sufficient to ensure an efficient transition and mirror some of the transitional provisions put in place elsewhere in the UK as those plan-making systems were modified.
Development Management
Do you agree with the proposed introduction of a new planning hierarchy to allow applications for the three proposed categories of development to be processed in proportion to their scale and complexity?
Scotland has introduced a planning hierarchy in relation to development proposals in 2009, however with the main provisions of the changes only coming into effect on August 3rd, it is premature to make any assessment as to their effectiveness as yet. However, we are in agreement with the rationale behind this approach. By taking this approach it should see a realignment of resources to better reflect the complexity of the development proposed and so the time an application should take to be processed. This should help all types of development regardless of where they sit within the hierarchy.
Do you agree with the 3 proposed categories of development (regionally significant, major and local) and their respective definitions?
Yes. Telecommunications development sits within ‘local’ development in the Scottish hierarchy. We are comfortable with this, however there needs to be an acknowledgment within the new development plan process that whilst mobile telecommunications development is invariably local, it forms part of a national (or regional) network. The significance of this to the economic and social prosperity of NI should not be underestimated. As set out in the answer to question 1 above, it is important that this aspect is captured through the changing function of the PPS and the emergence of local development plans.
In relation to applications for regionally significant development, do you consider that the 4 legislative criteria (see paragraph 4.14), in association with a pre-application screening requirement, are sufficient to identify relevant potential developments?
Yes
Do you have any comments on the proposed thresholds for the different types of development categories, particularly in relation to the classes of major development described in table 2?
No
Do you agree with the proposed approach to urban/rural variation in setting the proposed housing thresholds for major development?
N/A (assuming mobile telecommunications development proposals are considered ‘local developments.)
Do you agree that performance agreements should be in place before the submission of regionally significant applications?
N/A (assuming mobile telecommunications development proposals are considered ‘local’ developments.)
What are your views on the suggested elements contained within a performance agreement, and setting a timescale specific to each individual application?
N/A (assuming mobile telecommunications development proposals are considered ‘local’ developments.)
Do you agree that this should be a voluntary (i.e. non-statutory) agreement?
N/A (assuming mobile telecommunications development proposals are considered ‘local’ developments.)
Do you agree that developers should hold pre-application consultation with the community on regionally significant developments?
N/A (assuming mobile telecommunications development proposals are considered ‘local’ developments.)
Do you have any views on what the form and process for verifying and reporting the adequacy of pre-application consultation with the community should involve, particularly in relation to the elements indicated at paragraph 4.32?
N/A (assuming mobile telecommunications development proposals are considered ‘local’ developments.)
Do you agree with introducing the power to decline to determine applications where pre-application community consultation has not been carried out or the applicant has not complied with the requirements of pre-application community consultation?
N/A (assuming mobile telecommunications development proposals are considered ‘local’ developments.)
Do you agree that the Department should determine applications for regionally significant development in association with the proposed statutory screening mechanism?
N/A (assuming mobile telecommunications development proposals are considered ‘local’ developments.)
Do you agree with the proposal to designate a district council as a statutory consultee where it is affected by an application for regionally significant development?
N/A (assuming mobile telecommunications development proposals are considered ‘local’ developments.)
Do you agree with the proposed notification and call-in mechanism, including the pre-application and application stages indicated in diagram 2, for applications for regionally significant development?
N/A (assuming mobile telecommunications development proposals are considered ‘local’ developments.)
Do you agree that if the Department decides not to call–in a notified application it should have the option to return the application to the district council, either with or without conditions, for the district council to grant permission subject to conditions that may be specified by the Department?
N/A (assuming mobile telecommunications development proposals are considered ‘local’ developments.)
Do you agree with the proposal giving the Department the option to appoint independent examiners to hold a hearing or inquiry into applications for regionally significant development?
N/A (assuming mobile telecommunications development proposals are considered ‘local’ developments.)
Do you agree that the Department should prepare hearing and inquiry procedure rules for use by independent examiners?
N/A (assuming mobile telecommunications development proposals are considered ‘local’ developments.)
Do you agree that the processes for performance agreements should also apply to applications for major development?
N/A (assuming mobile telecommunications development proposals are considered ‘local’ developments.)
Do you agree that the processes for statutory pre-application community consultation should also apply to applications for major development?
N/A (assuming mobile telecommunications development proposals are considered ‘local’ developments.)
Do you support a power for district councils to hold pre-determination hearings, with discretion over how they will operate, where they consider it appropriate for major developments?
N/A (assuming mobile telecommunications development proposals are considered ‘local’ developments.)
Do you consider that there are other circumstances in which district councils should have the scope to hold such hearings?
N/A (assuming mobile telecommunications development proposals are considered ‘local’ developments.)
Where a performance agreement has not been reached, do you consider it appropriate to extend the non-determination appeal timescale for applications for major development to 16 weeks?
N/A (assuming mobile telecommunications development proposals are considered ‘local’ developments.)
Do you agree that district councils, post-RPA, shall be required to introduce schemes of officer delegation for local applications?
A scheme of delegation allows decisions to be made by council officers under delegated powers. A lot of telecommunications development falls under these schemes. The schemes work effectively if they are clearly set out and applied consistently. Assuming no changes in the permitted development regime in NI, then a large number of telecommunications applications are for very small scale changes, such as swapping antennas or adding a small ground based cabinet. Such applications are best dealt with under delegated powers freeing up both officer time and elected officials to deal with the larger applications, which will require more scrutiny. However, it is important to note that the schemes in the UK set up under the Local Government Act allow delegated decisions on behalf of council, recent changes in Scotland allow delegated decisions from a third party. This has been necessitated to allow appeals to be heard by local review bodies i.e. it creates a ‘separation’ between a council as review body from the third party who made the original decision. Our concerns over this are set out below, suffice to say, we do not consider that this is a sufficient level of separation and councils will be, in effect, reviewing their own decisions. Obviously this creates a problem of conflict of interest and undermines the present impartially that the planning process is seen to have i.e. the right of appeal to a disinterested party (e.g. Planning Appeals Commission, PAC, Planning Inspectorate, PINS, or the Dept. of Environmental and Planning Appeals, DPEA).
Do you agree that, post-RPA: a) the list of statutory consultees should be extended; and
b) categories of development, linked to the development hierarchy, that require consultation (including pre-application consultation) before applications are determined by the planning authority, should be introduced?
a) There is often a balance between consultation and the expedient management of development and planning applications. If consultees are statutory then these consultees need to have the resources to engage with the process in a timely manner. If not, applications can be delayed and/or complicated by, potentially, matters not material to the determination of the application. However, in principle, we consider it important that applications can be scrutinised by as wide a range of interested parties as possible. ICT is seen, rightly, by most LPAs throughout the UK as being an integral part of new large scale development. It is important therefore the mobile telecommunications industry, through the MOA, are aware of new large-scale development so that the ICT needs of future inhabitants or businesses are met and they have access to the latest mobile ICT provision.
b) The telecommunications sector has been at the forefront of pre-application discussion since the publication of the Stewart Report and the introduction of the MOA’s 10 Commitments to Best Siting Practice. This approach has allowed the mobile operators to engage with local communities before planning applications have been submitted. This consultation has been independently audited and provides reassurances to government that the industry has ‘built-in’ consultation to its processes. We therefore agree in principle with the proposals however, before anything was made statutory e.g. a planning authority could decline to determine an application, then a further consultation must take place to establish what categories of development are involved and what the extent of consultation should be.
Do you agree, post-RPA, that statutory consultees should be required to respond to the planning authority within a specified timeframe?
Yes
If so, what do you consider the specified timeframe should be?
We agree that 21 days should provide enough time for a statutory consultee to understand the nature of the application and its impacts and provide a response to the planning authority.
Do you agree that the existing legislation should be amended and clarified to ensure that anyone wishing to demolish any part of an unlisted building in a conservation area/ATC/AVC requires conservation area consent or planning permission?
N/A
Do you agree that the planning authority should be able to require that, where possible, proposed development should enhance the character of a conservation area?
It is considered that this provision already exists under the legislation set out in paragraph 4.87 and in PPS6 as set out in paragraph 4.88. As the paper also sets out, case law demonstrates that planning authorities need to exercise such provisions with care. Adding this, a more nuanced, approach, we believe would add uncertainty to any development proposals, especially where there are often increased costs in order to ensure the preservation of the character and appearance of conservation area. Disagreement over what is and what is not ‘possible’ could ensue with more recourse to planning appeals and ultimately potential court challenges. The planning outcomes can be derived from the current legislation and guidance and so we would not agree with these proposals.
Do you agree that the normal duration of planning permission and consent should be reduced from five to three years?
In principle we agree with this and this would bring permission and consent into line with that of England. However, what recent economic events have demonstrated is that often development can be postponed or halted due to circumstances outwith the developer’s control. On that basis we consider it important that the provisions exist for this time to be altered during the course of the application, through discussion between the stakeholders, and/or afterwards via an amendment to condition application, rather than a further full planning application.
Do you agree that a statutory provision should be introduced to allow minor amendments to be made to a planning permission?
Yes.
Telecommunications development is rapidly evolving and new technological improvements are happening continually and incrementally e.g. it is not as simple as a single development step from 2G to 3G. It is important for the efficient rollout of networks that small scale changes can be captured by the planning system in a manner which does not unduly compromise the ability of the industry to operate at a level which best serves its customers. Often these changes[1] can mean that a slightly different antenna is proposed or that a small transmission dish is added. These changes which will not fundamentally alter the physical appearance of the existing or proposed development and so would benefit from this proposal.
Do you have any comments on the details of such a provision as outlined at paragraph 4.101?
These details seem appropriate. We would caution that if it is to be at the discretion of the planning authority as to whether or not a proposal is non-material, then there needs to be a clear framework put in place to manage the expectations of potential consultees (fifth point). Telecommunications development can prove to be very contentious. It is doubtful that if an application which had been approved, and had garnered a significant degree of local opposition, were to be subject to a minor amendment, that all the parties would necessarily consider any changes to be non-material. Of course this relates primarily to perceived health impacts even although the physical development may be inconsequential. This may place case officers in difficult circumstances and we would suggest that any such power to prescribe, form of application, consultation and publicity is managed consistently and that those consulted are made aware exactly what is being applied for. For those not well versed in the planning system, it can appear opaque and confusing and we would be wary raising the expectations of stakeholders without those expectations being managed by the system.
Would you be in favour of enabling the planning authority to correct errors in its planning decision documents without the consent of the landowner or applicant?
It is in everybody’s interest that a decision notice issued is correct and error free. However, the decision notice relates to land and will also be relevant to the applicant who made the planning application. We would therefore have some misgivings about the principle of a legal document being amended without either the landowner’s or the applicant’s consent.
Any amendments to the legislation would need to be clear and proportionate. The principle of consent should remain paramount however, should this not be able to be achieved, then, and only then, should a planning authority have any power to amend a planning decision document. This should also be in line with what is a clear definition of ‘error’.
Planning Appeals
Do you agree that the time limit to submit appeals should be reduced?
If so, what do you think the time limit should be reduced to – for example, 4, 3 or 2 months?
No. The experience from England and Wales placed an intolerable workload on the Planning Inspectorate and increased just the registration time for appeals to over 6 months in some cases. It did not give developers time to review their options post refusal and lead to appeals being submitted where perhaps there were more appropriate planning options available. The reduced time frames then had to be reversed and has now returned to 6 months. We consider that the uncertainty engendered by the time between a refusal and appeal is most acutely felt by the developer and can usually be measured in £s i.e. it is in their interests to submit an appeal quickly. Delays are by definition not vexatious. Developers may wait until close to the deadline before submitting an appeal however this is generally because they do not wish to undergo the uncertainty and expense of an appeal when there may be a more suitable route to achieve their aims. We therefore do not see 6 months as being unnecessarily long.
Scotland has recently enacted regulations that see the time frame for planning refusals to be appealed reduced from 6 months to 3 months. Representations were made by the numerous industry representatives, including the MOA, to these changes based on the problems encountered in England and Wales. With the regulations only coming into effect on August 3rd, it is too early to judge the success or otherwise of this change. It should however be borne in mind that the number of planning applications (and hence refusals and appeals) has dropped significantly due to the economic downturn and that any impacts would need to be judged on a time frame which saw development levels back at their long term average.
Do you agree:
a) that the PAC should be given the powers that would allow it to determine the most appropriate method for processing the appeal; or
b) that appellants should be allowed to choose the appeal method?
a) Yes. As the question is worded (and as indicated in paragraphs 5.5-5.7), it inferred that the PAC would have the final say on which method is used, rather than the only say. It leaves open the possibility that the method is suggested by the appellant and the planning authority with an endorsement coming from the PAC if it agrees or by imposing a method if it does not. This is the approach we would suggest is taken.
It is rare that a public inquiry would be necessary and the presumption should still be that the vast majority of appeals can be dealt with by written representations and a site visit by the PAC
b) In the vast majority of instances appellants will request that an appeal be dealt with under the written representations procedure. In some cases there will be an overriding reason why a different method of appeal would be necessary and an appellant should be able to make this case when lodging the appeal.
Do you agree that parties to appeals should not be allowed to introduce new material beyond that which was before the planning authority when it made its original decision?
The appeal process should not be used to secure amendments or such a radically different development than that originally proposed during the application. As we understand it there are some amendments that can be made at appeal and that those are of a minor nature. We consider this to be a pragmatic and proportionate response to this issue. If there had been any injury or prejudice caused then there would be recourse through the Courts.
Telecommunications development is somewhat unique in that the actual location of a proposed pole/mast or antennas is determined by a number of often competing factors e.g. coverage requirements, neighbouring cell, land use designations, willing landowners etc. In addition within a typical cell there may be hundreds, if not thousands, of locations where a pole/mast/antennas could be located. Presenting all but the most pertinent of these would be an expensive and time consuming exercise which would not protect anybody’s interests. Often planning applications are, however, refused for the lack of a suitable investigation of alternative sites. This issue must then be reviewed post refusal. We understand that the aim of the reforms is also to engender a culture change from development control to development management however, experience elsewhere in the UK suggests that often dialogue between applicant and case officer could be improved. Applications are still being refused for this reason when discussion between planning authority and applicant should have this resolved. In these cases it is often necessary to produce information inferred in the application but perhaps not explicitly set out. We would therefore be uncomfortable with any moves to restrict this ability to present information. Another example might be where a landowner’s intentions (or indeed the landowner) change between application and appeal. We consider that the appeal system can still be flexible enough to take account of such instances without requiring the need for a further planning application (and potential appeal) with the resulting time delays and cost.
This reform has been was established in Scotland as of August 3rd and as yet it is too early to make any real assessment of the implications.
Do you agree with the proposal that the planning authority should be able to refuse to consider a planning application where a ‘deemed application’ associated with an appeal against an enforcement notice is pending?
The presumption underpinning this specific proposal is that the appeal system is being used to delay enforcement action. It also presumes that the issuing of enforcement proceedings by the planning authority is correct (in a legal sense) i.e. paragraph 5.11 talks of “…the breach of planning…" rather then the alleged breach of planning. We know from experience that often this is not the case and we know that enforcement cases can be also brought due to political pressures. As a matter of principle, we consider that nobody should be denied the right for their planning application to be considered by a planning authority, irrespective of any enforcement proceedings.
It is considered that the loss of such a right to an individual or business outweighs any injury to amenity caused by the current legislative and regulatory framework.
Do you agree that the planning authority should have the power to decline repeat applications where, within the last two years, the PAC has refused a similar deemed application?
No. We consider that planning authorities should only have the power to decline repeat applications where the PAC has dismissed an appeal, after the refusal of a planning application. This is in line with the principles of justice that underpin the planning system throughout the UK that an independent body can review the determination of the planning authority as public body. A deemed application will not allow full consultations to be undertaken nor allow full responses from neighbouring properties and business etc i.e. it may not, by virtue of process, be able to look at all material considerations.
Do you agree that a time limit of 2 months should be introduced for certificate of lawful use or development appeals?
No. We consider that if a time limit is to be introduced it should be the same as for other types of appeal i.e. 6 months
Do you agree that the PAC should be given a power to award costs where it is established that one of the parties to an appeal has acted unreasonably and put another party to unnecessary expense?
Yes. With powers for determining applications being devolved to the local planning authorities, experience elsewhere in the UK tells us that decisions can often be made for reasons other than sound planning reasons. In relation to mobile telecommunications development, this usually involves the disregarding of national guidance in regard to health and perceived concerns over health. Seeking costs in these cases can help both parties as it helps reimburse the appellant for the unnecessary cost and delay, and can help focus the mind of a planning authority for its future decision-making. Clear guidance as to what is and what is not ‘unreasonable’ could be set out in accompanying guidance/circular.
Do you think the new district councils should be able to establish local member review bodies to determine certain local planning appeals?
No. Scotland has recently introduced such a measure although as yet there has been no ‘review’ undertaken as the regulations only came into effect on August 3rd. There is an inherent problem with such a proposal as it compromises the integrity and impartiality of the planning system in its widest sense i.e. the review body will be reviewing its own decision. This is not compatible with the system as it has been run up until now and the one which has withstood challenges in the European Court of Human Rights. Scotland has squared this circle by introducing a new scheme of delegation under the Planning etc Act (not under the previous Local Government Act) which creates a new position of an ‘appointed person’. This appointed person is meant to act independently of the Council thereby allowing the review body to review the decision of a third party. Of course the ‘appointed person is in fact a Council planning officer, who remains so in all other aspects their work. Indeed, should the number of objections reach a certain level, that same ‘appointed person’ will move seamlessly back to being a member of the Council. We do not consider that this is a sufficient level of ‘separation’ for the integrity of the system to continue.
If so, what types of applications should this apply to?
See answer to 65
Should provision for third party appeals be an integral part of the NI planning system or not? Please outline the reasons for your support or opposition.
No. Third party representations are fully addressed via the consideration of planning applications and the associated decision making process. The introduction of statutory consultations for more complex regional or major developments can ensure that 3rd party concerns can be addressed at an earlier stage. The introduction of a 3rd party right of appeal will seriously impede development by introducing significant uncertainty to the process as well as the time delays associated. Such delays and uncertainty would affect the rollout of telecommunications infrastructure and thereby adversely impact on service provision within NI, ultimately affecting the important economic and social benefits of having an up-to-date and modern mobile telecommunications system.
If you do support the introduction of some form of third party appeals, do you think it should an unlimited right of appeal, available to anyone in all circumstances or should it be restricted?
Even although we do not support the introduction of a third party right of appeal, should one be introduced then we would wish the opportunity to have some input to that aspect at that time. We would however strongly resist such a proposal as per the answer to Question 67.
If you think it should be a restricted right of appeal, to what type of proposals or on what basis/circumstances do you think it should be made available?
See answers to Question 67 and 68
Enforcement
Do you agree that a premium fee should be charged for retrospective planning applications and, if so, what multiple of the normal planning fee do you think it should be?
No, the planning application fee should be based on the complexity of the application and the resulting workload rather than be used as a punitive measure. Legislative powers are in place to deal with unauthorised development and these powers can be extensive if used to their full extent. We would consider that the right to make a retrospective application is now an established part of the planning system in the rest of the UK and that NI should not seek to break from this approach at this time.
Do you think the Department should consider developing firm proposals for introducing powers similar to those in Scotland, requiring developers to notify the planning authority when they commence development and complete agreed stages?
We would agree with the thoughts outlined in paragraph 6.7 i.e. it is too early to judge the full impacts from the Scottish experience. It would be wise therefore to wait and assess this after some time has elapsed before making any such change in NI.
Do you think the Department should consider developing firm proposals for introducing Fixed Penalty Notice powers similar to those in Scotland?
We would agree with the thoughts outlined in paragraph 6.9 i.e. it is too early to judge the full impacts from the Scottish experience. It would be wise therefore to wait and assess this after some time has elapsed before making any such change in NI.
Do you think the Department should give further consideration to making it an immediate criminal offence to commence any development without planning permission?
No. Whilst we have had regard to the arguments for and against set out, we consider that the current enforcement proceedings are the correct forum for these matters to be resolved (before any criminal proceedings are brought). Courts are not the place for potentially complex planning issues to be resolved if satisfactory arrangements currently exist to explore these issues before moving them into the criminal realm. We note that this is not a current proposal but would strongly urge NI not to adopt such a proposal in the future.
Do you agree that there is a case for seeking increased contributions from developers in Northern Ireland to support infrastructure provision?
N/A
If so, should any increase be secured on the basis of extending the use of individual Article 40 agreements with developers on a case by case basis?
N/A
Alternatively, should a levy system of financial contributions from developers be investigated in Northern Ireland to supplement existing government funding for general infrastructure needs, e.g. road networks, motorways, water treatment works etc., in addition to the requirements already placed upon developers to mitigate the site-specific impact of their development?
N/A
What types of infrastructure should be funded through increased developer contributions, e.g. should affordable housing be included in the definition?
N/A
If such a levy system were to be introduced in Northern Ireland should it be on a regional i.e. Northern Ireland-wide, or a sub-regional level?
N/A
If such a levy system were to be introduced should all developments be liable to make a financial contribution or only certain types or levels of development e.g. residential, commercial, developments over a certain size?
N/A
Enabling Proposals
The Department invites views on how we (and other stakeholders) might ensure that all those involved in the planning system have the necessary skills and competencies to effectively use and engage with a reformed planning system.
Clear guidance through the use of PPS and circulars as well as a clear Code of Conduct for elected Council officials would be the starting point. With reform as radical as being proposed here, it will take all stakeholders time to adapt to the new system. Consistency of guidance on its operation will be key so that the system can bed in. Perhaps when it is more mature, further power can be incrementally be devolved and stakeholders can bring forward more ‘local’ suggestions and solutions based on the experience to that point.
Post-RPA, do you agree that central government should continue to set planning fees centrally but that this should be reviewed after 3 years and consideration given to transferring fee setting powers to councils?
Yes. Fees should be based on service and developers and stakeholders should expect a similar level of service across council areas. This is the system as applied in Scotland, England and Wales.
Do you agree that central government should have a statutory planning audit/inspection function covering general or function-specific assessments?
We agree that there must be at least some sort of benchmarking and audit. However, there should be a note of caution about adopting central targets rather than dealing with local issues. Most KPIs are by definition quantitative rather than qualitative and yet it is the quality which is important. Certainly the proposed planning hierarchy should help make any quantitative analysis more nuanced.
[1] We understand that there is a review of permitted development rights due to take place in the near future (paragraphs 4.69-4.70) and we would hope that a number of developments which currently require a planning application can in future be considered as permitted development.
Diane.ruddock@nationaltrust.org.uk
Direct line: 028 9751 2301
14 January 2011
Clerk to the Environment Committee
Room 274
Parliament Buildings
Stormont
Belfast
BT4 3XX
Dear Committee Clerk
The National Trust welcomes the opportunity to respond to the Environment Committee’s invitation to submit evidence at the Committee Stage of the Planning Bill. In the time available it is not possible for us to give a detailed, clause by clause response, but we would like to comment on some key issues which we feel are particularly in need of the attention of the Committee. Our response comprises an overview of the National Trust, the rationale for our interest in the planning system in Northern Ireland, and commentary on some of the key areas of concern. We would be very happy to follow up this response with oral evidence to the Committee, either individually or in concert with other environmental and community organisations.
1. The National Trust is the largest conservation charity in Northern Ireland and actively promotes the protection of our natural, built and cultural heritage. The Trust protects and provides access to some of the finest coast and countryside, historic houses, gardens and industrial heritage in Northern Ireland.
2. The National Trust has a keen interest in the planning system in Northern Ireland. A robust effective planning system, understood and respected by all participants, is an essential mechanism to deliver sustainable development. Our interest extends beyond the impact planning policies have on the special places in our ownership, to a broader concern for the overall management and use of land and resources in Northern Ireland and the need to protect our natural, built and cultural heritage. We are also increasingly conscious of the important role the planning system must play in promoting patterns of development and lifestyles which are more efficient and sustainable, in terms of the use of energy, transport, water and other resources and in preparing society to face up to the challenges of climate change. It is essential that the Planning Bill is rigorously tested to ensure that the legislation meets these needs.
National Trust Northern Ireland Regional Office Rowallane House, Saintfield Ballynahinch County Down BT24 7JA Tel: +44 (0)28 9751 0721 Fax: +44 (0)28 9751 1242 www.nationaltrust.org.uk |
President: HRH The Prince of Wales Regional Chairman: Roy Bailie OBE Regional Director: Hilary McGrady Registered office: Heelis, Kemble Drive, Swindon, Wiltshire SN2 2NA Registered charity number 205846 |
www.agiantcause.com |
3. The National Trust strongly supports a planning system which would assure high quality sustainable development in, and only in, the right places. We fully recognise the social, economic and environmental importance of development. We are not opposed to development. Our concern about the planning system in Northern Ireland prompted us to establish an independent Planning Commission which produced its report and recommendations: ‘A Sense of Place: Planning for the Future in Northern Ireland’ in March 2004. We are pleased to see that some of the recommendations of that report are now reflected in the Planning Bill.
4. The Planning Bill should set out clearly the Department of the Environment’s responsibility to ‘secure proper planning, community wellbeing and sustainable development’.
5. While we welcome the references to sustainable development, the wording should be strengthened to reflect the objective of ‘securing sustainable development’ and this responsibility should be reflected in relation to all levels of planning identified in the Bill.
6. We welcome the commitment to Statements of Community Involvement and the promotion of community participation in the preparation of development plans and in the development management process. However, the Bill should provide a statutory link between a Council’s Local Development Plan and its responsibility for Community Planning.
7. We urge the Committee to press for the inclusion of Third Party Rights of Appeal in the Planning Bill.
8. The Committee should challenge the Department to provide a timetable for the preparation of guidance and subordinate legislation, as it is a major source of concern that much of the detail of how the Bill would be given effect in practice – and how it would be applied consistently across all Council areas in Northern Ireland – is deferred to guidance which has yet to be produced. In particular a new Planning Policy Statement 1 should follow as soon after the introduction of the Bill as possible.
9. We are concerned that the Planning Bill does not impose a duty to fully consider climate change in planning policy, which is a serious omission and missed opportunity.
Our more detailed comments are set out below.
Part 1
We believe the Bill would be strengthened by a much clearer articulation at the outset of the functions of the Department of the Environment, which would set out the purpose of the planning system. We therefore recommend that Clause 1 (1) should set out the Department’s responsibility as being to ‘secure proper planning, community wellbeing and sustainable development’ and to formulate and co-ordinate policy to secure these objectives in an orderly and consistent way.
11. Clause 2 (b) on Sustainable Development – is welcome in its inclusion, but we feel the wording ‘with the objective of contributing to the achievement of sustainable development’ – is weak as currently drafted. We believe the requirement here should be for the Department to exercise its functions ‘with the objective of securing sustainable development.’ The same comment applies to Clause 5 in relation to local development plans which should have the objective of securing sustainable development. However, it is important that the principle of securing sustainable development should apply to all parts of the Planning Bill, and not only to local development plans.
12. At Clause 2 (1) we suggest the Department’s responsibilities in relation to Statements of Community Involvement should be clarified, and suggest the following wording: ‘The Department must specify its policy requiring the involvement of communities/citizens in all levels of planning.’ Clause 2 (2) could simply state: ‘The Department must set standards and approve performance for citizen involvement.’
Part 2 – Local Development Plans
13. Clause 3 – Survey of District – should make explicit reference to climate change and potential future climate change impacts, so that these can be taken into consideration in planning decisions. We believe this section should also reflect the Council’s responsibilities for community wellbeing and community planning and explicitly take into account social and demographic issues. It would be appropriate at this point to ensure there is a statutory link between a Council’s Local Development Plan and its responsibility for Community Planning. This is an essential step, given the parallel process for the reform of local government.
14. We strongly support the requirement for a Statement of Community Involvement (Clause 4) but we are concerned that it is still not clear what this process will involve or what will be the mechanisms to ensure consistency of approach across all council areas. It is also unclear how (and by whom) the SCI will be monitored or tested. Similarly, in Part 3, Clauses 27 and 28, in relation to pre-application community consultation and reports, we urge the Committee to satisfy itself that these processes are robust, set at a sufficiently high standard, and consistently applied across all council areas.
Part 3 Planning Control
There is considerable detail in this section on which we do not offer specific comment.
15. However, we are very disappointed that the Bill does not take the opportunity to introduce Third Party Rights of Appeal. We believe that a very strong case has consistently been made for the introduction of Third Party Rights of Appeal, and the opportunity to do at this stage should not be lost. Such a right would significantly increase public confidence in the planning system, which is essential at a time of significant change, and would also provide an additional mechanism to ensure sound and consistently high standards of decision making. The case for TPRAs is set out in more detail below:
The case for Third Party Rights of Appeal
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Part 4 Additional Planning Control
16. We note without further detailed comment the provisions in Part 4 of the Bill, and we particularly welcome those in relation to listed buildings, conservation areas and trees.
Part 4 Chapter 8 – Further Provisions as to Historic Buildings
17. We particularly welcome the inclusion of Clause 197 in relation to grants and loans for the preservation or acquisition of listed buildings, in which specific reference is made to the National Trust. This reflects earlier legislation which has served the built heritage of Northern Ireland well in the past and will continue to do so in future. We also fully support the other provisions of Chapter 8.
18. Throughout the Bill, a great deal of the detail is still deferred to subsequent guidance or subordinate legislation. We are concerned about the length of time it may take for the necessary guidance to be in place, especially in the context of extreme pressure on DoE funding and staffing resources. We therefore urge the Committee to challenge the Department to provide a timetable for the provision of guidance, subordinate legislation or regulations, and the provision of a full suite of planning policy statements.
We believe it is essential that guidance should provided as quickly as possible and that a programme of subordinate legislation should be a high priority in the next Assembly. In particular, we recommend that a new Planning Policy Statement 1 should be prepared as a matter of urgency to support and articulate the purpose of the planning system to deliver sustainable development.
19. The Planning Bill is one of the most significant pieces of legislation to come before the Assembly, and scrutiny by the Environment Committee has the potential to considerably improve the impact of the legislation. We wish the Committee well in its deliberations and confirm that we are happy to discuss our comments in further detail at the Committee’s convenience.
Yours sincerely
External Affairs Manager
Comhairle an Iúir Agus Mhúrn
Ref: SB/13
Report of Special Committee Meeting of the Council, to which all Councillors were invited to attend, held on Tuesday 11 January 2011 at 2.00pm in the Boardroom, District Council Offices, Monaghan Row, Newry to consider the Council’s response to the Planning Bill.
In the Chair Councillor A Williamson
In Attendance Councillor W Burns
Councillor M Carr
Councillor C Casey
Councillor G Donnelly
Councillor J Feehan
Councillor F Feely
Councillor A Flynn
Councillor T Hearty
Councillor A Moffet
Councillor P McGinn
Councillor M Murphy
Councillor S O’Hare
Councillor J Patterson
Councillor H Reilly
Councillor A Williamson
Officials in Attendance: Mr T McCall, Clerk and Chief Executive
Mr E Curtis, Director of Administration
Mr J Farrell, Director of Environmental Health
Mr K Scullion, Assistant Director of Environmental Health
Mrs E McParland, Assistant Director of Administration (General Services)
Mrs C McAteer, Committee Administrator
Apologies: Councillor K McKevitt
Mr J McGilly, Assistant Director of District Development
Mr McCall gave the background to the Minister’s announcement to introduce the Planning Bill into the Assembly and said the Minister would see this piece of legislation working very much in tandem with the launch of the Consultation on Local Government Reform. He said the Planning Bill would lead to a fundamental overhaul of the Planning System and would impact on virtually every aspect of the current system.
Mr McCall said that Members had been circulated with a summary of the issues which NILGA had identified in relation to the proposed introduction of the Planning Bill.
Councillor Carr said he had very deep concerns about the whole process which he believed was ill thought out. He said no details had been given on how the new changes would be funded and Councils, who would now have a lot more responsibility, had been given no indication of the funding they would receive to finance this new function.
Councillor Carr also referred to a paragraph in NILGA’s response stating that Councils will be responsible for determining planning applications and will be the decision makers. They will have the recommendations of their professional planners but they will make the decisions and live with the consequences. He said this, in effect, summed up what impact the new changes would have on Councillors.
Councillor Carr said currently Councillors got involved in planning applications and either supported them or in some cases supported those who were objecting to a particular application. He said this role would be taken away from Councillors and ultimately they would have to declare an interest if they strongly supported or objected to a particular application.
Councillor Carr said Councillors would be duty bound to listen to professional advice and he could not see how they could become personally involved with an application.
Councillor Carr said Newry and Mourne District Council were now waiting 11 years on the publication of the Council’s Development Plan. He also said that those people who had the responsibility of introducing RPA had failed to reach a decision and yet it was the same people who were now forcing this new Planning Bill on Council. He said he could not understand how they could write legislation when they did not know if they were writing it for 11 or for 26 Councils.
Councillor Carr also said that a consultation process had been undertaken by the Boundary Commissioner and agreement had not been reached at the end of it. He said the goal of the 11 Council Model had not been achieved and the planning reforms which would work for 11 Councils might not necessarily work for 26.
Mr McCall referred to discussions at the December Planning meeting of the Council in relation to proposals to transfer Planning Service Staff from Craigavon to Downpatrick. He said the Council had agreed to write to the Chief Executive of the Planning Service and ask that consideration be given to Planning Service staff being located to an office in Newry.
Mr McCall said that Mr E Curtis and himself had met with the Chief Executive of the Planning Service on 10 January 2011 and had been advised that no decision had yet been made on moving Planning Service to the Downpatrick office in April 2011. He said the Chief Executive of Planning Service had indicated that they would be willing to listen to the views of Newry and Mourne and Down District Councils about where staff should be based and that these would be taken into account. However he said if the option to relocate some of the Planning Staff to the Newry area was taken, even on a temporary basis, Planning Service had indicated that they would not be responsible for any increase in costs such as rental of office space, equipment, heating etc.
Mr McCall said if reorganisation progressed, with the establishment of 11 new Councils, then at that stage they would have to work together and decide how planning would be delivered. For example a decision would need to be taken as to whether each Council would work separately or perhaps planning functions could be undertaken by a Central Organisation which all Councils could buy into.
Mr McCall said that the legislative framework of the Planning Bill was intended to be in place by April 2011 and thereafter a small number of pilot programmes would be run to test the proposed consultative arrangements in a working environment. He said these pilot programmes would allow Planners to consult with Council earlier than under the current system to enable Councillors to get involved at an earlier stage in planning applications and to have Councillors input in building up to a decision on planning applications. Mr McCall said by April 2012 all Council areas would be involved in this pilot work
Mr McCall indicated that Newry and Mourne, together with Down District Council, could be involved in a pilot project from April 2011 and, if not, would certainly be involved by April 2012. He said Councillors would not have statutory authority at this stage but would be getting used to the process and how it was going to work.
Councillor Reilly said the Minister had made it clear that any major planning decisions would still remain with his Department. He said in Great Britain planning had been very successfully devolved out to District and Parish Councils.
Councillor Reilly said this was a fundamental review and hopefully the outcome would be that Planning would be delivered closer to the people on the ground. He said an office in Newry was a necessity and added that in his view the current planning with its numerous site visits and office meetings was an inefficient system.
Councillor Reilly said if sub offices were established it would bring planning to the people who were involved in the process and the Council should support something which suited them and the people they represented.
Councillor Hearty said he could see dangers in Councils becoming responsible for making planning decisions. He said currently planning opinions were made by professional people and the Council could work with planners and an applicant and if there were sufficient grounds could overturn a decision. He asked if this opportunity would still be available for Councillors.
Mr McCall said Councillors could still overturn a recommendation made by professional planners but would be doing so at their own risk. He said if the Council decided to reject an opinion from professional planning staff then they would be open to judicial review.
Councillor Hearty said if planning powers were transferred to Councillors he could see Councillors becoming the focal point of serious lobbying from constituents who would be of the view that the Council could grant planning applications. He said Councillors dealt with people they knew and could be put in a difficult position if an applicant, for example, believed they should have a dwelling on their own farmyard. He said under the current arrangements the Council did not have to make the ultimate decision on planning applications and he believed there needed to be some protection for Councillors under the transfer of planning powers.
Councillor Hearty also said that if planning was being transferred to Councillors then a financial package would have to be made available for any associated increase in costs and the financial burden should not be put onto the rate payers.
Councillor Hearty said that so much change had happened within the Planning Service recently that staff had lost all heart in the process. He said Planning Service officials did not know if their jobs were safe or if they were being moved to a completely different office and this was extremely unfair on them.
Mr McCall confirmed that at present the Council was a consultee on planning decisions but with the transfer of powers the Council would be taking the decisions. He said currently professional planning decisions were presented on a schedule to Councillors on a monthly basis and it would be hard to see that this schedule would be much different if powers were transferred to Councils as the decisions were made on the basis of professional advice. He said Councillors could not change such decisions unless they had good clear grounds for doing so.
Councillor Feehan referred to page 4 of the NILGA document which stated that the staffing arrangements at most offices would remain unchanged as a consequence of the process. There will be some changes in the southern area offices in Downpatrick and Craigavon. The Craigavon side will be maintained as a main office, while Downpatrick will be a sub office and some staff in the Downpatrick office may transfer to Craigavon while others may transfer to Belfast because certain Councils will be affected under the new Belfast office proposal. He said this statement contradicted what the Clerk had said earlier following an update from his meeting with the Chief Executive of Planning Service.
Mr McCall said the Downpatrick office would be a sub office of Craigavon. He said at his meeting with Mr Ian Maye it had been clearly stated that Planning Service were not going to dictate to Newry and Mourne and Down District Councils where staff should be located but rather they would be flexible on this matter.
Mr McCall said that Planning Service would be happy to go with whatever arrangements suited the Councils but had said that they would not bear any increase in costs.
Mr McCall said it might be that Newry and Mourne and Down District Council could decide that they wished to retain both offices but perhaps when the new Council was formulated they could decide that they could not afford such an arrangement.
Councillor W Burns said the Council had lobbied on previous occasions for the Government to decentralise functions and now this was happening with the planning function but no finance was being made available by Central Government to cover costs which Councils would incur.
Councillor Burns said when the new E-PIC planning system was up and running and teething problems had been ironed out, there would be no need for applicants to attend offices in Craigavon or Downpatrick as they could follow all planning applications online.
Councillor W Burns said planning authority would transfer to Councils and staff would be employees of the Council. He said if the Council were of a view to overturn a decision on the back of professional planning advice then they would need very good evidence and relevant information to be able to stall the process.
Mr McCall said there were currently delays in progressing planning applications but this was not the responsibility of the Council. He said the longest delays were incurred during consultations with different groups and in County Louth a timetable system was in operation which meant consultees had to respond by a certain time and if they did not the planning application was moved on.
Councillor Feely said it was very difficult to work out what was happening in relation to planning powers. He said he did not believe the Executive knew entirely what they wanted and if planning powers were transferred to the Council then they would only come with a small amount of funding which would not be adequate to meet the increased costs.
Councillor Feely said it would be Councillors who would be left with the problems and people would terrorise Councillors in an attempt to get planning approval and yet at the same time Councillors would have no real powers as they could not go against advice from professional Planners.
Councillor Feely said that if planning powers were being transferred then it should be the role of the Council to make decisions as a result of consultation with professional planning staff and Planners should not have the final say.
Councillor Feely said this was a very serious issue and could lead to an additional burden on the ratepayers. He said if Councillors took a decision against planning advice then they were in danger of breaking the law and he could not see how the system would work.
In response Mr McCall said that Council would eventually have a statutory duty in relation to the planning process but along with that duty they would still have all the planning policy statements and regulations which were in force at present and on which professional planning staff based their opinions.
Mr McCall also said under the Review of Public Administration new Governance Arrangements for Councils would be put in place, together with a new Code of Practice and a new Code of Conduct. He said whilst these were voluntarily at present they would become mandatory under the new system.
Councillor Patterson said he hoped there would be a lot of restraints put on Councillors with regard to their ability to make a decision on planning applications and said professional Planners should still be responsible for making planning decisions.
Councillor O’Hare said if the Council and Councillors had the final say in planning applications then how could a Councillor lobby on behalf of one particular planning application.
Mr McCall said that when the new Governance Framework and Mandatory Code of Conduct and Ethical Standard Regime were put in place, then it could very well be the case that if a Councillor lobbied in a particular way on a particular planning application, they could not take part in making a decision on this application. However he said these matters would only become clearer later in the process.
Councillor Carr said the DOE had just published its budget proposals and had indicated that a further 150-200 jobs would be going in the system and he believed that most of these would be planning jobs. He said his opinion was that planning authority powers were being given to Councils so that they could be funded by the ratepayer. He also said if the Council were to receive responsibility for planning then the new Governance Framework and Ethical Standards should be put in place before authority is transferred to Councils.
Councillor Carr said in his opinion the changes would mean that Councillors would be taken out of the equation and they would not be able to represent their constituents.
Councillor Feely said that planning was not an exact science and that is why on some planning applications Planners and Councillors could discuss issues which would lead to a change of opinion. He said in his view decision making powers must be given to the Council.
Mr McCall said the Council could take whatever decision it wanted in relation to planning applications but Councillors would have to be aware that if the wrong decision was taken then it could be open to judicial review.
Councillor McGinn said planning was, at times, a political issue and there would have to be capacity building for local elected representatives before anything changed, to give them confidence to deal with the new process. He also said it was essential that adequate safeguards and checks were put in place as part of the new process and that the transfer be properly funded.
Mr McCall said the proposed pilot programmes were very important as these would give Councillors an opportunity to get involved in the process without being responsible for it.
Councillor Williamson said in his view Councils were being handed a poisoned chalice. He said the Department had undertaken a massive cost cutting exercise within the Planning Service and were now going to transfer the costs from Central Government to Local Government and ultimately the ratepayers.
Councillor Donnelly agreed that local Councils would have to pick up the tab for this transfer of function. She said Planning Service was already on a go slow because of all the job losses and changes which had happened within the system. She referred to office meetings which she attended on Monday 10 January 2011 and said Councillors, applicants and agents seemed to be going round and round in circles with Senior Planning Officials and she did not know how long it would take to process these applications.
On the proposal of Councillor Donnelly, seconded by Councillor O’Hare it was agreed the Council seek a meeting with the new Divisional Planning Manager to discuss the planning process.
Councillor Reilly said it was important that Planning Service remain accessible to the general public and he said many older people and indeed ordinary families still did not have access to a computer and would not be able to track planning applications on the new E-PIC planning system.
Councillor Reilly referred to planning applications which had been deferred under PPS21 and which had now been in the system for perhaps 2-3 years. He asked if the new planning reforms were implemented who would be responsible for making the decisions on these applications.
Mr McCall said that from April 2011 the Council would have greater involvement in the planning process although the outcome of planning applications would still remain with Planning Service. He said authority for planning matters may be transferred to Councils in advance of RPA but the expectation would be that this would be a few years down the road and applications such as the ones referred to by Councillor Reilly would hopefully have been dealt with at that stage.
Mr McCall referred to the changes which had recently happened in Planning Service and in particular the Craigavon Division and said no account had been taken of the volume of work which was generated from the Newry & Mourne area when the decision had been taken to reduce the number of staff.
Councillor Carr said before any powers on planning were transferred to Councils it was important that the new Governance Framework should be published and also the funding package to allow Councils to deliver this service.
Councillor Carr referred to the introduction of the E-PIC computerised planning programme and said this had been discussed about 7-8 years ago and whilst it was now being implemented, it was still not working properly. He said the Area Plan was 11 years late and given the way these issues had been handled he had grave doubts about the transfer of the planning process to Councils.
Councillor Carr said over the years he would have welcomed an authority from Councils on some of the more inappropriate planning decisions which had been made for e.g. the development of apartment blocks in Warrenpoint.
Mr McCall said the views which were being expressed by Councillors at this meeting would no doubt be shared by other Councils. However he said the Executive had taken a decision that this legislation would be put in place before the next elections.
Councillor Carr said in his opinion this legislation was being rushed through and should be left for a new incoming Minister for the Department of Environment to consider and for the new Assembly to agree on following the elections. He said he would propose that the sentiments expressed by Councillors at this meeting should be brought together and presented to NILGA and to the Committee for the Environment who were seeking comments on the Planning Bill.
Councillor Casey said he believed there was a meeting in the Assembly on Wednesday 12th January 2011 and if Councillors were entitled to attend, an email should be sent to all Councillors advising of details of the meeting.
It was agreed officials investigate if Councillors could attend the meeting in the Assembly regarding the Planning Bill and if they were entitled to attend that authority be given to them to do so and that they be advised of the details of the meeting by text.
There being no further business the meeting ended at 3.20pm.
For consideration at the Monthly Meeting of the Council to be held on Monday 7th February 2011.
Signed: _____________________
Clerk & Chief Executive
NILGA Evidence to the Environment Committee
on the Planning Bill - January 2011
The following is the NILGA written evidence to the Environment Committee in the Planning Bill as introduced to the Assembly in December 2010. This paper was drafted further to a large local government engagement event, held in Cookstown on 18th January 2011, which was attended by 90 councillors and local government officers, and which was used to develop local government views on the Bill. 24 of the 26 district councils were represented at this event. No representatives from the Department were available to attend.
Given the timescale involved, it has been necessary to submit this evidence as draft. There has not been time for the NILGA Executive to consider the response. It is likely, however, that given the strategic importance of this Bill to local government, there will be ongoing engagement with the Committee over the coming weeks, and indeed with the newly constituted Committee subsequent to the May election. NILGA would be keen to facilitate substantive Assembly engagement with local government on the issues of concern.
The Bill represents the proposed enactment of the policies for the reform of the planning system. It makes proposals for changes to development planning and management, appeals, enforcement and planning policy, which represent the most wide-ranging changes to the planning system in over 30 years. The key issue for councils is the enactment of the transfer of most aspects of the planning system to local government. NILGA and our member councils are keen to ensure that this transition is effective and well-managed, and that the Department works closely with councils prior to and during transfer.
For further information or to discuss any of the issues highlighted, please contact Karen Smyth at the NILGA Offices: Email: k.smyth@nilga.org Tel: 028 9079 8972
NILGA, the Northern Ireland Local Government Association, is the representative body for district councils in Northern Ireland. NILGA represents and promotes the interests of local authorities and is supported by all the main political parties. Planning is a key issue for local government due to the huge impact it has on the shaping of local communities, the economy, and sustainability. NILGA is pleased to be able to have an opportunity to comment on the Planning Bill, and we trust that our comments will be taken into account when developing the final legislation. This response was developed in liaison with the NILGA Planning Working Group and SOLACE.
NILGA would like to thank the Environment Committee for the opportunity to give evidence, and for the extra time given to submit this response.
It is intended that this response will largely follow the form of the Bill, and will comment on the 15 Parts, referring to specific clauses where necessary. Prior to this, there are a number of strategic key issues of major concern to councils that we wish to highlight.
Timing: Local government is deeply concerned by the timeframe in which this Bill is expected to pass through the Assembly. Time is required to undertake a comprehensive and detailed study of the Bill. Many of the reforms proposed in the Bill may be good reforms, but the extreme time pressures are hampering the ability of the Committee, stakeholders and the public to properly scrutinise and examine the implications of this legislation, increasing the risk that large parts of this legislation will need to be amended in the early stages of the next Assembly. Local government would value the opportunity to go through the Bill in greater detail, but time has not permitted this.
An additional concern is the introduction of this Bill while the Local Government Reform policies are merely out for initial consultation. This matter will be considered in more detail under the heading of ‘Governance’.
We would also highlight our concern regarding the potential for consistency issues between this Assembly and the next, potentially impacting on the reform programmes for both planning and local government.
Local government does not believe that this legislation should be rushed, and would propose that if the Environment Committee shares this concern, at the very least, a review mechanism should be built in to the Bill as a safeguard.
Lack of Communication: A major worry for local government is the lack of communication that there has been between the Department and councils on the detail that will be needed to ensure smooth transfer. This lack of communication has resulted in a high level of uncertainty within local government
It is the view of local government that the Department continues to display a lack of commitment to the practical work required prior to transfer, and to devolving authority to local government. If local government was viewed as a partner by the Department, then the resulting full transparency, engagement and cooperation would build trust and allow for a more effective transition.
Resources: Local government is deeply sceptical regarding the intention to transfer of resources to enable councils to deliver the planning function satisfactorily. We do not believe that satisfactory work has taken place to estimate costs or develop a business case and we believe that fees, even if increased, will be insufficient to cover costs. We note that enforcement and local development planning will not be covered by fees, and are left to wonder how these services will be paid for. NILGA would argue strongly that the transfer of this service should be cost neutral to the citizen, although we would value discussions with both the Department and the Environment Committee as to how cost neutrality is to be assessed. Much greater transparency is needed on the finances of the planning system. We need an evidence base as a matter of priority to ensure we build a sustainable system.
Governance: Local government considers governance as a key issue, in ensuring confidence in the planning system post-transfer. It is vital that an appropriate council governance model, a mandatory code of conduct and other safeguards are in place before the transfer of planning to councils. It is difficult to understand why this Bill was introduced prior to the Local Government Reorganisation Bill, for which the policy proposals are at initial consultation stage.
NILGA cannot overemphasise the importance of the new governance policy to local government, and is concerned as to how the proposed pilots are to operate in the absence of appropriate governance, codes and legal protections being in place. We are also concerned regarding the lack of clarity on the demarcation of responsibility between the Department and councils, and indeed, how issues such as the development planning system and staffing responsibilities are to operate if councils agree to work in clusters. There has not been enough engagement on these issues between local government and the Department and we are deeply worried at this time.
NILGA would also value engagement with the Department to develop regulations, guidance and protocols to ensure a consistency of approach across local government is achievable, and in operation from the date of transfer. We are not able to assume that this engagement will automatically take place.
Post-Transfer Role of Department: More clarity is needed on the role of the Department post-transfer. It is clear from the Bill that it will retain a great deal of power, and even gain a great deal of power over councils and an ability to intervene in some areas of working. Again, engagement with the sector is necessary to obtain clarification on issues of concern. We must ensure that this legislation strengthens democratic accountability, and for councils to be the ‘driver’ within the new system. There appears to be no right of appeal against Departmental decisions, and some kind of check on Departmental powers is required, particularly given the financial implications for councils.
Local Government would be keen to ensure that Planning Service determinations, rulings and their outcomes and any associated liabilities will be retained as the sole authority and liability of the Planning Service as a government department and believe that this can be enshrined in legislation. It is worth noting that in the previous 1972-3 handover, from councils to the Planning Service, liability was passed onto the Service for incomplete planning determinations, not finished determinations.
Preparedness: It is vital that local government begins to prepare for the transfer of planning to councils. As a sector we need to begin to work out practicalities at local level, which we cannot do with the current lack of information. A huge capacity building exercise is also needed for elected members, officers transferring and existing local government officers, to develop understanding and expertise in running the new system. A training programme and scenario/role-playing events are needed at the very least. It is not known where funding will come from to facilitate this very necessary aspect of transfer. It is also the feeling of many of our members that when the Planning Officers transfer, it may be difficult for them at first to prioritise council requirements, and to get used to working more directly with elected representatives at local level, and a substantial induction training programme will also be required.
Part 1: Functions of the Department with Respect to Development Land
NILGA is broadly satisfied with the Clauses in Part 1 of the Bill, however, we would comment that we believe some serious issues could develop with regard to the development of the proposed new suite of planning policies, particularly during the transitional period of transfer. NILGA believes that there is potential for a serious vacuum or inconsistent application of policy to develop, and would value early engagement with the Department on the methodology and programme management approach to be used to transform the existing suite of PPS’s.
The concept of introducing shorter, more strategic documents is supported, but there are concerns that the move to local decision-making might lead to increased litigation for councils. There is a need for clarity on the primacy of Planning Policy Statements in relation to development in the local development plans, how prescriptive they will be, and what latitude individual councils will have, if any. Policy needs to be firmly embedded in local plans, and agreed between councils and the central planning service and department. In addition, the linkages between the development plans and planning policy statements require further consideration in regard to flexibility versus local interpretation.
There may be a need to change the naming system of policy documents (for example to Planning Policy ‘Guidance’) to reinforce the changing ethos, and to signal the move to local interpretation. There must be significant input from local government into the development of new Planning Policy. Local government holds a strong view that a ‘one size fits all’ style of planning policy system has restrictions, and may not be appropriate, going forward. Further consideration of this issue will be necessary.
Part 2: Local Development Plans
General: The main concern of local government is the current condition of the area planning system. We have plans at many different stages, and a number of council areas for whom the need for a new plan has become critical. Clarity is needed as to the status of existing plans, how the new development planning system is to be introduced, and how the local policies plan is to integrate with regional policy. Local government is deeply worried regarding the practicality of introducing a stringent new regime into a system that is in such serious arrears. We would suggest that the Department direct additional resources into the area planning team in the run up to transfer to ensure that plan development is expedited.
NILGA would caution against all new plans being developed at the same time due to the resource implications for the Department, so would seek clarity on if and how ‘staggering’ is to take place and how councils with plans at different stages can work together in clusters. Guidance is needed urgently on this particular issue. We anticipate that there will be huge hidden costs for councils in this area of work, which we understand is not currently covered by fees. This will include costs of the required survey of the district, the annual monitoring report
Development planning must be integrated with local government reform, and particularly with the community planning process. We would seek clarity as to how the department sees this working when the two key pieces of legislation have not been launched in tandem.
More information is needed from the Department as to the shape of the future system, and how it is likely to operate. Understanding of the new system must be developed prior to transfer.
Community Planning: One of the frustrations of providing evidence on the Planning Bill is the evident link to the local government reform consultation, and the inability to compare and contrast two ‘like’ pieces of legislation to ensure we have ‘all bases covered’. We are responding in a partial vacuum and as a result, may ask more questions than we give answers on some issues. We are keen to ensure that the community is well-represented and that engagement is meaningful and holistic.
There is concern about ‘buy-in’ from other stakeholders, and we would query if government departments will be compelled to co-operate without charging. Will this be dealt with in more detail through the community planning legislation?
Also, with regard to community involvement, it is noted that the requirement to engage with communities is more stringent than at present and that more information will be required. There is also increased potential for disagreements and legal action, and we would therefore value early guidance on community engagement, on which we would be keen to liaise with the department.
(10)Independent Examination: NILGA would agree that there is a need for independent examination of the new local development plans (LDPs), and the need for consistency of approach across council areas has been identified as necessary. Local government agrees that the LDPs must be relevant to the regional development and transport strategies, and that an independent overview can assist in achieving this. Clarity is needed therefore on costs attached to the independent examination, and who will be responsible for covering these costs. Will councils incur costs to maintain the PAC? It would also be useful to obtain some clarity as to who the department could appoint to carry out the independent examination as an alternative to the PAC.
Potential legal costs and legal liabilities are a major worry for councils and we would highlight to the Committee that most councils do not have the financial backing to pursue court cases. In addition, we believe that the PAC will need to complete a scoping exercise on the new regime, to assess the cost implications.
(15)Intervention by Department: Guidance is urgently required regarding the Department’s ability to intervene as this is currently very unclear and is causing grave concern e.g. regarding the Department’s ability to change a plan prepared by a council. Council decisions should stand providing the council is not acting ultra vires. We would request that the Committee ensure the Department liaises with local government in the preparation of this guidance.
(17)(18) Joint Plans: NILGA broadly welcomes the ability within the Bill for councils to work together on LDPs, but would note that clarity is needed on the recourse against a council who might begin to work towards development of a joint plan then exit the process. Is the departmental direction to be exercised in such a case? NILGA believes that jointly prepared conflict resolution guidance may be valuable, for cases where there are serious inter-council disagreements on specific areas. Local government notes the potential for competitive behaviour between councils rather than working together as a sector and early clarity on the shape of the system will assist in overcoming this. Team-building or similar may be needed to overcome rivalries and the temptation to plan to existing council boundaries.
The ability to work together in a sub-regional approach should be a good fit with the local government ICE programme, but clarity is needed on the practicalities and governance prior to local government reform. There is a strong view in local government that the new governance model needs to be tried and tested as the top priority, and we would value the creation of a ‘road map’ to choreograph our approach to the subsequent transfer. This will obviously require in-depth discussion with the department.
(21) Monitoring: There is some concern regarding the resources required to submit and annual monitoring report, and NILGA would therefore value an opportunity for local government to work with the Department to agree a format. We are keen that some flexibility is built into the system and this should be reflected in the monitoring and review arrangements
Parts 3 and 4: Planning Control and Additional Controls
General: In general, transfer of the planning control function to councils is to be welcomed however there are a number of issues to be highlighted.
Capacity building for members and officers is a major concern. An understanding of the new role needs to be developed within local government, particularly for members, who need to develop a new approach, in the shift from advocate to strategist. An understanding also needs to be developed of officer as decision-maker. Protocols and the code of conduct will play a particularly important part in the new regime and must be developed and communicated as a priority. Governance arrangements will need to be very robust. NILGA understands its role in this exercise, but would highlight the lack of capacity building resources available to the sector at present and for the foreseeable future.
Pilot Schemes: At present there is no detail on the proposed pilot schemes other than the Minister expects them to begin in March. There are serious governance, resource and timing concerns, and local government believes that there will be a need for clear agreed guidelines to be produced prior to commencement, as well as time to properly evaluate and give feedback on the schemes. It might be possible for all to participate through the development of a ‘virtual’ council, role-playing or testing/mapping exercise, to identify any problems and develop necessary policy. There is currently no indication of how these schemes are to be resourced.
Communication: Good communication is key to a successful planning control system, and this can be resource intensive. This will include more robust application validation procedures, regular and timely conversations with applicants, better systems for dealing with agents and the development of a consistent and easily understood approach. A well-articulated policy must be developed between the Department and councils regarding the Department’s ability to step in otherwise confusion may be caused for the citizen.
Handover Issues: An agreed methodology must be developed between councils and the Department regarding a procedure for circumstances where earlier Departmental decisions are to be varied.
(25)Hierarchy: NILGA would agree that a hierarchy of development is needed, but that this could have practical difficulties for representatives. Agreed definitions are required for the different types of application, and clarity is required in any potential appeal procedures required.
(29)Call-in Procedures: This aspect of the Bill needs to be more clearly defined and guidelines agreed as to how it should work. There is a strong feeling in local government that many of the controls in the legislation, including this one, are designed to erode the powers being transferred to councils and that there is no recourse available to them to challenge the Department on its decisions.
(33) Planning Zones
There is a lack of clarity on the proposals for simplified planning zones, and guidance will therefore be necessary.
(58) Appeals
The cost of appeals and their potential impact on timelines is noted. A communications exercise will be needed regarding the reduction of time for submitting appeals.
(103) Conservation Areas
Members would value clarity on the relationship between conservation areas and greenbelts; and the Department’s involvement in these issues.
104 (4) Councils will require a power to vary older orders.
(128) Mineral Planning permissions
Officers to deal with these issues are currently in a specialist unit within the Department. It may be wise to retain this as a Departmental function, or as a regional local government unit (e.g. based in a host council through the ICE programme).
(129) Advertisements
NILGA would encourage flexibility in control of advertising, to ensure practices are appropriate for different areas (e.g. urban/rural), and trusts that the forthcoming regulations will afford this flexibility at local level.
Parts 5 and 6: Enforcement and Compensation
Councils have a great deal of experience in enforcement at local level, and NILGA would highlight that adequate and appropriate enforcement powers are vital if the planning function is to be delivered satisfactorily. Our elected members in particular are concerned by the perceived gaps in enforcement at present, and are keen to ensure that councils will be able to address issues throughout the planning process as they arise. Our members are of the view that there will be an additional burden on officers, and would value communication with the Department on enforcement figures. They are keen to communicate requirements to applicants from the start of the process, and to ensure that e.g. landscaping takes place as agreed further to the development being built. Local government believes that there must be a ban on retrospective applications
Local government is aware that enforcement is not covered by fees, and is keen to ensure that this aspect of planning is cost neutral. While we welcome the proposed fixed penalty system, we would remind the Committee of the “Magistrates’ Rules" limiting cost recovery, should a case reach the courts system, and would again request that this legislation is either exempted from the Rules or that the Rules be changed in light of the reforms taking place and the current economic circumstances. Very few local authorities could fund the cost of an injunction, and it is unlikely that council costs will be covered by fixed penalties.
Local government is of the view that a level 3 fine is too low for non-compliance with a contravention notice, and that this should instead be set at level 5.
Local government believes that councils should be able to set the penalties, on a sliding scale. The fines need to be significant to be effective.
(154) NILGA is of the view that although it is likely that councils will wish to use fixed penalty receipts to cover costs of enforcement, fixed penalty receipts should remain non-hypothecated i.e. the decision should be available to the council to use the receipts to discharge any of its functions.
(178 – 188) Compensation
Some of the strongest views expressed at the NILGA policy event on 18th January 2011 were reserved for this section of the Bill.
Local government totally rejects clauses such as 184 (7) which leave councils liable for bad decisions of the Department.
Local government is adamant that it should not be held responsible for Departmental errors, either prior to or following transfer of the planning function. In their normal course of business councils do everything they can to ensure they make decisions right first time, as few have the resources to cope the compensation claims. Many are rightly proud of the accredited systems they have for dealing with businesses and the public and it would be a severe frustration to be held liable for mistakes of another organisation. Planning Service determinations, rulings and their outcomes and any associated liabilities should be retained as the sole authority and liability of the Planning Service as a government department.
Councils would also query the implications of the changes that are approaching regarding area and local development plans and whether they will be held liable for compensation due to changes in status.
Again, due to the current lack of communication between the department and local government, we have been unable to quantify amounts of compensation paid in the past and have no clear idea of the amounts involved, leaving councils unable to budget or prepare a reserve fund for this eventuality.
It is the section on compensation which particularly highlights the difficulty inherent throughout this piece of legislation; that the Department can take decisions on behalf of councils, but it is councils that will be held liable for these decisions. In addition, local government appears to have no course of action to appeal Departmental decisions. This is a serious concern.
Part 7: Purchase Notices
(189) Councils should not have to pay for the decisions of the Department in relation to refusals and the loss of beneficial use. In addition better clarification is required of reasonable beneficial use.
Part 13: Finance Issues
(222) NILGA would seek clarity on the provisions in this clause, enabling the Department to require a council to contribute to another councils expenses or compensation costs.
Given the timeframe available in which to consider the Bill, we have focussed on the sections of the Bill which we believed to be the areas of greatest concern to local government. A number of other concerns have been highlighted, as follows:
Performance Management: NILGA would value an opportunity to discuss the proposed performance management clauses with the Department to assess how it is likely to fit with the new system for performance management being introduced as part of the local government reform programme.
Legal Issues: Local government would value the opportunity to seek advice regarding legal cover for councillors in the decision-making process, and reserve comments on this aspect until guidance has been obtained. The potential for legal ‘wrangles’ is of major concern to our members, and we are currently seeking advice on the issues.
(224) Statutory Consultees: NILGA welcomes the requirement for statutory consultees, and would be keen to work with the Department to develop a methodology for reducing response times. We would value a response time set in legislation, of less than 21 days.
Specialist Advice: More clarity is required as to how specialist advice is to be obtained, where these specialists will be based and costs of obtaining this advice.
Reform of the Planning System in Northern Ireland:
Your chance to influence change
Consultation Paper
Northern Ireland Electricity plc
Mr Billy Graham,
Chief Operating Officer, NIE Oct 2009
Reform of the Planning System in Northern Ireland: Your chance to influence change – Consultation Paper (July 2009)
02 October 2009
Northern Ireland Electricity plc welcomes publication of the Consultation Paper on the Reform of the Planning System in Northern Ireland and the opportunity to respond. It is noted that the reforms proposed in this paper represents the most far reaching changes to our planning systems in over 30 years and its publication lays the foundation for transforming the current planning system in order to support the Executive’s top priority, which is to grow the NI economy.
Although the responsibilities of NIE can range across most aspects of the planning process we have decided to concentrate our response to the specific aspects of the consultation that impact most directly on NIE’s activities. Therefore, our response will focus on five key areas
The Planning System reform programme has stated amongst its aims “promotion of economic growth" and “enabling sustainable development". NIE welcomes these aims and are supportive of the Development Management Process.
However, it must be recognised that electricity infrastructure development is required to facilitate the delivery of social and economic aims. Prolonged consents processes will delay expansion of the electricity infrastructure which is obviously required to support wider economic developments. We would, therefore, draw attention to the need to ensure that infrastructure development is delivered in parallel to the Executive’s economic and social aims through an efficient planning process. Such a process will also need to consider the policy and implementation targets of other government departments. In line with this, and in order to avoid duplication of effort and excessive delays in the delivery timeframe, NIE recommends that the Department give consideration to a streamlined Environmental Impact Assessment process for proposed infrastructure works that arise directly from policy implementation targets and for which a Strategic Environmental Assessment has previously been prepared.
We also feel that part of the remit of the Strategic Project Division should include monitoring of major infrastructure projects such as water, gas and electricity (as well as those listed in paragraph 1.12 of the consultation paper) as these too will make a significant contribution to the achievement of the Executives’ wider objectives and targets for the growth of Northern Ireland.
It is stated that “Central government will retain responsibility for regional planning, planning policy, determination of regionally significant applications, …." NIE supports the proposal to retain infrastructure projects deemed to be applications under Article 31 within the Department. This provides one point of contact for projects which impact on large geographical areas across council boundaries or, indeed, for projects which are sited within a single council boundary but which are deemed a strategic development e.g. a new NIE substation to supply a new factory. NIE would also suggest that where a significant linear development such as an overhead line crosses council boundaries it should also be dealt with centrally.
NIE support the use of Performance Agreements and believe that there should be some level of published performance measurement detailing parties not complying with performance agreements.
We currently engage in pre-application public consultation. However, this should not be a statutory requirement, primarily, because we feel that the level and type of public consultation needs to be tailored to match the project being proposed. Making pre-application public consultation has the potential to introduce an unnecessary level of process complexity. NIE feel that the Department should be able to determine from the application and the Environmental Statement whether the applicant has consulted and taken account of alternatives adequately.
There can, on occasions, be difficulty identifying who the ‘community’ are when inviting consultation. In addition, applicants should not be disadvantaged if community representatives have not responded to genuine efforts to consult. Regardless of whether public consultation becomes a statutory requirement, or not, NIE would welcome a clear set of guidelines setting out what is expected from a pre-application public consultation process.
We understand that the Department propose, post-RPA implementation, to (1) extend the list of statutory consultees, (2) introduce a statutory obligation on the statutory consultee to reply within a specified timeframe and (3) require the consultees to complete an annual monitoring report which would detail their performance over the previous 12 months.
NIE are supportive of these proposals but the responses need to be substantive and there should be penalties for missing the consultation date. NIE propose the following timescales for various applications:
We understand that the Department has engaged consultants to advise it on the scope for widening existing householder, minor and non-householder permitted development rights, together with a consideration of the scope for introducing additional categories of permitted development, with the intention of reducing the number of minor applications in the system, while protecting the interests of neighbours, the wider community and the environment. Furthermore, the Department expects to consult on the outcome of the work in 2009 and, therefore, no consultation questions have been asked in this paper.
Although, NIE welcome this belated consultation we would like to emphasise at this stage that (1) there is no specific reference to ‘single-user electricity customers’ which NIE have been discussing with the Planning Service, for some considerable time and (2) this is an area where improvements can be made in the overall planning processes by bringing our legislation more in line with GB and/or ROI, whilst retaining the robustness of the planning process.
NIE anticipate that the Department will consult on this very important aspect of planning policy and NIE will respond, in detail, accordingly.
We understand that the Department, at this stage, is not proposing to make provisions for third party appeals in the current package for reforms to be brought forward by 2011. However, it is keen to take this opportunity to obtain the views of all the stakeholders on this issue and will fully consider those views before a final decision is reached.
NIE would be concerned at the introduction of Third Party Appeals. We consider that such a provision would add further delays to overall planning application cycle times and introduce additional costs and uncertainty. We recognise the right of third parties to object to proposals but consider that this can be facilitated through the existing provisions. These include objections to applications and development plans and opportunities to comment upon planning policy statements and other policy instruments.
We understand that the Department recognise that a key way to demonstrate the effectiveness and integrity of the planning system will be through governance and performance management arrangements. The Department is also proposing that central government should have a statutory audit/inspection function and that this approach would help to provide further assurance to the public that the planning system is open, fair and transparent. Finally, the Department recognises that there is clear merit in central government collating, analysing and possibly publishing NI-wide planning information on performance etc.
NIE would fully support a statutory audit/inspection function and would recommend that the Department develop a performance measurement regime that measures key meaningful targets across the new district councils and that these targets should be benchmarked annually against GB[1] and ROI to ensure that the NI planning system is performing as required. Furthermore, NIE believe that this information should be published NI-wide. Specific key performance indicators (KPIs) could include:
NIE is well aware of the impact and timeliness of its activities on the social and economic development of NI. However, an effective consenting regime on which much of our infrastructure development relies, is an essential precursor to NIE’s ability to deliver that infrastructure.
[1] The Consultation Paper (Page 124 – section 8.22) states that in the rest of the UK there is a statutory requirement on local authorities to provide performance information to central government in a range of areas, including planning.
Consultation on the Planning Bill
Committee Stage
Comments by
Northern Ireland Environment Link 14 January 2011
Northern Ireland Environment Link (NIEL) is the networking and forum body for non-statutory organisations concerned with the environment of Northern Ireland. Its 58 Full Members represent over 90,000 individuals, 262 subsidiary groups, have an annual turnover of £70 million and manage over 314,000 acres of land. Members are involved in environmental issues of all types and at all levels from the local community to the global environment. NIEL brings together a wide range of knowledge, experience and expertise which can be used to help develop policy, practice and implementation across a wide range of environmental fields.
These comments are agreed by Members, but some members may be providing independent comments as well. If you would like to discuss these comments further we would be delighted to do so.
Prof Sue Christie, Director
Northern Ireland Environment Link
89 Loopland Drive
Belfast, BT6 9DW
P: 028 9045 5770
E: Sue@nienvironmentlink.org
W: www.nienvironmentlink.org
Northern Ireland Environment Link is a Company limited by guarantee No NI034988 and a Charity registered with Inland Revenue No XR19598
We welcome the opportunity to participate in the Committee stage of this very important
Bill. We echo others’ concerns that this is both a very important and very long Bill and worry that the need for speed at this stage could undermine the ability of this Bill to make the fundamental changes necessary to improve the existing planning system. However, the over-riding need is to progress this Bill in the time available and urge that the Committee consider it carefully but within the required timescale.
While this Bill does cover many areas where the planning system of Northern Ireland requires improvement, there are also substantial aspects which it does not address and which will need further development in the very near future if the planning system is to be improved to the extent necessary to make it fit for its purpose of delivering a truly sustainable urban and rural environment. We therefore welcome the basic structural reforms proposed in the Bill (with the provisos listed below) but would strongly recommend that this is not seen as addressing all the important issues and that additional work on guidance and supplementary legislation is taken forward as quickly as possible to fully deliver the necessary reforms. This Bill is still a tentative reform of many necessary aspects, but what is actually needed is a fundamental change in the whole purpose and process of planning. A move to Spatial Planning with a proactive and integrative approach is required. There is an urgent need for comprehensive guidance to be issued at the same time as transfer of powers to Local Authorities. A clear baseline of expected procedures and local practice is required across all Local Authorities, but which allows innovative and exemplary performance to rise above this base to set new standards which can then be replicated across all of Northern Ireland.
We believe the Bill would be strengthened by a much clearer articulation at the outset of the functions of the Department of the Environment, which would set out the purpose of the planning system. We therefore recommend that Clause 1 (1) should set out the Department’s responsibility to ‘secure proper planning, community wellbeing and sustainable development’ and to formulate and co-ordinate policy to secure these objectives in an orderly and consistent way.
We are extremely disappointed that the Planning Bill makes no provision for Third Party Rights of Appeal. We believe that we have consistently made a very strong case for the introduction of limited Third Party Rights of Appeal and the opportunity should not be lost at this stage. Such a right would significantly increase public confidence in the planning system, which is essential at a time of significant change, and would also provide an additional mechanism to ensure sound and consistently high standards of decision making. Concerns about TPRA introducing delay can be addressed by having those eligible to make such appeals limited in various ways, including to only those people who have objected to the original proposal, specified types of organisations and the proviso that appeals can only be made on planning grounds.
Throughout the Bill much of the detail is deferred to subsequent guidance or subordinate legislation. For example, in Part 2 the Bill requires Councils to set out a Statement of Community Involvement but it is not clear how this intent would be translated into reality in a consistent manner across all local council areas. There is a danger of different policies and delivery between council areas, and a balance between local responsiveness and flexibility compared to regional standards needs to be struck and overseen by the Department. We are concerned about the length of time it may take for the necessary guidance to be put in place, especially in the context of extreme pressure on DoE funding and staffing resources.
We believe it is essential that guidance should provided as quickly as possible and that a programme of subordinate legislation should be a high priority in the next Assembly. In particular, we recommend that a new Planning Policy Statement 1 should be prepared as a matter of urgency to support and articulate the purpose of the planning system to deliver sustainable development.
We strongly welcome the explicit Statutory Duty for contributing to the achievement of sustainable development. However, there are major issues around how this is defined, how it can be delivered in practice, how it is assessed (and by whom) and how it can be enforced. Guidance will be critical in addressing these issues, and this guidance needs to be available to coincide with the introduction of the Duty or planning officers will be left in an untenable situation of having a Duty which they do not know how to fulfil.
While we welcome the reference at section (2) (b) to sustainable development, we are concerned that the current wording – ‘with the objective of contributing to the achievement of sustainable development’ – is weak as currently drafted. We believe the requirement here should be for the Department to exercise its functions ‘with the objective of securing sustainable development.’
This is in many ways the most important aspect of this Bill in its aim to facilitate greater community involvement and control over their lives and communities. As with sustainable development, there is much more detail required around how his is to be delivered, and the urgent development of appropriate guidance is required. The two main aspects of this are involving the community in preparation of the local plans and the facilitation of their involvement in significant applications affecting their areas. There is a serious danger that ‘front loading’ consultation without having the ‘check and balance’ of Third Party Appeal will mean that developers will still have the ability to push through their plans without taking full account of the communities’ wishes; there is a major difference between holding an exercise and modifying plans on its outcomes. The crucial role of the authorities in assessing the quality and quantity of community involvement by developers cannot be overstated. Guidance is required, capacity building of all involved in the planning process (developers, architects, communities, councillors, council officers) is vital, and this all needs to be in place before it is needed.
These changes are fundamental, and it is vital that the Department retain its ability to provide a unifying base for quality of decision making as the councils take on new roles. This is made clear throughout the document and we feel that, until the process is embedded and those with the new powers fully understand them, the Department will continue to have a major role to play in planning, specifically to ensure that policy, practice and enforcement do not vary unacceptably between council areas. Retaining the integrity of the process across Northern Ireland is essential, and this role must fall to the Department. Process and outcome should not vary in any major way depending on which side of a political border an application is made. However, the need for local response to local conditions must also be maintained; this can hopefully be done through the local plans.
The local development plans are critical to this entire process, within the overall framework of the Regional Development Strategy and PPSs. This ‘plan led’ process allows full community involvement in the development of the local plans which then provide a structured framework within which development can proceed, with clarity on the part of citizens and developers as well as planners on what is and what is not acceptable in a specific area. The ability of councils to work together is essential; developing a plan is a major and time and resource intensive process and working in groups can decrease the overall costs as well as delivering a more coherent and integrated outcome. As the RPA is still likely in some form, it is essential that the councils are encouraged and facilitated to work together to develop plans which work towards that eventual change. Development plan documents must (taken as a whole) include policies designed to secure that the development and use of land in the local planning authority’s area contribute to the mitigation of, and adaptation to, climate change.
Part 2 of the Bill sets out some detail in relation to Local Development Plans. Given that the reform of planning is intended to take place in parallel with the reform of local government, we believe it is essential that there should be a statutory link between a Council’s Local Development Plan and its responsibility for Community Planning. We are concerned that the Planning Bill does not provide for this crucial link and this should be addressed.
It must be clear to all what development is and what processes apply to different types thereof. There can be a tendency to ‘work to the boundaries’, with development proposals just below the ‘next level’ and therefore the clarity of definition needs to be tempered with discretionary ability on behalf of planners to assign a different category where the development demands it due to its scale or type.
While overall welcome, the exclusion of designated land is vital if these are to exist (Clause 38). Consideration should be given as to where land designated for the archaeological heritage is in these matters; should it be included here, or specifically sited within the built heritage sections?
The effectiveness of the planning system will be in the extent to which it delivers on its goal of a more sustainable countryside. Any system is only as good as the willingness of those impacted to follow the decisions. Without enforcement, including monitoring, of development, including conditions, the system will fail. Penalties for not following the procedure (e.g. inadequate community consultation), for not delivering on planning conditions, or for developing without permission must be sufficiently severe to act as a major financial deterrent (criminal deterrent in the worst instances). Paying a fine for ‘developing without permission’ must never be seen as just an additional cost of development. This is an area which requires a great deal of work to ensure that penalties are truly deterrent in nature, and graduated with severity of the offence (and the degree to which it was intentional). Consideration should be given to requiring ‘bonds’ or deposits by developers which are returned if all conditions are complied with, but held if not, and these need to be of sufficient size to ensure compliance. Granting of ‘retrospective’ planning permission or removal of conditions should be an extremely rare outcome, only under truly exceptional circumstances. Otherwise this becomes just another ‘cost of development’ and is seen as an accepted way to speed the development without the ‘delay’ of proper planning procedures.
There are many examples of where trees or buildings have been in theory protected through conditions or listing, but have disappeared or been irreparably damaged during other operations on site. This must,not continue to happen. Clauses 149 and 150 on Stop Notices and their contravention are particularly welcome in their specificity of penalties; however, for some larger developments, even this level can be too low to serve as an effective deterrent. It does not appear that Stop Notices can be applied to small developments, and this exclusion does not seem to be desirable so should be removed. We strongly welcome the ability to use receipts from penalty notices for enforcement (Clause 154).
ElAs and SEAs are a crucial aspect of ensuring that the planning system is functioning effectively. These are time and resource intensive operations, and the outcome is only as good as the EIA or SEA itself. Guidance must be provided on quality and quantity of assessments, they must be standardized across councils and they must be independently assessed to ensure that they fulfil their role. The acceptability of changes to planning permission, or granting of permission in the first place, can often be severely impacted upon by cumulative impacts of development on land, air or water, in particular in proximity to designated sites.
This power appears to offer extremely useful powers to protect land and buildings and we support this.
We support these clauses as important to protecting the built heritage; Clause 102 is particularly important, as is the facility for Stop Notices. We welcome the inclusion in Clause 103 of procedures whereby district councils can designate areas as Conservation Areas. The designation would be valuable where there are many significant trees of special interest in an area of multiple ownerships that is not specifically under threat and therefore not a priority for a TPO.
We support these clauses.
We strongly support these clauses. In Clause 121 we recommend amended wording for areas of trees to be protected by TPOs to read: ‘with respect to trees, groups or areas of trees or woodlands as may be specified in the order.’ Definitions and guidance are particularly important for these clauses, and we welcome the shift to ‘dying or dead or have become dangerous’ but even this could be interpreted too generously to allow destruction. Again, the need for a substantial penalty is fundamental if developers are to heed these conditions. Examples with penalties will need to be publicised and promoted to ensure that developers understand the seriousness with which breaches of these notices will be taken. We welcome the clarity of Clause 182 limiting value of compensation for TPO5 to the timber value.
We welcome the provision of the facility to grant aid groups to help communities in the planning process. This is extremely important as these new processes come into effect and the major impacts they have on communities and their ability to influence planning, become more apparent.
Response to Consultation
Consultation: Call for Evidence on the Planning Bill Date: 14 January 11
The Northern Ireland Federation of Housing Associations (NIFHA) represents registered and non-registered housing associations in Northern Ireland. Collectively, our members provide 34,000 good quality, affordable homes for renting or equity sharing. Further information is available at www.nifha.org
The Northern Ireland Federation of Housing Associations welcomes the opportunity to respond to this consultation document. We agree that the transfer of planning functions to local councils will bring improvements to the decision making process and through this there should be greater understanding of the needs of local communities in Northern Ireland, with respect to the approach taken to planning.
Our members, when developing schemes, undertake a range of consultation exercises within the surrounding locality. The Federation and its members recognise and welcome the valuable contribution that consultation and involvement of the community can bring to the development or acquisition of dwellings in a particular location. We are therefore broadly supportive of this aspect of the draft bill.
I hope you find these comments useful please do not hesitate to contact me if you require any further information.
Submitted on behalf of NIFHA by:
Maire Kerr, Housing Policy and Research Manager
NIFHA – Working Together for Better Housing
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Committee for the Office of First Minister
and deputy First Minister
Room 435
Parliament Buildings
Tel: +44 (0)28 9052 1448
Fax: +44 (0)28 9052 1083
From: Cathie White
Clerk to the Committee for the
Office of the First Minister and deputy First Minister
Date: 20 January 2011
To: Alex McGarel
Clerk to the Committee for the Environment
Subject: Planning Bill
At its meeting of 19 January 2011, the Committee considered correspondence from the Committee for the Environment regarding the Planning Bill. The Committee agreed to write to the Committee for the Environment to inquire if the legislation will allow local councils to insert social clauses in procurement contracts.
A response by 10 February 2011 would be appreciated.
Committee Clerk
Mr Cathal Boylan MLA, Chairman
Parliament Buildings
Stormont
Belfast BT4 3XX 14 January 2011
Dear Chairman
I am writing on behalf of the Planning Task Force/ Planning Reform Group which is a group of environment and community organisations with an interest and expertise in planning. We welcome the opportunity to submit evidence to the Environment Committee at the Committee Stage of the Planning Bill. The organisations on the group are listed below, and several individual organisations will be submitting detailed responses to the consultation.
On behalf of the group I would like to draw the Committee’s attention to a small number of key issues which are reflected in our individual responses and which, we believe, require particular intervention by the Committee at this stage. Representatives of our group would very much welcome the opportunity to meet with the Committee to discuss these issues in further detail. Our key areas of concern are set out below.
We believe the Bill would be strengthened by a much clearer articulation at the outset of the functions of the Department of the Environment, which would set out the purpose of the planning system. We therefore recommend that Clause 1 (1) should set out the Department’s responsibility to ‘secure proper planning, community wellbeing and sustainable development’ and to formulate and co-ordinate policy to secure these objectives in an orderly and consistent way.
While we welcome the reference at section (2) (b) to sustainable development, we are concerned that the current wording – ‘with the objective of contributing to the achievement of sustainable development’ – is weak as currently drafted. We believe the requirement here should be for the Department to exercise its functions ‘with the objective of securing sustainable development.’ At present it appears that this power only applies to Development Plan provisions; this Duty should apply to planning at all levels, including Development Control. Many of the powers in the Bill, particularly with regard to natural and cultural heritage and tree protection, are most welcome in their role in promoting sustainable development. The Committee should consider the need for a Climate Change Duty, either separately or incorporated within the Sustainable Development Duty, requiring local decision makers to fully consider climate change in planning policy. This will also help ensure that decisions on applications with a significant carbon profile are informed by an understanding of carbon impacts (consistent with most GB policy).
Part 2 of the Bill sets out some detail in relation to Local Development Plans. Given that the reform of planning is intended to take place in parallel with the reform of local government, we believe it is essential that there should be a statutory link between a Council’s Local Development Plan and its responsibility for Community Planning. We are concerned that the Planning Bill does not provide for this crucial link and this should be addressed. The utility of a Community Infrastructure Levy should be considered at this stage to ensure the potential benefits it would provide are incorporated within the Bill.
We are exceptionally disappointed that the Planning Bill makes no provision for Third Party Rights of Appeal. We believe that a very strong case has consistently been made for the introduction of limited Third Party Rights of Appeal, and the opportunity to do at this stage should not be lost.
Such a right would significantly increase public confidence in the planning system, which is essential at a time of significant change, and would also provide an additional mechanism to ensure sound and consistently high standards of decision making. Risks involved would be reduced by including a power for the PAC to award costs for vexatious appeals.
Throughout the Bill, a great deal of the detail is still deferred to subsequent guidance or subordinate legislation. For example, in Part 2, the Bill requires Councils to set out a Statement of Community Involvement but it is not clear how this intent would be translated into reality in a consistent manner across all local council areas. We are concerned about the length of time it may take for the necessary guidance to be in place, especially in the context of extreme pressure on DoE funding and staffing resources. We would request that the Committee ask the Department exactly how long this legislation and guidance will take to produce, given their current staffing and budgetary constraints.
We believe it is essential that guidance should provided as quickly as possible and that a programme of subordinate legislation should be a high priority in the next Assembly. In particular, we recommend that a new Planning Policy Statement 1 should be prepared as a matter of urgency to support and articulate the purpose of the planning system to deliver sustainable development.
We wish the Committee well in its deliberations on this important Bill which will have a lasting impact on the communities and the landscapes of Northern Ireland for generations to come. We would be happy to discuss these points with the Committee at your convenience and would like to request an opportunity to present oral evidence and answer Members’ queries. We can be contacted through Northern Ireland Environment Link
Yours sincerely
On behalf of PTF/PRG members:
Claire Ferry, RSPB
David McCann, NIEL
Diane Ruddock, National Trust
Geoff Nuttall, WWF
James Orr, FoE
John Wright, Green Action
Jonna Monaghan, Belfast Healthy Cities
Lee Bruce, Woodland Trust
Mark Bryson, Ecoseeds
Neil Johnston, Council for the Countryside NI
Rita Harkin, Ulster Architectural Heritage Society
Professor Deborah Peel, MRTPI, FHEA
School of the Built Environment
University of Ulster
January 2011
The sheer scale of the Bill - 248 clauses, 15 Parts and 7 Schedules – is indicative of the complexity of the proposed planning regime. This is a sizeable bill and the time-frame for reflection, comment and debate would appear to underestimate this complexity. Building a shared understanding about the purpose of planning necessitates deliberation because how it serves the Northern Ireland public interest will depend on how its remit and intent are construed. As my comments are inherently systemic, I wish to make some general remarks about the Bill as I see these relating to the fundamental purpose of planning, the constituent parts, and the holistic complementarities of the system as a whole.
The effects and consequences of good (or bad) planning affect each of us every day; its statutory basis is therefore of paramount importance for securing clarity, certainty and consistency. These ambitions are important for all interests in Northern Ireland’s system - developers, builders, households, individuals, and bodies concerned with social, economic and environmental matters. The system is critical for the protection and long-term wellbeing of resources, such as biodiversity, historic and archaeological heritage, and architectural and ecological value. From this perspective, planning serves environmental justice ambitions. An appropriate management of the land resource has the potential to contribute positively to community relations, personal health, human development and quality of life. At a detailed and practical level, for example, the requirement for a statement in relation to design and access has the potential to promote equality of opportunity and is to be welcomed. This is an example of how planning contributes to social justice.
Inherently forward looking, the planning system nevertheless also affords a vital mechanism for how society responds to the negative effects of earlier development decisions and how previously used land, for example, is restored in productive ways. Planning enables the regeneration of individual places and cities. Itself an ongoing and vision-based activity, regeneration is part and parcel of the broader remit of planning since it is concerned with the reuse and rehabilitation of the existing fabric of the built environment, in parallel with the integration of new development. Regeneration also concerns the restoration of land so that it might serve new uses and purposes. Planning is concerned with the management of a finite and potentially fragile resource; planning and regeneration are thus inherently complementary activities which enable communities to cope, for example, with economic restructuring, and to renew and reinvigorate places to maintain and sustain quality of life. The purpose of the regulatory framework is to provide the metrics against which change can be targeted, connected and managed. The extent to which the institutional arrangements are empowered to facilitate this is then critical to the overall effectiveness of the system.
The Planning Bill represents an important milestone in the evolution of planning thinking in Northern Ireland and offers an extremely important opportunity to facilitate its future economic and social development needs. This involves developing, enhancing and protecting existing and future natural and built assets. Securing this balance is no easy task; indeed, where there are competing policy ambitions, interpretation of policy falls to the decision maker. Professional discretion and judgment are fundamental principles of the UK planning tradition. This in-built flexibility is key to the need to be able to respond to specific circumstances and conditions and in order to respect, and indeed positively exploit, local distinctiveness. Consistency and certainty, transparency and accountability are nevertheless essential if we are to enable necessary development in equitable, timely and appropriate ways. These essential attributes of planning need to be clearly explained to ensure greater understanding of the role of the statutory land use planning system and to create a greater legitimacy for its decisions. Civic engagement in forward planning and in relation to individual planning applications turns on the mechanisms put in place to support greater understanding of the issues and how site specific decisions around place have wider neighbourhood, strategic and spatial impacts. Confidence in this system depends on a clearer understanding of where authority and responsibility ultimately lie, and the checks and balances put in place to secure stated objectives.
The reform of the statutory planning framework is to be particularly welcomed as society confronts new challenges in relation to, for example, food and energy security, demographic change and an ageing population, and migration and cultural diversification. This is in addition to a range of impacts associated with climate change and sea level rise. Technological and scientific advances bring new pressures and demands on the land resource, as experienced through the physical consequences of controlling the effects of mobile telephony, for example. In facilitating the management and development of the land and property resource, the proposed legislation affords important opportunities for enhancing public engagement in plan preparation and development management. The emphasis on early and active involvement is to be welcomed. Nonetheless, it is essential that the system accommodates opportunities for on-going communication and feedback as modifications and revision occur or as opportunities for planning agreements arise. New technologies – ‘egovernment’ – have a potentially central role to play, although this requires being alert to issues of access and the potential digital divide.
Planning is fundamentally about the management of change; it is necessarily proactive in intent. This responsibility for the management of change extends to the quality of the legacy of the land resource to future generations. Planning involves anticipating change and considering how best to create the conditions necessary to nurture innovative economic development so that Northern Ireland can remain competitive internationally and attractive to investors. There is scope to reinforce responsibilities for land and coastal management. The evolving international interest in marine spatial planning invites consideration of the extension of the meaning of ‘development’ to extend beyond the coast, as has been the case in relation to aquaculture in Scotland. This is illustrative of the need to be alert to the changing developmental needs of coastal and rural communities and the evolution in farming practices. This builds on the established interconnections between urban and rural locales which was encapsulated in the original concept of town and country planning.
From an international perspective, it is pertinent to note that statutory planning systems in several jurisdictions continue to be the focus of considerable reform and modernisation, offering potential for international lesson-drawing in relation to the proposed Act’s content and implementation. A central feature of these processes of reform has been to improve the efficiency and effectiveness of the respective planning system and this is core to the principles underpinning this Bill. Two principal aspects are important: improving the process in terms of inclusiveness, democratic engagement, accountability and overall efficiency; and securing appropriate planning outcomes, that is, ensuring the system’s overall effectiveness.
How this effectiveness is construed, however, is contested. Embedding certain European principles in relation to territorial cohesion, good governance, subsidiarity and the promotion of civic engagement are critical aspects of the planning system if the spirit and purpose of the Bill / Act are to be delivered in practice.
Creating a clear and integrated legislative framework for the regional and local aspects of the spatial planning and management of Northern Ireland are critical if efficiencies in the delivery and the quality of services are to be secured. This view is based on insights from an evolving pool of evidence around European spatial planning experiences which emphasises the strengthening of vertical and horizontal linkages between different levels. The work around the development of the National Planning Framework in Scotland is illustrative of the pivotal role of the regional strategic planning context. An integrated and active scalar perspective is paramount if both the use and development of the land resource is to be planned and managed in an efficient and joined up way.
Articulating scalar distinctions between major and local development within the Bill is therefore appropriate in terms of how expectations of the planning system and resources are to be allocated and managed in a proportionate way. For clarity these distinctions need to be qualified in terms of thresholds. A concern with major developments should not, however, diminish the potential sensitivities that can arise at the local level and between neighbours. Some form of mediation in planning may be appropriate here. In practical terms, the introduction of a concordat approach between developers and local planning authorities in Scotland appears to have offered an innovative and constructive approach in supporting the objectives of efficiency and effectiveness in relation to major development and in creating the conditions for a culture of joint working between developers and local planning authorities. This may be an approach that needs to be considered in terms of the scope for joint working across and between authority boundaries and to ensure that the proposed Statements of Community Involvement mesh with the new arrangements. Clear schemes of delegation offer an important way of ensuring that the arrangements for planning allow for the appropriate use of professional expertise and judgment in accordance with the effective use of the plan-led approach, releasing elected members to concentrate on contentious issues and applications of relatively more strategic import for a locality.
It is generally acknowledged that the principal pillars of the planning system – development planning, development management, and enforcement – have mutually inter-dependent roles in ensuring that the system as a whole enjoys public trust and confidence. Whilst it is then to be expected that these individual elements form the core of this Bill, the wider reorganisation of the control and delivery of planning as a consequence of the Review of Public Administration means that planning reform in Northern Ireland is substantially different from that which has taken place in other parts of the devolved UK. Indeed, whilst further experimentation in England continues, Scotland, for example, has maintained a progressive and managed approach to planning reform. It has nevertheless done this against a background of relatively stable local government. Notwithstanding this relative institutional stability, the preparation, dissemination and building of a shared expectation of planning reform – and, importantly, what this means for new working relations between developers, government and communities - has been a major feature of the on-going communication and delivery of the Planning, etc Scotland Act.
In short, capacity building, upskilling, resourcing, time, iterative learning and professional planning expertise will be critical to the effective explanation and implementation of the proposed legislation. In Scotland this involved a clear participation and communication strategy, including use of a range of media, geographical coverage and targeted communication with specific interests. This was central to the Act’s introduction and remains core to the working through of the legislation in practice. It also involved the consideration of development plan model policies as a means of sharing planning intelligence. The anticipated transformation of institutional, political and working arrangements in Northern Ireland will require what has been referred to elsewhere as a culture change.
How the spirit and purpose of the future Planning Act in Northern Ireland is interpreted will be critical to its success. Articulating the underlying meaning of the core concepts of this Bill is therefore of paramount importance if the system is to be a workable and efficient vehicle for facilitating change and appropriate economic development. Lack of clarity will not aid the planning and management of Northern Ireland if it only serves to incur unnecessary legal costs. Anticipated time-frames and the necessary harmonisation of plans, relationships of conformity, central-local and strategic-site specific relations, and the management of boundary/cross-border relations will require careful elaboration if those with responsibility for plan preparation and development management are to fulfill their statutory duties and facilitate quality, sustainable development. This will involve working with a range of different stakeholders with different needs and expectations. Moreover, it is clearly stated that a significant and comprehensive programme of subordinate legislation and guidance is also proposed which itself will be subject to further detailed consultation exercises. This is resource intensive. As a consequence, resourcing of the statutory, plan- and policy-making components to effect this cascade of legislative and policy change will be critical if the appropriate consultation, scrutiny and deliberation of plans and policies is to occur and public faith in the process secured.
In principle, restoring powers to the local level has the potential to enable local communities and locally elected representatives to shape their areas using the professional expertise of the planning and allied professions. Whilst these aspirations are of themselves important, securing these objectives requires resourcing, mediation and consensus building. The checks and balances need to be proportionate to the ambitions, but the mechanisms and professional planning expertise need to be in place. Here clarity is required with regard to the relationship between community planning and statutory land use planning if consultation fatigue is to be avoided. A Core Script approach as in Scotland offers perhaps an initial device for clarifying the inter-relations between these separate but complementary activities.
There are imperative questions about the transition phase for the implementation of the proposed Act so that the planning resource is not overloaded. The project management of the introduction of the different elements of the Bill and briefing of all involved in order to minimise the potentially negative consequences of premature development applications will be vital. A professional planning resource is essential to the maintenance of public trust in a fair and equitable system. This is not only to ensure that elements of the ‘old’ system are phased out appropriately but that the ‘new’ system is resourced to cope. Whilst the Bill’s intended destination is a streamlined planning system, the journey to this new system entails a multitude of tasks based on enhanced community and developer engagement. For example, the preparation and analysis of evidence, research, active and iterative community involvement and consultation, deliberation, feedback and tests of conformity require appropriate phasing and co-ordination if planned synergies are to be achieved.
It is obvious, but nevertheless worthy of note, that the proposed institutional arrangements will not impact evenly on the wider planning community – nor across Northern Ireland’s communities. For certain groups their fundamental purpose remains similar – but within a new governance and regulatory regime. On the one hand, for example, lawyers will be able to assist in the interpretation of the new legislation, and developers will put forward development proposals, whilst nevertheless adapting to the requirements of the new system. On the other hand, local communities and voluntary organisations with a specific interest in
planning may require support to appreciate the opportunities afforded under the new rules. Critically, however, the proposed format and the new local planning regime demand significant resourcing in order to build the framework, decision making capacity and working relations necessary to make the system work in an integrated way.
The fundamental principles of planning and its discretionary character remain, at heart, the same. These principles nonetheless are being reformulated to address contemporary issues. Emerging statutory duties are explicitly concerned with sustainability, wellbeing, healthy and safe communities, and with ensuring that the system is – and is seen to be - democratically accountable and locally driven. Essentially, community needs and expectations remain relatively unchanged: homes in which to raise families, jobs, access to educational, leisure, cultural and sporting facilities, and equitable access to opportunities for personal growth and development. The planning and management of the land resource – the planning system - facilitates these desires. Significantly then it falls primarily to the planning authorities and planning professionals to convert the statutory expectations into a workable and user-friendly system. The interpretation, preparation and implementation of the new arrangements will therefore impact most heavily on the regional and local planners and elected members who will translate the proposed Act into meaningful action. The preparations and crafting of the transition phase and the time-tabling of the secondary legislation cannot be underestimated.
Expectations for an improved planning system in Northern Ireland are at their highest. Yet, the established planning resource has sadly been weakened by recent decisions to reduce the capacity of the Planning Service. In contrast, university provision of planning education in Northern Ireland has been expanded in recognition of the critical role that statutory land use planning can play in supporting regeneration, and regional economic and social development in full appreciation of the environmental and community context in which land use and development take place. Both the University of Ulster and Queen’s University Belfast offer professionally accredited planning degrees. This is testimony not only to the acknowledged importance of planning internationally but to young people’s concerns about sustainable development and the type of future they wish to help to create. The professional planning resource involved in making the legislative provisions work in practice will likely prove critical and should not be underestimated. Politicians, the planning community in all its forms, and local communities will require considerable staying power to see this process through.
Quarry Products Association
(Northern Ireland) Limited
Unit 10, Nutts Corner Business Park
Dundrod Road Crumlin
County Antrim BT29 4SR
Tel 028 90 824078
Fax 028 90 825103
info@qpanLorg www.qpanLorg
Committee for the Environment
Room 247
Parliament Buildings
Ballymiscaw
Stormont Estate
BELFAST BT4 3XX 14th January 2011
Sent via email: doecommittee@niassembly.gov.uk
Dear Cathal
Thank you for the chance to provide written evidence on the proposed Bill. Planning permissions are the principle element of the “Permit to Work" of quarry operations. They are vital to our industry; no planning means no business (for a legitimate operator anyway). Obtaining and maintaining those permissions represents a significant part of operating cost to the extractives industry. Our members therefore have a strong interest in the outcome of this Bill and the transfer of powers to district councils.
We acknowledge our industry also needs to play its part in helping deliver planning reform by engaging meaningfully in development plan preparation and submitting high quality applications informed by community views. In tune with this, I personally have expressed the opportunity to include nature conservation in this Bill as it is key a part of quality restoration goals of many mineral sites and for Northern Ireland attaining its Biodiversity Action Plans for Habitats and Species.
Outlined in the following pages are our comments and suggested amendments to a small number of clauses in the Bill. We have only dealt with key issues of concern that we would like to see addressed, suggestions to each concern is concluded and highlighted in italics. All our comments are pertinent to the minerals industry and take into account our response to the Department’s Planning Reform Consultation back in 2009.
QPANI welcomes the opportunity to comment on the Planning Bill and trust that you find the above response useful and informative.
Yours Sincerely,
Environment, Planning & Sustainability Officer
The Planning Bill – response to the Environment Committee
Comment 1
Conformity across the board is required on the interpretation of what meets the balanced definition of Sustainable Development.
Suggest that a definition should be included in the Interpretation section 243 - (1) In this Act – “Sustainable Development" means … ……
Comment 2
QPANI have concerns that Local Development Plans do not include minerals or safeguarding of minerals. An Aggregates Mapping Programme for Northern Ireland followed by an analysis of the supply/demand and zoning to safeguard minerals is also of paramount priority for the Department to complete.
The rationale: Mineral deposits are not evenly distributed and there are often imbalances between where the demands for aggregates arise and where the resources are located. This means that minerals have to be moved from where they are found to where they are required and that Local Development Plans and policies in one area may need to reflect the demands of areas some distance away. Moreover, even where suitable resources exist in apparent abundance, their extraction may be constrained by consideration of such matters as landscape, amenity, nature conservation or agriculture. Therefore, QPANI support powers that would adequately deal with instances where neighbouring district councils would consider it beneficial to work together. Minerals are a significant illustration, and a steady supply of aggregates needs to be safeguarded on a regional level.
A Regional Policy on Minerals (PPS19) needs to be published in advance of the transfer of planning functions to district councils and is essential to the introduction of a ‘plan led’ system.
Suggest that Minerals Mapping and Mineral Safeguarding should be included in Local Development Plans.
Development Management
Comment 3
QPANI would welcome a definition of ‘community’ as sometimes it can be difficult identifying who the deemed community are and the Bill should assist with this. QPANI consider that the ‘community’ should be limited to the immediate area where the proposed development is located.
Suggest that a definition should be included in the Interpretation section 243 - (1) In this Act – “community" means … ……
Comment 4
QPANI would like clear assurances in the Bill that it puts in place the necessary procedures for the Department or Councils to publish Permitted Development Rights for the Minerals Industry (as supported in the Review of Non-Householder Permitted Development Rights Consultation Paper October 2009.)
Comment 5
There is no mention in the Bill about Performance Agreements and Pre- Application Discussions. This was a core element of the Planning Reform Consultation Paper that QPANI supported.
Performance Agreements should be in place before submission of an application and be a central part of the Pre-Application Discussions. The underlying principle is to support the ‘front loading’ of the development management system and formalise the communication between the Department and/or the respective Council, the developer and other parties.
Suggest that Performance Agreements alongside Pre-Application Discussions for Major and Regional Significant Projects in included in the Planning Bill.
Comment 6
QPANI believes that in the interests of good planning practice that the Department and Council initiate the practice of informing developers/agents of the ‘draft’ planning conditions which are to be imposed on the planning permission. This system is operation in England and Wales. This practice is beneficial to the Industry and the Department/ Council in the processing of mineral planning applications in so far as it would highlight, before the decision notice is issued, any unworkable conditions or conditions which the operator would find impossible to comply with.
We have evidence of such matters occurring in the present system of mineral planning, whereby member operators have been issued with mineral planning permissions with conditions attached which do not necessarily comply with the six tests for conditions e.g. necessary, relevant to planning, relevant to the development permitted, enforceable, precise and reasonable in all other respects. As a matter of course our members are reluctant to go to appeal regarding such conditions as it means time and money for both them and the Department which could be so easily avoided by the introduction of official good planning practice of informing developers and/or their agents of the draft conditions which are intended to be imposed on grant of planning permission. In support of this practice we have observed that Article 31 applications are dealt with by “Notice of Opinion", indicating that the Department proposes to either grant or refuse planning permission, a similar procedure could be recognised in this Bill.
Suggest that a clause is made the Bill that allows for the Department or Council to consult the developer of conditions prior planning approval.
Comment 7
QPANI consider the timing of this Bill is an excellent opportunity to modernize aftercare conditions to ensure mineral sites are restored to the required standard with the means to enhance the long-term quality of land and landscapes taken for mineral extraction. The Department and Councils must take its contents into account in preparing their development plans and in decisions on individual planning applications. It is now well recognised that restored mineral workings throughout Europe contribute to areas of new wetland and heathland, going some way towards replacing primary habitat lost through other forms of development (intensification of agriculture); while many sites provide important refuges for wildlife. In many cases it may be appropriate to look towards multipurpose uses of the land, combining for instance agriculture, forestry, nature conservation and other amenity uses within single schemes.
There is considerable opportunity and scope for the minerals industry to make contributions to conserving and enhancing Northern Ireland’s biodiversity and geodiversity through restoration led schemes. This has been widely endorsed by Government Departments and NGOs in “QPANI’s Our Nature with Aggregates A Strategy to Conserve and Enhance Biodiversity and Geodiversity for the Aggregates and Quarry Products Industry in Northern Ireland."[1] One of the key objectives in this strategy is to assist the industry in optimising biodiversity and geodiversity opportunities on aggregate sites in Northern Ireland within the relevant strategic frameworks, for example the Review of Old Minerals Permissions (ROMPs), Mineral Planning Policy Statement 19, the Northern Ireland Biodiversity Strategy and Local Biodiversity Action Plans. As mentioned in the outset, the opportunity to have nature conservation (meaning biodiversity and geodiversity restoration and aftercare objectives) included in this Bill.
The quarrying industry and their respective Planning Agents are already adopting biodiversity and geodiversity conservation management into their applications. Recent mineral planning approvals have seen multipurpose after uses of a site with core objectives of nature conservation in the restoration schemes that deliver ecological benefits proposing phased approaches to restoration to ensure protection of habitats and achieve acceptable overall restoration.
Considering the geographical location of many of our quarries and sand pits, especially those in the uplands, aftercare conditions set for agriculture and forestry are not appropriate uses because of landscape, poor soil quality, upland farming economics where hill farms find it difficult to exist without Cross-Compliance payments, Less Favoured Area and Agri-environment Scheme payments. DARD Forest Service’s own objectives are shifting away from upland forestry plantations of that scene in the post-war period. Therefore whilst agriculture remains an appropriate after use in terms of management of that land, other uses such as forestry (native woodland planting) and forms of amenity including nature conservation (e.g. heathland, wetlands or unimproved grassland) should also be considered on land which was originally in agricultural use. The RSPB is leading an innovative “nature after minerals project" in Northern Ireland with QPANI, Planning Service and GSNI. Its aim is to provide an online resource for the minerals industry that would demonstrate the potential of habitat restoration of a site. Councils will also benefit for this new resource when it is launched. Therefore, the argument is reinforced again to position ‘nature conservation’ as an aftercare condition into the Planning Bill.
Suggest that the wording ‘including nature conservation’ is added to 53-1 (iii) use for amenity, or, it is added as a fourth after use e.g. (IV) nature conservation.
Suggest a definition is given for ‘nature conservation’ in the Interpretation section 243.
Suggest wording in this section that supports multipurpose uses of a site.
Suggest that the developer takes advice from DARD (Agriculture after use), DARD Forest Service (Forestry after use) and NIEA, Council and/ or a respective NGO (amenity including nature conservation after use).
Comment 8
Restoration of mineral sites for biodiversity gain provides opportunity to address some of this loss by creating new habitats, enlarging existing patches and to reinstate habitat linkages, connecting remaining patches to form sustainable ecological networks. The value of natural regeneration is underestimated in restoration schemes. From a nature conservation perspective, natural regeneration from bare soils can provide habitat of high ecological value, and which is often more appropriate and suited to a site. Restoration and aftercare conditions should aim to create habitat which is suitable to the geology, hydrology and topography of the site, appropriate to the surrounding landscape and safety issues, and can make a positive contribution to existing local habitat networks. Therefore by working with nature, natural regeneration and natural processes of succession should be encouraged where appropriate. Also, flexibility is required. Restoration plans and conditions should remain flexible enough to allow amendments should opportunities for further wildlife gain come to light, e.g. a particular species colonises or useful habitat develops.
Suggest that the wording ‘natural regeneration’ and/or ‘natural succession’ is included in 53-(5) steps that may be specified in an aftercare condition or scheme.
Comment 9
Any changes the Department or a Council makes must be agreed with the applicant and the landowner. They may change something fundamental that could impact on the value of the granted permission. If they do not consult with the developer sections 66, 67, 71 would not in the ethos of the Reform of Planning.
If conditions are made in error by the Planning Authority there should be no fee to change them as it is their mistake.
QPANI would like to raise again our suggestion on imposing conditions – Planning authorities should be made aware that it is good practice to make an applicant aware of the conditions that they intend to attach to a planning permission well in advance of the determination date. Agreement between the authority and the applicant on the conditions should be the objective and where agreement has not been reached, the Council/ Department should be made aware of that at the time of determination.
Comment 10
We have read Schedule 2 and Schedule 3 and consider that the legislation introduced in May 2006 through the Planning Reform (Northern Ireland) Order 2006 has been followed. Guidance should be issued by the Department or Council to the industry and general public.
One key concern is that there is no mention of timescale for delivery.
Comment 11
QPANI support increased fees for retrospective planning permissions. Though, what does the Bill mean by a charging ‘multiple fee’?
Suggest that a clause is added that if any new fee and charges regulations or amendments are made to an existing regulation, that there should be public consultation.
Duty to respond to consultation
Comment 12
Statutory Consultees should be required to respond to planning authorities within a specified timeframe. Any extension to the timeframe has to be agreed with the applicant. We also consider that Consultees should have one opportunity to respond to consultation and that responses must be substantive and not just ‘holding responses’. Their response times should be part of a public reporting duty and applicants should be kept informed of progress with the consideration of their proposals by Consultees at all times. There is mention in the Bill of a specified timeframe, QPANI suggest 21 days.
Suggest an amendment to the Bill to set a specified timeframe, with one opportunity to respond. Any extensions to the timeframe should be agreed with the applicant.
Comment 13
We are content with the guiding principles in this section.
[1] http://www.qpani.org/ournaturewithaggregates_biodiversitygeodiversity_strategydoc.pdf.pdf
Royal Town Planning Institute
PO Box 578
Craigavon
BT65 9A
Tel +44(0) 2892 613355
Fax +44(0) 2892 613355
Email nipolicy@rtpi.org.uk
Website: www.rtpi.org.uk
Registered as a charity in
England (number 262865) and
Scotland (SC 037841)
Patron HRH The Prince of Wales KG KT PC GCB
Cathal Boylan
Chairperson
Committee for the Environment
Room 247
Parliament Buildings
Stormont Estate
Belfast BT4
Date: 13th January 2011
Our ref: BS/Planning Bill/1
Dear Mr Boylan
Thank you for the opportunity for the Royal Town Planning Institute in Northern Ireland to submit evidence on the proposed Planning Bill.
It is noted that the Bill is on an accelerated process and that consultation has been limited, however, the Institute is concerned that due to the call for evidence coming just before the Christmas/New Year holidays it has not been possible to allow a fuller consultation with the members of the Institute. A number of members have complained abut the restricted timescale, given the importance of the Bill and the impact it will have directly to the members of the planning profession.
The Institute is the largest professional body representing spatial planning and represents over 22,000 professional planners in the public and private sectors. The Institute has over 500 members in Northern Ireland and we would like the professional response of these members to be taken into account in respect of the consultation on Planning Bill.
It is important that the Institute has access to the Committee for the Environment during the passage of this Bill through the Committee Stage. The Royal Town Planning Institute, therefore, requests an opportunity to present oral evidence to the Committee to fully express the views of this important group of professionals.
The Northern Ireland Branch of the RTPI met to discuss the content of the Planning Bill and has compiled a number of key issues that have arisen from inputs by members of the Executive Committee of the Branch. The attached document is as an initial response that the Institute would like the Committee to consider in advance of any formal representation that the Institute would hope to make to the Committee in the near future.
I hope you find the attached response useful. If you require any clarification, or feel you need further comment, please contact me at the above address. .
Yours sincerely,
(Unsigned email copy)
Northern Ireland Policy Officer
Planning Bill Northern Ireland
Call for Evidence
Northern Ireland Assembly Environment Committee
This document forms the Royal Town Planning Institute’s (RTPI) initial response to the Committee for the Environment regarding the proposed Planning Bill for Northern Ireland.
The RTPI is the leading professional body for spatial planners in the United Kingdom. It is a charity with the purpose to develop the art and science of town planning for the benefit of the public as a whole. It has over 22,000 members who serve in government, local government and as advisors in the private sector and over 500 members are based in Northern Ireland.
The RTPI offers this response from the point of view of a diverse and policy neutral professional body committed to supporting devolved government in Northern Ireland.
This response has been formed drawing together internal discussion and the results of submissions from members, including debates within the RTPI generally. In addition the Northern Ireland Branch of the Institute had published its own submission regarding Planning Reform in 2009 and some of the comments made in this report reflect the principles of reforming the way planning is delivered in Northern Ireland that were made to the Minister at the time. The culmination has helped to establish a collective professional view intended as constructive comment on the proposed Planning Bill.
Royal Town Planning Institute (NI)
PO Box 578,
Craigavon,
Northern Ireland
BT65 9A
A charity registered in England (262865) and Scotland (SC 037841)
Contact: Brian Sore, Policy Officer nipolicy@rtpi.org.uk
Web:www.rtpi.org.uk
The Royal Town Planning Institute is supportive to the principle of reforming the planning system in Northern Ireland and generally welcomes the proposals contained within the Bill.
The Institute has always promoted the move to local level planning and the devolvement of the planning function to Councils. However, the Institute is extremely disappointed that such an important piece of legislation is being accelerated through the Assembly during the current mandate, at the expense of meaningful consultation at the Committee stage.
The Institute expects that there will be further opportunity for its members to influence and refine the content of the Bill at later stages of its implementation and the Institute will want to represent its members in doing so.
It is essential that the proposals in the Bill have public confidence and the Institute is supportive of open and transparent processes. However, it is not clear how the mechanisms for transference to councils, identified in the Bill, relate to the Local Government Reforms currently drafted by the Minister. The Institute would urge the Committee members to continue to seek clarification from the Minister on this point.
The question of adequately resourcing the requirements of the Planning Bill has been raised by a number of members. Several clauses in the Bill refer to the transference of responsibilities to Councils as well as the scrutiny and challenge functions of the Department. This suggest that Councils need a ‘fit for purpose’ planning unit, to carryout the duties as prescribed in the Bill, as well as professional planners advising the council and councillors on planning functions. The Department also needs to retain ‘fit for purpose’ planning units that can oversee the functions of the Councils, as well as delivery of the regional planning functions. All of these units and functions require adequate resourcing by professional and administrative staff.
The Institute would urge the Committee to seek assurances from the Minister that the Planning Bill will be properly resourced. The Institute has already warned that planning fees cannot be seen to be the single source of funding, and that planning functions, such as plan development, must have a public funding base, either centrally, or through the rates. The Planning Bill makes no reference to funding routes and yet this is important to establish early and effective implementation.
Community planning is important to any modern planning system as it gives ordinary people the opportunity to help shape their environments. The Institute is concerned about the lack of detail in the Planning Bill around the interface and interrelationship between community planning and the proposed new planning system. It is crucial that the two are considered together, to appropriately design how they interact and avoid any further fragmentation in governance and service delivery in Northern Ireland.
Community planning and the return of planning powers to Councils offers a new era of people focused public services and opportunity to bring planning down to local level, even to ward areas within Councils. Community planning will also be an important mechanism to ascertain local needs and aspirations, and will enable communities to develop a sense of ownership in the plan making process, which they never had before in Northern Ireland.
The Institute is encouraged to see clauses that establish community planning, and community involvement and consultation. However, the Institute is also aware that Northern Ireland does not have a well developed community planning ethos. Much needs to be done to develop a new culture of community planning and involvement before the proposals in the Bill could be effective. The new approach, identified in Part 2 of the Bill, will still need further discussion in the context of the ongoing reform of planning. The Institute supports the idea that local people should be involved in setting the vision and framework for planning decisions, rather than engaging with the community piecemeal on a case by case basis.
The Institute would wish to see more training in place for councillors, planning staff and voluntary groups. The Minister should be urged to develop training over the next few years before the Bill’s implementation.
While clauses in the Bill have referred to “community" there is nothing defined in the Bill and the Committee is encouraged to seek more clarity from the Minister about definitions around this area of the Bill.
Pre-application consultation has been referred to in a number of clauses. The Institute would again seek clarification of how in practice this is to be carried out, bearing in mind that developers and applicants in general have little or no experience of carrying out community consultation and involvement. The Institute would like to see professional planning input to these consultation exercises and the Minister should be pressed on the need to provide a professional support service.
Clause 4 refers to the need for Councils to prepare a statement of community involvement and the planning profession will be able to assist in this, including the need to train councillors and retrain some planners, a service that the RTPI would offer its involvement and expertise.
The Institute supports the principle that integrates community planning, local plans, and regional planning, strategic and policy guidance. However, the Institute is concerned about the interrelationship of community and land use plans and the proposed sequencing of publications. There is also a concern about the introduction of a plan led system when the area plan framework that is to be inherited by the Councils is largely obsolete.
The Institute would suggest to the Committee that this should be held back to allow the introduction of the new generation of area plans that the Department has initiated as part of the reforms. These were promised to be developed within 40 months. The Committee may want to monitor this promised development and seek assurances from the Minister on its delivery.
The Institute understands the need to include clauses in the Bill that reinforce the principle that the Department carries the overriding responsibility for planning in Northern Ireland, and that regional planning remains with the Department. However, the Bill has been drafted in an over-cautious manner, to the point that some members feel that Councils are not being given the freedom to plan their own areas and are not trusted to carry out the planning function on their own.
The RTPI has supported the principle of devolvement of planning to local levels across the UK. The Institute would not want to see devolved planning functions over-administered by the Department. Professional planners located at Councils would not want to see their professional functions constantly dissected or vetoed by the Department, and the Department must not become over-bureaucratic in duplicating functions at local level.
The Institute would encourage the Committee to challenge those clauses that refer to the need for Department intervention. Clause 16 adequately covers the Department’s default powers in respect of development plans, this has a general effect where Councils are failing to deliver these plans to a standard. However the Planning Bill keeps reinforcing the default function and in Clause 10 (1) becomes over-bureaucratic, requiring Councils to submit every development plan document to the Department for independent examination.
A similar indulgence in scrutiny is seen in Clause 21, where Councils must make an annual report to the Department. Some members feel that this will increase the workload of both the Council and the Department, and is a costly exercise with limited benefits
Capacity building and adequate resourcing of the reforms are two areas the Institute would further require dialogue with the Department. Already the RTPI has engaged with the Planning Service and NILGA on the development of professional training sessions for planners and councillors. However, the Bill contains proposals that clearly require major cultural change and additional funding. The later point on funding is critical; if the reforms are not affordable then the planning system could end up in a worse position than at present, with a devolved administration, but without the resources to implement the function of planning. The Institute seeks further clarity on theses two issues.
The Planning Bill must not be viewed as a static response and it is important that the Institute, on behalf of its members in public and private positions in Northern Ireland, maintains a balanced view to the Committee, the Minister and the Department. Lessons learnt from the recent Northern Ireland reforms in Health and Education, have shown that dialogue with professional bodies has been beneficial in shaping and helping to eventually deliver the reforms on the ground. The Royal Town Planning Institute, therefore, looks forward to a participatory role with Government on the implementation of the Planning Bill.
The Institute is active in working with the Minister progressing the reforms. In February the RTPI is organising a one day conference “Place Matters", examining the issues around spatial planning. The Minister will be opening the conference and the RTPI look forward to what the Minister has to say on the topic. Also the Institute is helping to influence the reform process as a member of the Minister’s recently established Planning Forum.
A factor that is more prevalent in Northern Ireland is the recourse to Judicial Reviews. The Institute would ask the Committee to review the Planning Bill in the light of challenges that are likely over legal issues. The large number of clauses and the complexity of the Bill increase the chances for challenges where procedures or clauses have not been adhered to the letter. Final drafting of the Bill needs careful attention to this point.
The uniqueness of the current reform process in Northern Ireland is that planning reform and the devolution of powers to new councils is occurring at the same time. Changes to the way health, housing and education are on-going and the Assembly is currently tackling important economic, policing and justice issues. All of these factors are aligning at roughly the same time. In effect Northern Ireland is about to experience a rare opportunity to radically reform the way the nation functions for the good of the community here. The community is ready for reform after years of conflict and direct rule. The Institute is also aware that, because of this unique set of circumstances, there are many observers, national and international, who are following with great interest the virtual rebirth of government in Northern Ireland, and the Planning Bill will be seen as the most significant piece of legislation in 40 years to devolve functions back to local levels.
NI Policy Officer
Royal Town Planning Institute
January 2011
Executive Summary
The RSPB welcomes the publication of the Planning Bill for Northern Ireland. We are pleased that the Bill introduces the new structures for a more effective planning system with sustainable development at its heart, but we are concerned that so much still relies on the production of secondary legislation and guidance. This has serious resource implications for the Department to deliver this within a reasonable timescale.
The RSPB is UK’s lead organisation in the BirdLife International network of wild bird conservation bodies. It is Europe’s largest voluntary nature conservation organisation with a membership over 1 million. Of these more than 11,000 live in Northern Ireland. Staff in Northern Ireland work on a wide range of issues, from education and public awareness to agriculture and land use planning. We have considerable expertise as a user of planning systems across the UK, both as applicant and consultee. In Northern Ireland we show our commitment to promoting good planning through the joint RTPI/RSPB Northern Ireland Sustainable Planning Awards, and by involvement with developers and the public on proposed development from wind farms to housing.
Our comments are numbered by clause; we do not comment on all clauses. Many of our comments are to find out more about proposed secondary legislation and guidance. We have not compiled a list of all the cases where these are mentioned, but the list is lengthy and we are concerned about the resource available to the Department to deliver all of this within a reasonable timescale.
There is no reference to spatial planning as a whole. Spatial planning of all land uses, not just those delivered by development management, is the way to bring economic, environmental and social objectives together. We urge the Government to consider how it will integrate the delivery of sustainable development using spatial planning as a tool that can be used by all Departments.
Our key points for the Committee are underlined.
Part 1. Functions of the Department
There has been no change to the general function of the Department with respect to development. This is a missed opportunity and we urge a change of wording.
The purpose of planning must be to achieve sustainable development. The UK Sustainable Development Strategy recognises this must be done through development within environmental limits[1]. Planning is an essential tool for managing the use of our natural resources and for minimising the impacts of development on the environment. To be effective, this means bringing environmental, economic and social objectives together and making sure they are integrated to bring about genuine improvements in wellbeing.
The Departmental function should be to deliver public wellbeing and sustainable development. At the least we recommend amending 1(1) to ‚...securing the orderly and consistent development of land and the planning of that development within environmental limits" and extending the sustainable development duty to development management functions.
In the Republic of Ireland, the purpose of the Planning & Development Act 2000 (as amended) is to provide, in the interests of the common good, for proper planning and sustainable development. This is required of both development plans, and planning authorities are restricted to “considering the proper planning and sustainable development of the area" (34(2)(a)) when making decisions.
We seek a definition of sustainable development. This is urgently needed so that Departmental and council officials know what duty they are required to fulfil, and should come with PPS1.
Climate change must be recognised as a key part of sustainable development and the planning system. Key issues such as climate change and flooding could also be mentioned under for example 1(4)(a). We ask that development plan documents include policies “designed to secure that the development and use of land in the local planning authority’s area contribute to the mitigation of, and adaptation to, climate change" (§182 of the Planning Act 2008 in England).
SCIs are a welcome first step to effective public consultation. However, without the counterpoint of a (limited) public right of appeal, the SCI means little in itself. There is no requirement to take community views into account, only to carry out the consultation, and no guarantee that ‘community’ includes non-government organisations (NGOs). There is no way for the public to object if the SCI is not met on development management cases, without recourse to legal action, thereby paving the way for long-winded legal processes to slow the system further. We have similar comments in relation to clauses 26-27.
Under 4(6) the Department is yet to prescribe what SCIs will look like and how they will work. We would like to know when this will happen.
Part 2. Local Development Plans
We welcome the application of the sustainable development duty to Part 2 (local development plans). As detailed under clause 1, we would like to see this duty extended to those undertaking development management functions, and to refer to development within environmental limits.
The Government Response to Planning Reform Consultation Paper (the “Government response") said the Department would make a statutory link between local development plans and community plans and that plans would have the role of contributing to / enhancing a quality environment[2]. We believe the development plans should spatially express outcomes of the community planning process, where these are sustainable and fit with national and regional planning and environment policy. Where this is not done correctly, problems arise where community plan aspirations conflict with the development plan, and there is the potential for community consultation fatigue.
Although both community planning and a local authority power of wellbeing are included in the current Local Government Reform consultation issued by the Department, the statutory link should be made in the Planning Bill.
This replaced the proposal for the programme management scheme in the consultation. We support its inclusion, but there should be both encouragement to achieve its objectives, as well as enforcement or compensatory measures against the planning authority if reasonable timescales are not met, where the delay is the fault of the planning authority. The timetable should be published on a website and regularly updated.
Clauses 8(3) and 9(3) state that Regulations are still to prescribe the form and content of the plan strategy and local policies plan. We would like to know when this will happen, and how third parties (including ourselves) can comment on the proposed Regulations. The process should include a preferred options paper, as consulted on. In the Government response, §2.105 states there would be a statutory requirement for district councils to take account of community plans in the preparation of their local development plans. This has not been included in either clause 8 or 9.
8(5) For the plan-led system to be comprehensive, the plan strategy should be ‘in conformity with’ the regional development strategy.
8(6) and 9(7) The RSPB remains concerned that sustainability appraisals “…as currently applied cannot be considered an effective tool for supporting environmentally sustainable decisions"[3]. We would like to see Strategic Environmental Assessment (SEA) applied to development plans and seek reassurance that this will be the case. There is no detail in the Bill about links to SEA or appropriate assessment (AA) under the Conservation (Natural habitats etc) Regulations (NI) 1995 (as amended) – also called Habitats Regulation Assessment (HRA).
10(5) There is as yet no detail on the definition of ‘soundness’ of a plan. We would like to know how and when guidance on this will be developed, and whether it will follow guidance and case examples from other parts of the UK[4]. We would also like to know if objectors to development plans will have to show that their proposals are also sound/sustainable, as discussed in the Government response.
We note that the Examination report is not binding, but we agree that the Department must consider the recommendations and must give reasons for its decision. A non-binding report may have advantages for democratic accountability, but it may have implications for the speed of adoption. Our key concern is if an independent examiner makes recommendations to rectify a draft plan s/he considers unsound, but the Department does not adopt the recommendations. This may give rise to legal challenge and we would like to know whether the Department believes this is a risk.
We welcome that LDPs will be regularly reviewed, but we would like to know how often this will occur and what the review will encompass.
We welcome these powers.
We welcome these powers but we would like more detail from the Department about when it might consider this appropriate. For example, it might be appropriate to have criteria to help determine whether a joint plan is necessary.
We support the need for an annual monitoring report. This should include monitoring of environmental impacts.
This introduces another power to make regulations. These are likely to be important and where many of our concerns would be addressed. We would like to know when these will be produced and how we can get involved.
Part 3. Planning Control
We support the additional of a definition of ‚building operations? in 23(2).
This legislation puts in place the structure for regionally significant, major and local developments, but we await detail on the categories and how they will be defined.
We support pre-application discussions but we would like to see the detail on how these will work and how they will be enforced. The overall effect is that all major applications will be filtered by the Department. This will have implications for Departmental planning resource as well as resources needed in councils.
Under 26(4) there is no mention of environment in determining whether something is of regional significance or not. Regional developments should include developments affecting Natura 2000 sites. Note that even ‘small’ developments can have wider implications, eg through having an adverse impact on a Special Protection Area (SPA) or Special Area of Conservation (SAC) (otherwise called Natura 2000 sites). We would like to know when the Department would intervene in such decisions.
Under 26(10) it is stated that the Department may cause a public inquiry to be held for regionally significant or major developments under its power. We would like to know what criteria will be used to determine whether or not an inquiry is held. We note that the inquiry outcomes are not binding - the Department must only take them into account – with potentially similar implications we indicate under clause 12.
There is no mention of performance agreements, as indicated in §3.18 of Government response. These would also help the new district councils (staff and councillors) to be clear about the system and their responsibilities.
We support the introduction of pre-application community consultation, but the reliance on form and content “as may be prescribed" and under later Regulations means that there is little detail. Clause 102 in the English Localism Bill amends English legislation to give more detail on pre-application community consultation. In particular 61W(2) specifies more particularly the people who should be consulted (“a majority of the persons who live at, or otherwise occupy, premises in the vicinity of the land"), while (4)(b) requires information about consultation timetables to be published. We recommend these as additions to clause 27.
Importantly, there is no information on the status of pre-application community consultations. In the Localism Bill, it is proposed that the applicant must “have regard to" any consultation responses (61X(2)). We recommend that this be included in the Planning Bill.
Pre-application consultation is a key stage for communities and their NGO representatives, and for the RSPB particularly with regard to ensuring an appropriate evidence base for environmental assessment. This proposal will help to resolve problematic issues early and, should there be a public inquiry, save inquiry time.
With no third party right of appeal (TPRA), there are still no consequences if pre-application consultation is not done properly. In the absence of TPRA, we recommend clear processes to govern pre-application consultation, to ensure its effectiveness and quality:
Some of these would still be necessary, even with limited TPRA, and would reduce the likelihood of objectors resorting to TPRA.
Nevertheless, we believe the case for TPRA has been well-argued, not least by Mr Poots MLA in his role as MLA in the Assembly June 2001[5]. We strongly urge the Department to bring forward a limited third party right of appeal.
We support the introduction of these powers.
We note that procedures for these are for councils to define. We believe there should be a minimum standard to guarantee some level of consistency but to reward innovation where councils wish to take this further.
We support this and appreciate the pilots have worked to date.
Sch 1, 2(2). We agree that the public should be consulted on the making or altering of SPZs.
Clause 38. International sites (SPA, SAC and Ramsar) should be included, as not all of these sites are underpinned by ASSIs. Any SPZs near these sites (or upstream or which in any way may affect an international wildlife site) should be carefully scrutinised for compliance with the European Habitats and Birds Directives.
We recommend that the form and content of planning applications include sufficient information on environmental impacts, to assure compliance with relevant legislation, including the ability of the local authority to fulfil the forthcoming biodiversity duty.
Clause 45. We support this clause, as it effects a plan-led system in that authorities must have regard to the local development plan when considering applications.
We support the powers to decline subsequent and overlapping applications, and where the pre-application consultation has not taken place.
Clause 53. We strongly urge the inclusion of ‘nature conservation’ as a use for closed mineral works (53(1)(b)). The RSPB and the quarry industry amongst others have shown how important afteruse for nature conservation can be in achieving biodiversity targets and we believe this should be facilitated wherever possible. This would be inline with sustainable development and biodiversity duties, and builds on good practice already in place[6]. In addition, the steps in 53(5) do not include all steps that might be needed for nature conservation afteruse, so we suggest the wording is changed to “The steps....may consist of but are not limited to....."
We support these provisions.
Under 69(2)(c), this must include people who originally made representation, but also others who may be affected but who didn’t know about first application, or who represent a wider interest (e.g. NGOs).
Planning agreements (75) should be able to require green infrastructure and habitat management, restoration or creation where appropriate.
This should be related to a community infrastructure levy or similar, as available in England, which would bring money into the local area to pay for infrastructure (including green infrastructure) for those communities affected by the proposed development. §6.9 of the Government response reported that several Departments identified developer contributions and that this should be discussed at Executive level in relation to funding and infrastructure responsibilities. We ask the Committee to find out what progress has been made on this, if any.
To aid building control and enforcement of conditions, we believe it would be useful to require ‘commencement of development’ notices and we would like this to be added in subsequent legislation. The Government response said this would considered after monitoring the approach in Scotland.
Part 4. Additional Planning Control
The RSPB does not comment on the legislation relating to listed buildings, conservation areas, hazardous substances and advertisement (chapters 1, 2 and 5).
We welcome the duty of the landowner to replace trees under Tree Preservation Orders (TPOs) (124(1)), but we believe it would be more appropriate for the offender to do this (which may not be the landowner). We support the financial penalty for contravention of TPOs (125).
ROMPPs has great potential to ensure that mineral sites are restored to the best afteruse, and we would like to see more sites being returned to nature conservation afteruse (see clause 53 comments). Our key concern about the ROMPPs process is that there are no timescales for delivery, and guidance is awaited on how the process will work, including public consultation (Sch2 9(7) and Sch3 7(7)).
Part 5. Enforcement
We support the improved enforcement powers including planning contravention, temporary stop, enforcement, breach of condition and stop notices.
Relevant persons may appeal enforcement notices to the PAC. Under 142(5) the PAC must afford the appellant or the relevant authority an opportunity to appear before the PAC. In such a case, we believe it would be useful to invite relevant third parties, for example those who may have objected to the original application, who may have relevant evidence for the PAC.
For certificates of lawful development (CLUDs), we agree that councils should include some public consultation (170(3)), but this will be required by a development order yet to be drafted.
Parts 6-8 & 10-12.
The RSPB does not comment on these Parts.
Part 9. The Planning Appeals Commission
The key to successful delivery of PAC functions will be the production of the relevant guidance and rules for regulating procedures, and we would comment on those when available.
We believe it would be useful for the PAC to have the power to award costs, which could be introduced alongside limited third party right of appeal to reduce the likelihood of vexatious or poorly justified appeals. The Department has said it would proceed with this (§4.30 Government response).
Part 13. Financial provisions
Clause 219 provides for a ‘multiple’ fee for retrospective planning applications. We support increased fees for such applications, but would like to know what ‘multiple’ means.
We support the inclusion of clauses 220-221.
Part 14. Miscellaneous and General provisions
We support the duty to response to consultation, although we recognise the detail is not yet available (timescales, procedures etc). This should make clear whether a ‘holding response’ fulfils the duty or not.
We agree that councils should keep planning registers (237) available to public view.
Part 15. Supplementary
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Claire Ferry, Senior Conservation Officer, RSPB Northern Ireland, January 2011
[1] UK Sustainable Development Strategy at http://www.defra.gov.uk/sustainable/government/gov/strategy/index.htm
[2] §2.28 in http://www.planningni.gov.uk/index/news/news_other/government_response_final.pdf
[3] Morrison-Saunders A., Fischer T.B., What is Wrong with EIA and SEA Anyway? A Sceptic’s Perceptive on Sustainability Assessment, Journal of Environmental Assessment Policy and Management, Vol 8, No 1, March 2006, pp. 19-39, Imperial College Press
[4] E.g. §4.51-4.52 in PPS12creating strong safe and prosperous communities through Local Spatial Planning (DCLG)
[5] http://archive.niassembly.gov.uk/record/reports/010619d.htm
[6] For example www.afterminerals.com
SOLACE Northern Ireland
Unit 5B
Stirling House
Castlereagh Business Park
478 Castlereagh Road
Belfast BT5 6BQ
Northern Ireland
Tel: 028 9079 6966
Fax: 028 9079 1248
Mr Cathal Boylan
Chair of the Environment Committee
Northern Ireland Assembly
Room 245
Parliament Buildings
Stormont
BELFAST
BT4 3XX 21 January 2011
Dear Mr Boylan
The SOLACE Executive, following its meeting today, has asked me to submit the following comments in relation to the draft Planning Bill:-
The Council welcomes the transfer of Planning to Councils. Local representatives have a close relationship with their elected areas and therefore understand the needs, demands and views of their local communities. The Council seeks to develop and shape its District to promote the social, economic and environmental growth. Planning is a critical tool in this development.
While the Council can understand the tight legislative timescale the consultation period with a key stakeholder ie Local Government has been very short and inadequate for such a detailed and critical piece of legislation.
The proposals need to be considered within the context of the cross cutting issues that arise from the Local Government Reform Proposals, the Finance Bill and Planning Fees consultation. Additional time is required to fully consider the implications and provide a strategic, meaningful and informed response.
The objective of the consultation is to lay a strong foundation for the future transfer of the Planning function and the detail in this enabling legislation therefore requires careful consideration e.g. legal liability, proposals relating to compensation, governance issues, resourcing, implications of the power of intervention and the inherent liability that could arise from the overlapping central/local government roles.
From a council perspective, it is also essential that the governance requirements of the corporate body are met and as such the Bill which was released in December 2010 will need to be considered within council committee structure prior to agreeing a response by the full council.
While much improvement has been achieved within Planning Service the Council still believes there are major improvements required to make it fit for purpose. For example we still have many out-dated Area Plans, delays in major applications, delays in Appeals. The Council would require Planning Service to engage in meaningful dialogue to ensure that when the service transfers it is fit for purpose.
There are major resource shortfalls within Planning Service currently. Any transfer of Planning should be cost neutral to Councils. Therefore a review of fees and staff complement to ensure that when the transfer occurs that it will not be at additional cost to the Council.
A robust agreed ethics and standards regime is required prior to transfer of Planning to Councils. These proposals are contained within the Local Government Transfer Bill. These Bills need to be synchronized to ensure that the reformed Planning system can work with the confidence of the public
With the eventual transfer of Planning to Councils it would be important that Councils have some input into the governance and management arrangements of the 5 streamlined divisional offices. They will transfer to Local Government and therefore any long term financial or structural commitments should be discussed with Local Government in advance.
Detail on the pilots due to commence in 2011 is still not available with three months to go. The Council is not aware of the pilot proposal or how the pilots will operate.
Sufficient capacity within both central and local government sectors is vital to ensuring emerging service delivered in cost effective/efficient manner. New proposals eg. new local development plan system, preparation of community statements, pre-determination hearings, annual audits/monitoring are likely to have significant resource and capacity implications for councils upon transfer. Ssubstantial investment to develop capacity and skills is necessary. Scope for duplication resulting in inefficiencies eg. planning agreements, designation of conservation areas, TPOs and issuing enforcement notices.
The Council is concerned that local authorities have had only a minimal role to date in shaping the proposed planning system. If the sector is to assume responsibility for a new system, it must have confidence that it will be a workable arrangement. Only by embracing the sector will the Department help engender the necessary trust to ensure the future success of the system.
Yours sincerely
Secretary
Ben Train
Town Planning Manager – Scotland & NI
Tesco Stores Limited
Property Acquisitions
Carnegie Road
Livingston
EH45 8QX
Direct Line: 01506 779 425
Mobile: 07515 196 387
Email: ben.train@uk.tesco.com
Mr Cathal Boylan
Chair Committee for the Environment
orthern Ireland Assembly
Room 247
Parliament Buildings
Ballymiscaw
Stormont Estate
BT4 3XX 21 January 2011
Dear Mr Boylan
I write in relation to the recently introduced Planning Bill and the Committee for the Environment’s call for evidence. Tesco is a regular user of the planning system in Northern Ireland and welcomes the opportunity to comment on this important piece of legislation. We support efforts to speed up the planning process, to make it more responsive to the needs of stakeholders and ensure greater democratic accountability. The changes proposed by the Planning Bill should assist in achieving these objectives, although legislative changes must be supported by a change in culture to improve the efficiency of decision making processes, reduce the burdens on developers and encourage economic development. Tesco plan to create over 13,000 jobs in the UK in 2011/12.
Specific comments on the Planning Bill are set out below:
Development plans should be quick to produce, manage and review (avoiding lengthy periods of uncertainty) and be proactive and flexible. The Planning Bill separates the local development plans into two sections – the plan strategy and the local policies plan. We believe it should be possible for a Council to take forward these two sections of the local development plan at the same time. This approach would result in a single local development plan document which in turn would allow decision makers to consider both the criteria based policies and the detailed zoning of site at the same time. It would also significantly increase the speed of local development plan preparation and make it easier for developers and communities to engage with the process. This approach would also reduce costs for all involved, including the relevant public sector bodies. We therefore recommend that clause 9(1) is amended to delete “after the plan strategy for its district has been adopted by resolution of the council or, as the case may be, approved by the Department,". The legislation should also be amended to allow the plan strategy and the local policies plan to be considered at the same Inquiry.
The Bill will bring demolition within the definition of development (Clause 23 (2)(a)). This is a significant change and brings additional uncertainty for developers. We believe that an application should only be required for demolition when it lies within a conservation area or where it affects a listed building. An unintended consequence of this section as currently drafted could be that some developers demolish buildings before the change is enacted.
Clause 25 (3) allows the Department to direct that a local development is to be dealt with as if were a major development. This clause adds uncertainty to the planning process. It is our view that an application should be either local or major and that the interpretation of this should rest with the Council. There is also no time restriction on this clause so in theory the Department could at any stage require this change in an application’s position in the planning hierarchy.
This section has the potential to introduce significant delays into the planning process for major applications. It will require a consultation process with the Department prior to even commencing the 12 week consultation period required under Clause 27. Consultation with the Department on this matter in theory should be a quick process, but there is no guarantee within the Planning Bill and in practice there is potential for this process to last several months. We believe that an amendment should be introduced to require the Department to make a decision on this matter within 14 days otherwise it reverts back to the Council to determine the application and allow applicants to start the formal pre-application consultation process. Such an amendment will provide the Department with specific timescale targets and reduce the potential for significant delays in the planning process.
We fully support the requirement for pre-application consultation on major applications. We already engage with local communities on a regular basis and recognise the benefits that flow from the consultation process. Similar legislative provisions were introduced in Scotland and the Scottish Government is currently consulting on legislation to correct the process and ensure that applications for amendment to conditions associated with major applications do not require the fully 12 week consultation process – see Consultation on Amendments to the Modernised Planning System (October 2010). Requiring full consultation on minor changes to ‘major’ planning consents causes confusion and adds costs and delay into the planning process. An amendment should be introduced into the Northern Ireland Planning Bill to ensure that pre-application consultation is not required for applications for amendment to conditions.
Clause 29 provides substantial call in powers for the Department in the absence of criteria setting out when this would be applicable. This brings an additional level of uncertainty hence criteria should be clearly set out for when a call in could be triggered, such as limiting it to cases that are of genuine significance to the whole or a substantial part of Northern Ireland.
Clause 66 permits councils to make non material changes to planning permissions. This provision should also be allowed for the Department. It also extends beyond the ability of the Department in the Reform Order to correct errors given the applicant can only be made by or on behalf of a person with an estate in the land to which the permission relates. The current power to correct errors applies to an application by any person and this should be retained in the case of non material changes to consents.
Clause 121: Tree preservation orders: councils
Clause 121 sets out the facility for confirmation of a tree preservation area (TPO’s) however we are against the removal of the provision to appeal to the PAC against the decision to designate a TPO on a persons land. While we accept that decisions such as this must be made promptly to avoid stalling develop through the uncertainty a pending decision can bring, landowners must have the recourse of an appeal should they be dissatisfied with the decision reached in respect of a TPO.
Finally, we see potential issues with the proposal that in temporary listings in urgent cases the Department can place the notice to the building rather than having to serve on the owner or occupier – this runs to risk of the notice being removed and the owner/tenant being unaware of the listing. We welcome the provisions that place a duty on consultees to respond to applications and provides the Department with the power to require reports on the performance of consultees in meeting their response deadlines.
I trust the above information is of assistance. Please contact me should you require any clarification.
Yours sincerely
For and on behalf of
TESCO STORES LIMITED
Town Planning Manager – Scotland & NI
CC – Ian May, Chief Executive Planning Service
From: Terrybunce@aol.com
Sent: 14 January 2011 19:44
To: +Comm. Environment Public Email
Subject: Planning Bill
Dear Sir,
With regard to the draft Planning Bill, I would like to make the following submission on behalf of the committee of the Ulster Flying Club, managers and operators of Ards Airport.
1) The five Licensed airports in Northern Ireland, (Belfast International Airport, Belfast City Airport, City of Derry Airport, Ards Airport Newtownards, St. Angelo Airport Enniskillen) have a statutory duty to comply with elements of The Civil Aviation Act 1982, The Airports (Northern Ireland) Order 1994 and the Civil Aviation Authority, Air Navigation Order.
It is essential that a clause is inserted in the Planning Bill that will ensure relevant councils maintain a current ‘Safeguarding Map’ of the area surrounding airports which are licensed by the Civil Aviation Authority.
2) Councils must ensure that licensed airports, within their area, are included in the Planning Consultation Process for all proposed developments that lie within the Air Traffic Zone of the Airport. This must include scale drawings and elevations of each proposed structure.
3) Airport Air Traffic Zones should be excluded from the Simplified Planning zone provision.
Yours fathfully
Mr Cathal Boylan (MLA)
Chairperson, Committee for the Environment
Room 247
Parliament Buildings
BALLYMISCAW
Stormont Estate
BESLFAST
BT4 3XX 13 January 2011
Dear Mr Boylan
Thank you for the opportunity to respond to the above consultation.
The Utility Regulator is a non-ministerial government department responsible for regulating the electricity and gas industries and water and sewerage services in Northern Ireland, to promote the short and long-term interests of consumers. We make sure that the utility industries in Northern Ireland are regulated and developed within Ministerial policy as set out in our statutory duties.
We carry out our work in line with statutory duties set out in the Energy (Northern Ireland) Order 2003 and the Water and Sewerage Services (Northern Ireland) Order 2006. The Utility Regulator has three main objectives:
We work to protect the interests of electricity, gas and water consumers in Northern Ireland by:
The Utility Regulator supports the goals of this Bill in relation to improvements to the planning system and planning procedures:
We have a specific interest in ensuring that Northern Ireland’s utility infrastructure is developed efficiently and within a time frame which is capable of delivering Northern Ireland Government objectives. We consider that in order to deliver on Northern Ireland’s target of 40% of electricity from renewable sources by 2020 there will be a need for significant electricity grid development and the north south electricity interconnector will also be essential.
We consider that electricity grid development is a “development of regional significance" as per Clause 26 of the Planning Bill. We hope that in practice the new procedures, both relating to Clause 26 and the Bill as a whole, will lead to the achievement of the overall aim of quicker, clearer and more predictable decisions.
Yours sincerely
Regulation Manager
Woodland Trust response to the Planning Bill NI
The introduction of a Planning Bill to the Northern Ireland Assembly offers a landmark opportunity to enhance tree protection across the province. Northern Ireland is blessed with remarkable ancient, veteran and champion trees such as the dark hedges in County Antrim and beautiful ancient woods such as Prehen Wood in Londonderry. Any reform of the planning system must ensure that trees of special interest are afforded absolute protection from development pressures.
Summary of points
A national register of trees should be compiled by the DOE. Such a register would enable the Executive, district councils and other interested parties such as community groups and environmental NGOs to determine which trees in Northern Ireland are of particular wildlife, heritage, historic and landscape importance and to guarantee their absolute protection. The register should include a duty to review and report on the general state of the preservation of these trees and to advise on their continued preservation.
Conservation Areas provide an effective and uncomplicated means of affording protection to great numbers of important trees. However, Conservation Areas can only be designated with regard to special historic and architectural interest - designations cannot be agreed on the grounds of valuable trees alone. Broadening the Conservation Area designation to specifically allow areas of valuable trees to be designated and controlled in a similar manner to historic buildings would aid proactive tree protection and their management.
The exemptions in regard to TPOs should be amended as follows:
Introduce one single offence for breaching TPOs and Conservation Areas
The proposed two tier system being introduced by this legislation has proven disadvantages - it is bureaucratic to operate and the category of ‘destruction’ is seldom enforced - and there are no parallels to it in planning law. In our opinion there should be one single offence for breaching TPOs and Conservation Areas that would carry a hefty fine as a deterrent.
Commentary on the clauses in the Bill
We welcome the inclusion of procedures whereby a district council can designate areas within its remit as Conservation Areas. Landscape features such as trees contribute significantly to the character and appearance of Conservation Areas and are rightly afforded protection.
We would, however, like to see the concept extended so that a district council can designate a Conservation Area for the quality and importance of trees alone within a specific area unrelated to buildings. This designation would be particularly valuable where there are many significant trees of special interest in an area of multiple ownership. It could apply to the following categories:
The Woodland Trust wishes to be a statutory consultee when a Conservation Area is being created due to its tree heritage.
We welcome the provision of grants or loans for the purpose of the preservation and enhancement of Conservation Areas and would like to see this provision apply to trees of special interest.
The provision in Clause 120 is welcome as it creates protection for existing trees and those that are being planted. Such a duty provides district councils with an opportunity to influence the preservation of important trees and improve or mitigate the impact of development. Development sites should actively search for opportunities to retain and plant trees in order to contribute to the Executive’s aim of doubling woodland cover.
We would like to see the specific provision for areas of trees to be protected by TPOs because such a system is valuable in situations where urgent action is needed to protect trees under immediate threat. This power would also provide an opportunity to protect the scattered, vulnerable trees within a defined boundary. A duty of this type should not be unduly onerous given modern technology such as GPS and GIS.
Certain exemptions preclude the granting of TPOs or remove controls on management of trees - these exemptions have had a significant impact on the condition and maintenance of tees of special interest. The Trust believes that certain modifications are needed to ensure the appropriate stewardship of Northern Ireland’s most valuable trees.
The legislation lists exemptions for those trees that have become dangerous. This exemption should be in line with the principles set out in the draft National Tree Safety Group guidance on the appropriate management of tree related risk. We therefore propose that the legislation be amended to include the following provision in place of the existing wording on dangerous trees:
‘no such order shall apply to works that are urgently necessary, the cutting down, uprooting, topping or lopping, those parts of a tree that pose a real and present risk of serious harm.’
The word ‘dangerous’ is subject to a variety of interpretations and is often used to justify inappropriate tree removal. By way of comparison the phrase, ‘that pose a real and present risk of serious harm’, is more precisely proscribed and avoids the use of the words ‘dangerous’ and ‘safety’ which are capable of multiple interpretations.
As in Scotland we consider that the following stipulation should be added to this exemption: ‘So long as notice in writing of the proposed operations is given to the appropriate authority as soon as is practicable after the operations are identified.’ This is because best practice suggests that owners give at least five days notice to local councils prior to performing work on trees that are exempt from legislative requirements.
A system of notification is also necessary in relation to felling of individual trees - any area of 0.2 hectares and above will be covered by the provisions in the 2010 Forestry Act. Without notifications the local council has no method of tracking the state and condition of protected trees and their replacements.
We do not believe the exemption for dead trees is appropriate as these types of tree are often the most beautiful and ecologically diverse. It is therefore disappointing that the legislation brings forward a proposed exemption for dead trees. As the Ancient Tree Hunt has demonstrated there are many valuable dead trees in Northern Ireland: thus far the project has recorded 103 dead trees that have been identified as having great significance. Moreover, three of the trees are recorded as ancient. Should this exception remain these valuable trees will remain unprotected and at risk of destruction.
Health and safety is cited as a reason for retaining the exemption and yet there is little justification to provide a specific exemption for dead trees on these grounds. As with living trees, the extent of work that might be urgently necessary to provide for safety is captured within the ‘dangerous’ exemption.
The exemption for dying trees is open to considerable interpretation and has no doubt led to the untimely loss of many valuable trees. This category should be removed from legislation in order that Northern Ireland’s most spectacular ancient and veteran trees can be protected by the designation of a TPO.
At present there is an exemption for any tree management that will prevent or abate nuisance. This should be removed. As with the terms ‘dying’ and ‘dangerous’, nuisance is capable of multiple interpretations and this creates ambiguity for those affected by or administrating a TPO. Regrettably many important, historic and veteran trees are vulnerable to loss or damage due to the nuisance exemption even if they are subject to a TPO or reside within a designated Conservation Area. Removing the exemption would protect trees of special interest without compromising safety. Even with the exemption for nuisance trees removed, a landowner or their neighbour still retains the right to proceed with management work on a tree provided this was covered by the ‘dangerous’ exemption in Clause 121.
There are currently two categories of offence. The first offence outlined in the Bill is for any development which leads to the destruction of a tree, whilst there is a second lesser offence for any other contravention of the laws regulating a TPO or Conservation Area. These offences should be replaced with a single offence - that is triable either way - for any breach of tree preservation regulations.
In its current form a council would have to prove that a tree has been destroyed to prosecute under the offence outlined in this Bill in Clause 125 (1). Yet this is decidedly difficult as a tree can be destroyed indirectly by cutting or damaging roots or by removing so much of their branch structure that they are no longer an amenity. The complexity of the system prevents the maximum fines being levied against an offender even if there has been a clear breach of regulations. This in turn undermines the deterrence factor of the penalties. A single offence would strengthen the planning system, add clarity and act as a disincentive for those considering breaching TPOs and Conservation Areas.
We believe that the provision for compensation should be removed from the legislation. There is evidence that it undermines the TPO process. Across the UK, planning authorities often avoided placing a TPO on important trees because they are fearful that compensation may need to be paid. Instead we recommend that as with Listed Buildings (Clause 197), owners of trees of special interest protected by a TPO or in a Conservation Area should be supported by the local council in the form of advice and guidance.
The Historic Buildings Council is required to review and report on the general state of the preservation of listed buildings and to advise on the preservation of buildings of special architectural or historic interest. It is our view that there should be a statutory national register of trees of special interest held within DOE, but based on the HBC model. The DOE should be responsible for keeping the register, monitoring and advising on the preservation of such trees. This is especially important as tree protection is a responsibility devolved to local councils, yet there is no national organisation to ensure that Northern Ireland’s tree heritage is appropriately protected.
Ancient trees which are the rarest and most valuable trees in Europe are often the least protected. A national register of trees of special interest would highlight the exceptional value of these trees and through it ensure appropriate care and protection is given to these valuable assets. Moreover, there is evidence of public enthusiasm for such a project. Across the UK, communities have engaged to identify the trees that they believe need attention. Already 80, 000 trees of special interest (ancient, veteran and notable trees) have been recorded by individuals through the Ancient Tree Hunt of which 3,231 were trees in Northern Ireland. The DOE must use this legislation as an opportunity to increase the protection of Northern Ireland’s natural heritage assets such as trees.
For more information please contact:
Lee Bruce at email: leebruce@woodlandtrust.org.uk or 08452 935 551.
Appendix 4
Irene Kennedy, DOE
Maggie Smyth, DOE
Angus Kerr, DOE
Catherine McKinney, DOE
Lois Jackson, DOE
Peter Mullaney, DOE
Ms Sarah Malcolmson, DOE
Mr Stephen Gallagher, DOE
Mr Brian Gorman, DOE
Suzie Cave, Assembly Research
Dr Ken Sterrett, QUB
Dr Geraint Ellis, QUB
Dr Ruth McAreavey, QUB
Councillor Jack Beattie, NILGA
Councillor Arnold Hatch, NILGA
Mr David McCammick, NILGA
Councillor John O’Kane, NILGA
Ms Catherine Blease, Northern Ireland Housing Executive
Ms Esther Christie, Northern Ireland Housing Executive
Mrs Maire Campbell, Planning Appeals Commission
Mr Trevor Rue, Planning Appeals Commission
Ms Laverne Bell, Quarry Products Association (Northern Ireland) Limited
Ms Diana Thompson, Royal Town Planning Institute
Mr David Worthington, Royal Town Planning Institute
Professor Sue Christie, Planning Task Force
Ms Claire Ferry, Planning Task Force
Mr Aodhan O’Donnell, Consumer Council
Mr Colm Bradley, Community Places
Ms Clare McGrath, Community Places
Mr Arthur Acheson, Ministerial Advisory Group
Professor Greg Lloyd
Mr John Quinn, Arc21
Mr Terry Bunce, Ards Airport
Ms Anne Doherty, Belfast City Council
Ms Joan Devlin, Belfast Healthy Cities
Ms Jonna Monaghan, Belfast Healthy Cities
Mr Lewis Porter, Craigavon Borough Council
Mr Patrick O’Neill, Development Planning Partnership
Ms Sharon O’Connor, Down District Council
Mr Roger Pollen, Federation of Small Businesses
Mr James Orr, Friends of the Earth
Mr Kevin McShane, Institution of Civil Engineers
Mr Ian Wilson, Lisburn City Council
Ms Carolyn Wilson, Mobile Operators Association
Mr David de Casseres, Northern Ireland Electricity
Ms Alison McCullagh, Omagh District Council
Ms Claire Ferry, Royal Society for the Protection of Birds
Mr Brian Sore, Royal Town Planning Institute
Mr Patrick Cregg, Woodland Trust
Mr Ben Collins, Royal Institution of Chartered Surveyors
Liam Dornan, Royal Institution of Chartered Surveyors
Ms Diana Fitzsimmons, Royal Institution of Chartered Surveyors
Mr Bill Morrison, Royal Institution of Chartered Surveyors
Appendix 5
13th January 2011
Prepared on behalf of Research and Library Services by
(School of Planning, Architecture and Civil Engineering, Queen’s University Belfast)
Planning Reform Bill (1): Departmental Functions & Local Development Plans
This paper is the first of four papers produced in support of the
Committee stage of the Planning Bill
Key Points
Executive Summary
This briefing paper is the first of a set of four prepared for the Committee Stage of the Bill, providing analysis of the provisions in the Planning Bill which sets out the draft legislative framework for new and revised planning procedures in Northern Ireland. The proposals in the Bill substantively replicate the instruments contained in the Planning and Compulsory Purchase Act 2004 which applies to England and Wales and the Planning (Scotland) Act 2006. These Acts effectively placed the new concept of ‘spatial planning’ on a statutory basis in these parts of the UK. Reform of the planning system in the Republic of Ireland is also underway, which will also place spatial planning as a core principle in its planning system.
Spatial planning moved the emphasis away from planning as simply regulatory practice narrowly focused on land use to planning as an activity that is both integrated with other local government services and is focused on delivery. In this context the development plan becomes, what the Department of Communities and Local Government’s Planning Green Paper 2001[1] described as, ‘the land-use and development delivery mechanism for the objectives and policies set out in the Community Strategy’. This has been accompanied in other parts of the UK by attempts to uplift the skills and outlook of all those involved in the planning system, in what has been called a “culture shift", represented by a move from “Development Control" to “Development Management".
This Bill makes the initial statutory provision for this approach to be adopted in Northern Ireland, in the context of district councils taking over some of the planning responsibilities currently handled by the DoE (NI). The basic provisions of the proposed NI legislation will, it is assumed, be supported by a new Planning Policy Statement (PPS) which would explain what local spatial planning is, and how local development plans should be prepared. Additional written guidance and support should also be forthcoming.
In order to both understand and scrutinise the legislation it is important to acknowledge the difference between two types of planning; land-use planning and spatial planning. The former characterizes the present system and practice in Northern Ireland, whereas the latter seems to be what is proposed for a future system.
The shift to a new form of planning, primarily located within reformed local government structures in Northern Ireland will present significant challenges for all stakeholders including professionals, officials and politicians. Arguably though, the benefits of these changes potentially far outweigh the costs of major changes in culture and practice.
This paper is the first of four papers produced in support of the Committee stage of the Planning Bill, which are:
Contents
Key Points
Executive Summary
Introduction
1 Overview & Analysis of the Key Themes
2 Equivalent arrangements in comparable jurisdictions
3 Contentious Areas
Introduction
This briefing paper is the first of a set of four prepared for the Committee Stage of the Bill, providing analysis of the provisions in the Planning Bill which sets out the draft legislative framework for new and revised planning procedures in Northern Ireland. The proposals in the Bill substantively replicate the instruments contained in the Planning and Compulsory Purchase Act 2004 which applies to England and Wales and the Planning (Scotland) Act 2006. These Acts effectively placed the new concept of ‘spatial planning’ on a statutory basis in these parts of the UK. Reform of the planning system in the Republic of Ireland is also underway, which will also place spatial planning as a core principle in its planning system.
Spatial planning moved the emphasis away from planning as simply regulatory practice narrowly focused on land use to planning as an activity that is both integrated with other local government services and is focused on delivery. In this context the development plan becomes, what the Department of Communities and Local Government’s Planning Green Paper 2001[2] described as, ‘the land-use and development delivery mechanism for the objectives and policies set out in the Community Strategy’. This has been accompanied in other parts of the UK by attempts to uplift the skills and outlook of all those involved in the planning system, in what has been called a “culture shift", represented by a move from “Development Control" to “Development Management".
This Bill makes the initial statutory provision for this approach to be adopted in Northern Ireland, in the context of district councils taking over some of the planning responsibilities currently handled by the DoE (NI). The basic provisions of the proposed NI legislation will, it is assumed, be supported by a new Planning Policy Statement (PPS) which would explain what local spatial planning is, and how local development plans should be prepared. Additional written guidance and support should also be forthcoming.
In order to both understand and scrutinise the legislation it is important to acknowledge the difference between two types of planning; land-use planning and spatial planning. The former characterizes the present system and practice in Northern Ireland, whereas the latter seems to be what is proposed for a future system.
The shift to a new form of planning, primarily located within reformed local government structures in Northern Ireland will present significant challenges for all stakeholders including professionals, officials and politicians. Arguably though, the benefits of these changes potentially far outweigh the costs of major changes in culture and practice.
This paper is the first of four papers produced in support of the Committee stage of the Planning Bill, which are:
In this paper:
In considering these papers it may be useful to refer to the following documents in conjunction with this paper:
1 Overview & Analysis of the Key Themes
Functions of the Department of the Environment - Part 1 of the Planning Bill is concerned with the functions of the Department of Environment in respect to its planning powers. This remains unchanged from previous legislation, setting out its key statutory function to “formulate and co-ordinate policy for securing the orderly and consistent development of land and the planning of that development". Although the Department appears to be proposing the model of spatial planning as adopted in other parts of the UK, the Bill does not propose to amend the functions of the Department in line with this and they remain narrowly land use focused. Other sections in part 1 define the issues that can be taken into account when preparing plans with “social and environmental" being added to the “physical and economic" characteristics any area. Part 1 of the Bill also reaffirms the duty on the Department to prepare a statement of community involvement. These issues are further highlighted under the section on “Contentious Areas" below (see also Paper 4 forthcoming).
A New Approach to Development Planning – As noted in the introduction, the proposed new legislation will trigger a significantly new approach to development planning in Northern Ireland (NI).
The broad consensus from a review of practices elsewhere suggests that a shift to spatial planning provides a more relevant and cost effective response to changing social, economic and environmental circumstances. This is reinforced through its focus on delivery; on creating and shaping place; and on its potentially strong connection to the wider vision expressed through the community plan.
Local Development Plan & the Community Plan - The proposed NI legislation does not include an explicit reference to the very important links between the Local Development Plan (LDP) and the Council’s Community Plan. In England & Wales the 2004 Act states that the local planning authority ‘must have regard to ..... the community strategy prepared by the authority’ [19 (2) (f)]. This explicit link is crucial if the new approach to development planning is to be effective. Indeed it can be argued that the Community Plan should provide the lead for the Local Development Plan so that the LDP becomes the spatial expression of the Community Plan. This then emphasizes the horizontal integration between functions and services and their spatial needs.
In the Government’s Response to the Consultation on Planning Reform[3] it notes that ‘there will be a statutory requirement for district councils to take account of community plans in the preparation of their local development plans for their area’ (para. 2.105). Arguably the lack of a statutory link weakens this key relationship.
Supportive Policy & Guidance - The proposed new legislation will be supported by new policy and guidance. This may take the form of a new Planning Policy Statement (PPS) although other supportive guidance and manuals may also be forthcoming. It is critically important that these explanatory documents are developed in parallel with the legislation.
For example, in England and Wales PPS 12 is entirely devoted to the new spatial planning system. It ‘explains what local spatial planning is, and how it benefits communities. It also sets out what the key ingredients of local spatial plans are and the key government policies on how they should be prepared’.
The Local Development Plan & the Regional Development Strategy - The relationship of the Local Development Plan (LDP) to the Regional Development Strategy (RDS) needs to be considered. Section 8(5) of the draft legislation states that ‘in preparing a plan strategy, the council must take account of the regional development strategy’. However, in Section 1(2), in relation to the general functions of the Department with respect to the development of land, it states that the Department must ‘ensure that any such policy is in general conformity with the regional development strategy’.
Despite majority concerns expressed in the public consultation about the ‘possible downgrading / reduction in the role of the RDS’ (2.86), the Department has maintained its view that the current phrase ‘in general conformity’ will not be carried forward for local development plans prepared by district councils. It does not view this alteration, to the legislation, as a ‘downgrade’ as., the requirement that the DoE shall have regard to the RDS in exercising its functions in relation to development, will place a statutory requirement on district councils to require them to take account of the RDS in their LDP preparation.
However, in the England & Wales legislation a section is devoted to ‘conformity with regional strategy’. It is important to note that there is an implied ‘legal hierarchy’ for plan relationships, with ‘must be in conformity’ as the strongest phrase.
The Local Development Plan & other Government objectives. The model of spatial planning allows for the planning system to coordinate and give spatial expression to a wide range of other government priorities. For example, in England the government has made extensive efforts to use the planning system as a major element in its climate change strategy, while in Wales efforts have been made to ensure that planning and development supports health objectives, such as reducing obesity.
Local Development Plan - The draft legislation specifies the development plan documents as: the plan strategy and the local policies plan (LPP) [6(2)]. It is anticipated that the plan strategy will set out the strategic objectives for the plan area. Significantly too, it will require the Council to specify how these objectives will be implemented. The LPP is a follow-on, more detailed, site specific plan for the area. Spatial Planning in England and Wales takes ‘a loose-leaf approach’ known as the Local Development Framework (LDF). The individual development plan documents within this include the Core Strategy (Plan Strategy in NI), as well as other issue based or thematic documents. Significantly too, the LDF documents can include provision for Area Action Plans (AAPs). The latter allows councils to focus on key areas for coordinated action or change. Normally this might be a regeneration area or a town centre where land acquisition might be needed or where urban design is a key part of place making. In the context of implementing spatial plans at council level in Northern Ireland this might be an important facility, particularly since it has the potential to bring regeneration and spatial planning together to achieve coherent change.
Arguably, Area Action Plans would help keep the development plans relevant as they focus on key areas of change. Moreover, this facility would provide regeneration schemes with the statutory status they often lack as well as locating schemes within the broader visionary frame of the community plan and the plan strategy.
Adopting the Local Development Plan - The proposed legislation requires councils to submit every development plan to the Department for independent examination. The plan will then be tested for its ‘soundness’ [10(5)(b)]. Presumably tests of soundness will be specified in follow-up policy and guidance publications. In relation to the adoption process [12], the Department has the power to direct the council to adopt the plan with or without modifications. In other words, it is not bound by the recommendations of the independent examination. There was some concern in the public consultation that this ‘goes against the principle of devolved planning’ (2.84).
Joint Development Plans – Two or more councils may agree to prepare joint development plans, however, the Department also has the power to direct councils to prepare joint development plans [18]. In England and Wales such arrangements are entirely voluntary, although the Secretary of State may constitute a joint committee to be the local planning authority. This raises a number of issues.
Training & Re-skilling - Experience from elsewhere suggests that a key to the success of implementing the new legislation and the new system in all its forms is preparatory training and re-skilling for all the key players. For the professional planners, officials and politicians the turn to spatial planning represents a ‘substantial shift in thinking and practice requiring what Nadin calls a process of ‘learning and unlearning’. This sea change in practice will also impact on all other stakeholders and they too will require an understanding of a new language, a new system and significantly changed practices. In relation to development planning, for example, a spatial approach will require collaborative working across disciplines and across sectors. This is quite different to the technocratic and sometimes narrow approach used in land-use planning.
Intra-Government Relationships - The new legislation and follow-up policy create a set of government relationships that should be carefully considered. Effectively the governance of the new system will involve: the new councils; the Department of the Environment (DOE); the Department of Regional Development (DRD); and the Office of the First Minister and Deputy First Minister (OFMDFM). Arguably DRD’s role in putting in place a coherent spatial strategy for the region is vital to ensure that local development plans knit together for wider regional benefit.
Implementation – A key to the success of a new spatial planning system will be its ability to oversee, direct and often lead the implementation process. Indeed, to some extent this is acknowledged in 8(2)(b):- ‘a plan strategy must set out … its strategic policies for the implementation of (its) objectives. However, a spatial planning approach, in contrast to a land-use planning approach, is tasked with the challenge of integrating and coordinating the spatial investments of other public services. Consequently, this needs strong legislative support.
2 Equivalent arrangements in comparable jurisdictions
As noted earlier, the part of the legislation that deals with local development plans largely replicates the 2004 Planning and Compulsory Purchase Act for England and Wales and the Planning (Scotland) 2006. The shift to spatial planning in these jurisdictions has its origins in the model of planning expressed in the European Spatial Development Perspective (1999, ESDP) as well as being influenced by practices in other English speaking countries (Morphet, J.) (See also Paper 4 forthcoming). In Scotland spatial planning has been embraced at National and City Regional level, but as Morphet notes it would ‘be difficult to argue that there is currently a local system of spatial planning in operation’
The basis of the planning system in the Republic of Ireland is the Planning and Development Act (2000), which has undergone a number of minor amendments in the intervening years, such as new procedures for strategic infrastructure (2006). The Irish Parliament has also passed the Planning and Development (Amendment) Act 2010 that introduces reforms to bring the planning system in line with European legislation and new provision for development plans, to ensure that they are regularly monitored and reviewed and that they take account of a wider set of issues, including housing strategies, population and greenhouse gas emissions.
Within the context of the UK and Ireland, spatial planning has been most developed in England given that it has been in operation there for six years. The teething problems, particularly relating to the major change in ‘culture and practice’ are being addressed in a number of ways that warrant further consideration.
3 Contentious Areas
[1] Department of Communities and Local Government, (2001) Planning: Delivering a Fundamental Change.
[2] Department of Communities and Local Government, (2001) Planning: Delivering a Fundamental Change.
[3] Planning Service (NI), (2010) Reform of the Planning System in Northern Ireland: Your chance to influence change: Government Response to Public Consultation July – October 2009
13th January 2011
Prepared on behalf of Research and Library Services by
(School of Planning, Architecture and Civil Engineering, Queen’s University Belfast)
Planning Bill (2): Development Management, Planning Control and Enforcement
This paper is the second of four papers produced in support of the
Committee stage of the Planning Reform Bill
Key Points
Contents
1.0 Introduction
2.0 Overview of themes
2.1 Development management
2.2 Conservation
2.3 Enforcement
2.4 Financial provisions
3.0 Consultation responses
3.1 Award of costs
3.2 Third party appeals
3.3 Notification of initiation of development and completion of development
4.0 Comparisons and lessons from elsewhere
4.1 Decision making
4.2 Enforcement
4.3 Planning appeals
4.4 Third party appeals
4.5 Cost awards
5.0 Contentious areas
5.1 Performance agreements and assessment of the Department
5.2 Appointment of independent examiners
5.3 Appeal type selection process
5.4 Criminalisation
1.0 Introduction
This briefing paper is the second of a set of four prepared for the Committee Stage providing analysis of the provisions in the Planning Bill which sets out the draft legislative framework for new and revised planning procedures in Northern Ireland. The proposals in the Bill substantively replicate the instruments contained in the Planning and Compulsory Purchase Act 2004 which applies to England and Wales and the Planning (Scotland) Act 2006. These Acts effectively placed the new concept of ‘spatial planning’ on a statutory basis in these parts of the UK. Reform of the planning system in the Republic of Ireland is also underway, which will also place spatial planning as a core principle in its planning system.
Spatial planning moved the emphasis away from planning as simply regulatory practice narrowly focused on land use to planning as an activity that is both integrated with other local government services and is focused on delivery. In this context the development plan becomes, what the Department of Communities and Local Government’s Planning Green Paper 2001[1] described as, ‘the land-use and development delivery mechanism for the objectives and policies set out in the Community Strategy’. This has been accompanied in other parts of the UK by reforming the way in which communities can engage with the planning system.
This Bill makes the initial statutory provision for spatial planning to be adopted in Northern Ireland, in the context of district councils taking over some of the planning responsibilities currently handled by the DoE (NI). The basic provisions of the proposed NI legislation will, it is assumed, be supported by a new Planning Policy Statement (PPS) which would explain the broad arrangements for spatial planning, including how local communities can become involved. Additional written guidance and support should also be forthcoming.
The shift to a new form of planning, primarily located within reformed local government structures in Northern Ireland will present significant challenges for all stakeholders including professionals, officials, politicians and communities. Arguably though, the benefits of these changes potentially far outweigh the costs of major changes in culture and practice.
This paper is the second of four papers produced in support of the Committee stage of the Planning Bill, which are:
In this paper:
Members of the Assembly may find it useful to refer to the following documents in conjunction with this paper:
2.0 Overview of themes
The reform of the planning system in Northern Ireland has seen a shift from development control, which focused upon merely controlling undesirable forms of development, to development management, which is more about facilitating appropriate development in ways that are proportionate to the significance of each application. The overall aim is to improve the quality of built environment, increasing the efficiency of the planning process and provide greater certainty about timescales, particularly for the applicant and third parties, in the context of achieving the Programme for Government Public Service Agreement targets. Development management can only operate successfully if the Department/district councils:
The development management process will take place within a plan-led system. This means that the Department or district council must determine planning applications in accordance with the statutory development plan, unless material considerations indicate otherwise. If the development plan contains material policies or proposals and there are no other material considerations, the application should be determined in accordance with the development plan (s.6 (4)). Where there are other material considerations, the development plan should be the starting point, and other material considerations should be taken into account in reaching a decision.
As the Department provided for a plan-led system in the Planning Reform (Northern Ireland) Order 2006 (4(1)) but did not commence the legislation it is critical to establish a view on when this is likely to occur.
The following section considers the key issues contained in the Bill and where appropriate draws attention to significant changes to the existing system. In the first instance attention turns to development management and subsequently listed buildings, conservation areas, and enforcement.
The Bill reaffirms that it must be an objective of those exercising functions in relations to local development plans to contribute to the achievement of sustainable development (s.5) but does not make the same provision in the context of planning control. While this has proved to be a useful objective for development plans, there is a case for this to be an objective of the entire planning system (as is the case in England, Wales, Scotland and the Republic of Ireland) and therefore there is a case that this should apply to the functions under other parts of the Bill, particularly development management.
Under the new legislation development will be identified as major or local (s.25) and regulations will be made to identify which class each type of scheme will fall into. The Department can, however, require a specific application which would normally be a local development to be dealt with as if it is a major development. Regulations will be made to differentiate between major and local classifications and provision has been made so that developers must approach the Department if proposed development falls above prescribed thresholds. The Department will also decide if an application is regionally significant or involves a substantial departure from the development plan, and is to be dealt with by it instead of the district council (s.26). An exception is made for urgent development by the Crown where an application can be made directly to the Department. Applications under this clause provide the option for a public inquiry to be held by the PAC or a person appointed by the Department. If an application raises national security or security of premises issues, a public local inquiry route must be followed. Provision has been made so that developers who propose to apply for permission for major development must consult with the Department if a proposed development is of regional significance. The Department will make regulations prescribing the procedure to be followed in relation to this consultation process, though it is not apparent if this is to include regulations regarding the achievement of performance targets agreed between the Department and the applicant, an issue raised in the Consultation Paper (see section 5.1 below). On receipt of the inquiry report the Department must take into account the findings of the PAC or appointee but the report is not binding.
Does this require further exploration and can the process be truly independent if this is the case? Furthermore, if there is an option to hold a public local inquiry what criteria will be used to determine whether or not an inquiry should be held? If there are no such criteria should guidance be provided?
There have been changes to the existing procedure regarding community consultation with a requirement placed on developers to consult the community in advance of submitting an application if the proposal falls within the major development category (s.27). This consultation period should not last for less than 12 weeks and a report of the findings must be produced and submitted with the planning application. Regulations have to be produced regarding provision of notice, identifying consultees and the process to be followed. In this context lessons might be learnt by examining similar procedures recently implemented for the major infrastructure planning process in England. Whilst the process is embryonic preliminary investigations conducted by Queen’s University have indicated that potentially there are major benefits for all stakeholders. In particular the initial evidence suggests that applicants develop a much more penetrative understanding of key issues at an early stage in the process which, in turn, assists in crafting remedies.
There is provision for call in by the Department whereby it can direct that applications be referred to it instead of being dealt with by the district council (s.29). In such cases a public local inquiry may be held, though an inquiry route must be followed on called in applications relating to national security.
Is there a need to ask for clarity on what circumstances a public local inquiry may be held? Is there a need to produce guidance on this matter?
Prior to issuing a determination on a planning application there is provision whereby the Department can require the district council to provide the opportunity for the applicant to have a hearing before the district council (s.30). The procedures for hearings and who can be heard are left to the discretion of the district councils.
Does it need to be explored how consistency across the jurisdiction can be assured? How will hearings be conducted when applications cut across more than one district council area? Perhaps there is scope to develop a framework which provides guidance and fosters a rigorous and coherent approach?
There will be a responsibility for each district council to prepare a scheme of officer delegation, stating the application types where they will allow the decision to be taken by one planning officer rather than the council (s.31). In any specific case, however, the district council will be able to decide that an application which would normally fall within this scheme should be determined by the council.
In pursuit of consistency, again, is there a need to provide guidance for councils on when this should occur?
Provision has been made for creating and modifying simplified planning zones which are designed to facilitate economic development by granting permission for specified types of development (s.33-38). There is, perhaps, a necessity to take on board further advice from nature conservation experts as some designations seem to be omitted from protection, for example, Special Protection Areas, Special Areas of Conservation and Ramsar Sites do not always fall within the areas protected by the regions identified in the Bill.
The legislation regarding the submission of planning applications, particularly in relation to form and content remains substantively unchanged though powers to specify publicity requirements will be provided (mirroring the G.B situation) (s.41). This is an area which might benefit from research based upon experiences in other jurisdictions, for example, in the Republic of Ireland prior to the submission of an application, the onus is upon the applicant to publish a public notice of proposals before making an application. This must be done by placing a notice in a locally circulating newspaper and putting up a site notice that can be clearly read. The application must be received by the local authority within 2 weeks of the notice appearing in the local newspaper and the erection of the site notice and the site notice must remain in place for at least 5 weeks from the date of receipt of the planning application.
The Department or district council must have regard to the local development plan and any other material considerations in the process of determining planning applications, though the authorities can refuse to determine applications in specified circumstances (s.46-50). Grounds for refusing to determine applications are similar to the existing position, for example, a similar application has been refused on the same site less than two years previously or where a similar application is currently being determined on the same site (twin tracking). Is there a need to ask whether two years is long enough or could this perhaps be a discretionary process where the decision to refuse to determine is based upon the fact that there have been no significant changes in planning circumstances since the previous application?
Provision to appeal to the PAC remains, though the time limitation period has been reduced to 4 months from 6 (s.58). Significantly, despite support in the consultation process, there is no provision for third party appeals though it was stated in the consultation response that this is to be subject to further scrutiny (Paper 3 will provide further analysis of this issue).
Time limitations on the duration of planning permissions remain unchanged and completion notice (s.63) legislation has been consolidated. A completion notice requires a development which has a time bound planning permission, and which has been begun, to be completed. Effectively, development which has technically commenced does not remain lawful once the notice comes into effect. The district council must give at least one year for the completion and these must be confirmed by the Department before they take effect. The person on whom it is served can request a hearing before the PAC, as can the district council.
Is there a danger that this could lead to injustice if the recipient of a notice cannot reasonably complete a development –which might be the case, particularly in a time of economic uncertainty?
The district council can issue an order requiring a particular land use to stop or require buildings to be removed or altered (s.72). The NIHE has a duty to house anyone whose place of residence is displaced if there is no reasonable alternative.
Finally, under development management, new powers are to be introduced setting out the procedure for dealing with district councils’ own applications for planning permission (s.78). The powers ensure district councils do not face a conflict of interest in dealing with their own proposals for development. The principle remains that district councils will have to make planning applications in the same way as other applicants for planning permission. Provisions are introduced for district councils to grant planning permission for their own development or for development carried out jointly with another person and for development to be carried out on land owned by district councils. The Department will make regulations which will deal with governance arrangements and ensure that conflicts of interest are avoided.
The Bill deals with the prescribed requirement of an authority to consult with persons or authorities which exercises functions for the purposes of any statutory provision and there will be time limitations for responses. There is also authority for the Department to request reports on consultee compliance with specified response time periods (s.224).
Should there not be consideration for the assessment of the Department’s performance in the Bill?
Turning to conservation, the legislation remains largely unchanged though it remedies the problems which emerged as a result of the landmark Shimizu ruling in the courts, which meant that partial demolition of non-listed buildings in conservation areas did not require consent. It will in future be an offence to carry out unauthorised partial demolition of non-listed buildings in conservation areas, thereby lending greater support to built heritage protection (s.104).
Under the new enforcement provisions the Department has provided legislation for Fixed Penalty Notices (s.152-154) which aim to encourage offenders to comply with regulations, avoid the necessity of a court appearance and save on cost to the public purse. These have been introduced into Scotland but it is premature to assess effectiveness.
Finally, multiple planning application fees may be charged for development begun before the application was made (s.219). The relevant amount will be determined at a later stage and will be included in subordinate legislation. This will be a deterrent to those who flagrantly flout regulations and advice but there is a risk that unwitting offenders could be unreasonably penalised.
3.0 Consultation responses
The consultation paper explained that, in GB, parties who appeal proceedings can apply for costs to be awarded against another party in the appeal, if they believe that they have been left out of pocket by that other party’s unreasonable behaviour. This could result in a hearing being adjourned, unnecessarily prolonged, or cancelled, wasting resources and causing unnecessary expense to the aggrieved party. The consultation proposed introducing a power that would allow the PAC to award costs where a party has been put to unnecessary expense and where the PAC has established that the other party has acted unreasonably. There was overwhelming support of 90 per cent (out of 142 who responded) for this proposal. Some of the concerns expressed can be addressed by taking a closer look at the costs system as currently operated in GB. The systems in England and Scotland are accompanied by extensive separate guidance which provide examples of unreasonable behaviour which can extend to the planning authority as well as to appellants (see under Section 4 for further explanation). In its report on the consultation, the Department stated that it intended to introduce the award of costs into Northern Ireland and to issue guidance to accompany the commencement of the provisions but this has not been put forward in the Bill.
Perhaps the Department could explain why this has not been brought forward in the Bill and how it intends to proceed?
Though this will be considered in detail in Paper 3, on a point of information, the Department stated that it did not intend to bring this forward in the Bill. Given, however, that the majority of respondents supported introduction, the Department has considered that further consideration of third party appeals should be deferred until the extensive changes to the planning system under planning reform and implementation of the RPA have settled down and are working effectively. In its consultation response it stated that this approach would ensure that third party appeals would not present an opportunity to hinder the recovery and delivery of a productive and growing economy in Northern Ireland. It was indicated that third party rights at this stage could well be a competitive economic disadvantage to Northern Ireland, given that they have not been introduced in England, Scotland or Wales and there is a suggested significant risk of potential adverse impact upon investment in the Northern Ireland economy if they were to be introduced.
The consultation paper explained that provisions were introduced into Scottish legislation requiring developers to submit a start notice to the planning authority notifying it of their intention to commence development and that they have met any pre-conditions. The developer is further required to notify the planning authority when certain agreed stages of the development are completed, and again when the entire development is complete. Though 69% were in support the Department declined to bring this forward in the Bill. The Department stated that it considered that the practicalities and outcomes of the Scottish experience would need to be examined carefully before reaching conclusions as to the appropriateness of similar provisions for Northern Ireland. In particular, the Department stated that it wished to consider the resource implications and to explore the potential for closer links with the building control notification system, and any benefits that might come from this, particularly as both functions (not just building) will be the responsibility of district councils, following the transfer of planning functions. While there is some doubt over the usefulness and effectiveness of stage inspections there is evidence to suggest that notices of initiation provide security for land owners who could be assured that they have commenced development prior to expiration of their permission. There is evidence that this remains an area of confusion and concern. Such notices would alleviate uncertainty and ensure consistent agreement on the definition of commencement. Furthermore, notices of completion would ensure that development is completed in accordance with the permission granted thereby reducing levels of non-compliance and the need for enforcement action.
4.0 Comparisons and lessons from elsewhere
Other comparable jurisdictions that share the features of the Northern Ireland Planning System (i.e. England, Wales, Scotland and the Republic of Ireland) have all been active in reforming their planning systems during the last seven years. Many of these reforms have featured initiatives related to planning control. Some of these are noted below:
There is a higher degree of autonomy in decision making for local government in the planning systems of GB. Specifically, the powers of the Department are more intrusive in Northern Ireland as it will deal with all applications classified as major.
Is this likely to change? Are any provisions in place to move towards a reduced role for the Department? If so what are these? If not, should a strategy be put in place to facilitate progress towards a more devolved system?
In the Republic of Ireland the enforcement system has legislated for criminalization and there is no evidence of emerging problems as a result of this strategy. Importantly, the Department has decided to retain an enforcement system based upon discretionary principles and a test of evidence based upon the balance of probability. This means that the decision by the planning authority to take enforcement action is discretionary and not mandatory, only occurring where it has been decided that it is expedient to do so. In effect, there is discretion for the planning authority to take action or let matters rest as they are. The effect of the test imposed by the balance of probability means that the recipient of the enforcement notice does not have to prove innocence beyond all reasonable doubt (as per criminal law), but obtain, as far as possible, best evidence to demonstrate that it is not unreasonable to assume that there has been no breach of regulations. Even if objective evidence cannot be provided self-serving evidence cannot just be rejected because it is uncorroborated or unchallenged – if it is to be set aside, there must be good and sufficient reasons for rejecting it. Thus the test of evidence is much lower than in criminal law. In this context, the Irish strategy does not seem to have been explored by the Department in its scrutiny of the issue during the consultation process (see below under 5.4).
An applicant currently has six months in which to appeal to the PAC if an application is refused. In Scotland, the appeal period has been reduced to three months since 2008. It was also reduced to three months in England in 2003 but was returned to six months in 2004 following an increase in appeal numbers. England has since reduced the appeal period for householder appeals to 12 weeks from April 2009. Of the 160 respondents who commented on this issue, 65 per cent supported a reduction in the time limit, including the Northern Ireland Human Rights Commission. Majority support came from most of the respondent groupings, with only the business and development group and the agents / architects / professional and legal bodies group expressing opposition. Many of those opposed (including the PAC) quoted the experience in England where it was returned to six months.
Third party appeals are operating in the Republic of Ireland but not in the planning jurisdictions of Great Britain (see Paper 3).
Costs guidance in GB considers awards against planning authorities for the unreasonable refusal of planning permission. In any appeal proceedings the planning authority is expected to produce evidence to substantiate each reason for refusal by reference to the development plan and all other material considerations costs may be awarded against them. Similarly, while authorities are not bound to adopt, or include as part of their case, the advice given by their own officers they are expected to show that they had reasonable grounds for talking a decision contrary to such advice. If they fail to do so costs may be awarded against the authority. This makes provision for the same matters as raised in the consultation process.
How does the Department intend to progress this?
5.0 Contentious areas
The following section of the paper will highlight some of the areas that raised most interest in terms of responses from the consultation, and will consider the areas that are likely to raise further questions
The Department indicated in the consultation process that it would bring forward performance agreements (PAs) and that these should be made available to developers proposing regionally significant development. It was suggested that PAs would be a voluntary agreement between the developer and the Department which would provide a project management framework for processing applications by identifying what should be done, when and by whom, to reduce problems and speed up the handling of these large and complex applications. Although there is provision in PART 10 of the Bill for assessment of the council’s performance, there is no mention of the PA. Furthermore, there is no legislative provision for the assessment of the Department’s performance.
Is there a need to include provision for both PAs and the Department?
In the consultation process there was a mixed response when respondents were asked if they agreed with the proposal giving the Department the option to appoint independent examiners (27% for and 25% against). Those respondents who were not in favour of the proposal held the view that the PAC plays an important role in ensuring consistency in planning decision-making. A key view expressed in common by these respondents was that, as the final decision on a regionally significant application is taken by the Department, an independent examiner appointed by the Department would not be considered truly independent.
Is this an issue which needs to be unpacked in greater detail – the Department’s response is likely to be that if anyone is unhappy they can challenge the process via judicial review (an unreasonable expectation due to the excessive cost, except for the wealthy and those entitled to legal aid).
The Department does not intend to proceed with legislation to allow the PAC to determine the most appropriate appeal method. There are currently four types of process, written representation, attended site visit, informal hearing and formal hearing. In the Republic of Ireland the overwhelming majority of appeals are dealt with via written representation. There are issues on both sides here. In the case of minor forms of development, where matters are straight forward, all evidence should be in the mandatory statement provided by the appellant to the PAC. New issues can only be introduced in extenuating circumstances, hence in such cases there is no need for a more time consuming form of determination. If these were used more frequently it would speed up the process significantly for all appeals, yet in extenuating circumstances additional information could still be submitted. Where complex matters need to be scrutinised the PAC would be able to assess from the case notes provided to it by the planning authority at the outset whether a more inquisitorial process could be applied. On the other hand appellants would not be entitled to an oral hearing if this was their preferred option.
This is an issue which does not seem to have been thoroughly examined in the consultation process. While the matter was considered and 180 respondents commented on the issue, 52% indicated that the Department should not give further consideration to making it an immediate criminal offence to commence any development without planning permission. Some of those opposed commented that this would be an unwarranted draconian step and there were comments that some breaches of planning control are a result of an innocent error. The prosecution of unwitting offenders is, however, an unlikely scenario as non-compliance can frequently be remedied quickly through dialogue and prosecution normally only takes place when an offender has refused to comply. The arguments against criminalisation relate mainly to the onus of proof and the test of evidence, whereby the responsibility is on the prosecution to prove an offence beyond all reasonable doubt. This would undoubtedly put pressure on the Department’s resources as the requirement to meet such a test is high. This problem might, however, be easily remedied by mirroring practice in the Republic of Ireland and introducing reverse onus (section 156 (6)) of the Planning and Development Act 2000), whereby the recipient of the enforcement notice, not the planning authority, must prove beyond all reasonable doubt that an offence has not occurred.
This rationale which does not appear to have been explored to date, might, therefore, be worthy of further scrutiny.
[1] Department of Communities and Local Government, (2001) Planning: Delivering a Fundamental Change.
13th January 2011
Prepared on behalf of Research and Library Services by
(School of Planning, Architecture and Civil Engineering, Queen’s University Belfast)
Planning Bill (3): Community Involvement
This paper looks at the Community Involvement provisions set out in the Planning Bill. It is one of four papers prepared for the Bill, which follow a common format that highlights: the key issues arising in the Bill; summarises the findings of the public consultation and the Government’s response; reviews comparable arrangements in comparable jurisdictions and highlights potential contentious issues that arise.
Research and Library Service briefings are compiled for the benefit of MLAs and their support staff. Authors are available to discuss the contents of these papers with Members and their staff but cannot advise members of the general public.Key Points
Contents
2 Overview of themes
3 Consultation responses
4 Comparisons and lessons from elsewhere
5 Contentious Areas
5.1 Opportunities for securing further community involvement
5.2 Statutory requirements for Statements of Community Involvement
5.3 Strengthened pre-application consultation procedure
5.4 Pre-determination Hearings
5.5 Third party appeals
5.6 Securing broader community benefits from development
5.7 Learning from other jurisdictions
5.8 The need for further guidance or subordinate legislation
5.9 Equality provisions
1 Introduction
This briefing paper is the third of a set of four prepared for the Committee providing analysis of the provisions in the Planning Bill which sets out the draft legislative framework for new and revised planning procedures in Northern Ireland. The proposals in the Bill substantively replicate the instruments contained in the Planning and Compulsory Purchase Act 2004 which applies to England and Wales and the Planning (Scotland) Act 2006. These Acts effectively placed the new concept of ‘spatial planning’ on a statutory basis in these parts of the UK. Reform of the planning system in the Republic of Ireland is also underway, which will also place spatial planning as a core principle in its planning system.
Spatial planning moved the emphasis away from planning as simply regulatory practice narrowly focused on land use to planning as an activity that is both integrated with other local government services and is focused on delivery. In this context the development plan becomes, what the Department of Communities and Local Government’s Planning Green Paper 2001[1] described as, ‘the land-use and development delivery mechanism for the objectives and policies set out in the Community Strategy’. This has been accompanied in other parts of the UK by reforming the way in which communities can engage with the planning system.
This Bill makes the initial statutory provision for spatial planning to be adopted in Northern Ireland, in the context of district councils taking over some of the planning responsibilities currently handled by the DoE (NI). The basic provisions of the proposed NI legislation will, it is assumed, be supported by a new Planning Policy Statement (PPS) which would explain the broad arrangements for spatial planning, including how local communities can become involved. Additional written guidance and support should also be forthcoming.
The shift to a new form of planning, primarily located within reformed local government structures in Northern Ireland will present significant challenges for all stakeholders including professionals, officials, politicians and communities. Arguably though, the benefits of these changes potentially far outweigh the costs of major changes in culture and practice.
This paper is the third of four papers produced in support of the Committee stage of the Planning Bill, which are:
In this paper:
Section 1: identifies the key issues arising from the Bill in respect to community engagement;
Section 2: provides an analysis of the key themes;
Section 3: reviews equivalent arrangements in comparable jurisdictions; and
Section 4: identifies contentious issues which may require further scrutiny.
Members of the Assembly may find it useful to refer to the following documents in conjunction with this paper:
2 Overview of themes
Community involvement can be defined as being the processes through which planning provides “opportunities for people, irrespective of age, sex, ability, ethnicity or background, business, the voluntary sector and others to make their views known and have their say in how their community is planned and developed. Community involvement in planning should not be a reactive, tick-box, process. It should enable the local community to say what sort of place they want to live in at a stage when this can make a difference"[2]
In the consultation documents for planning reform, the Department noted that one of its objectives was to create a planning system that “allows for full and open consultation and actively engages communities". Indeed, effective community involvement is a critical element in any planning system and over the past decades there have been major attempts to improve this aspect of the planning system, with statutory defined opportunities for a whole range of stakeholders to make representations on development plans and planning applications. Effective involvement results in outcomes that better reflect the aspirations of the wider community, improves the quality and efficiency of decisions, promotes social cohesion, raises awareness of all involved about the needs of communities and the business sector, and it is also critical in raising the public’s confidence in the planning system. There are a number of key barriers to community involvement that include the costs of participation for both stakeholders and the planning authority, the complexity of some issues, the technical language of planning and problems of identifying and reaching all the relevant groups in society. Over recent years there has also been increasing concern over delays caused by the planning system, which can sometimes be accentuated as a result of participatory procedures.
The draft Planning Bill reaffirms many of the previous opportunities for community involvement, such as the need for planning authorities to produce a Statement of Community Involvement. Most notably, it provides for the transfer of many planning powers to district councils, where locally elected politicians who understand the concerns of local communities will be making the majority of planning decisions and shaping the planning policy for their council areas.
The Bill also introduces a number of new provisions for public consultation, including:
As noted in section 3 below, the Bill does not appear to provide for all the issues related to community involvement that the Department committed to in its response to consultation on planning reform and the details of many of the new provisions will be provided in future clarification and guidance. These issues and others prompted by what is included or omitted from the Bill are discussed in more detail under section 5, Contentious Issues.
It should also be noted that most of the issues raised in the EQIA undertaken for the planning reform process relate to community involvement and a number of issues are discussed in section 5.9 below.
3 Consultation responses
The arrangements over community involvement were the most common and strongest voiced issues raised during the public consultation on planning reform. The Department has issued a detailed response[3], in some cases amending its previous position in the light of the observations made. There was a mixed response to many of the issues raised during the consultation and as a consequence these highlight issues that may require more detailed scrutiny during the legislative process. A detailed report of the consultation is available[4], and for the purpose of this paper, the key issues relating to community involvement that the Committee may wish to consider are:
Do each of these commitments mentioned above require legislative provision? If so, why are these not included in the Planning Bill?
4 Comparisons and lessons from elsewhere
Other comparable jurisdictions that broadly share the features of the Northern Ireland Planning System (i.e. England, Wales, Scotland and the Republic of Ireland) have all been active in reforming their planning systems during the last seven years. Many of these reforms have featured initiatives related to community involvement. Some of these are noted below:
The Planning and Compulsory Purchase Act (2004) introduced the spatial planning approach to England and Wales, including major revisions to the development plan system. This was accompanied by a renewed emphasis on delivery of planning outcomes and on community engagement. This included the publication of specific guidance (Community Involvement in Planning: The Government’s Objectives) which explained how planning related to other forms of governance, set out operational principles, specified requirements for Statements of Community Involvement and provided details of service delivery, including a planning delivery grant, support for Planning Aid and the Planning Advisory Service.
The current Coalition government is in the process of reviewing the previous planning legislation and policy. It published its Decentralisation and Localism Bill in December 2010 which covered a number of areas of policy that may affect how the public engages with local authorities and government, such as provision for local referendum and new powers of competency for local authorities, but also included specific reforms relating to community involvement with the planning system. This includes:
Planning etc.(Scotland) Act 2006 made a range of amendments to the main 1997 legislation and in respect to community engagement introduces the following provisions:
The planning system of the Republic of Ireland is broadly similar to that of Northern Ireland, with key differences being that local authority planners have a greater range of executive powers and that third parties have a right to initiate planning appeals in addition to applicants. Third party appeals act as a way in which individuals and communities engage with planning decisions and as a consequence, other opportunities for participation are not as extensive as currently available in Northern Ireland. The main planning law is the Planning and Development Act 2000, which has been subject to a number of amendments, most recently through the Planning and Development (Amendment) Act 2010. This did not introduce any major provisions related to community consultation, although it does make minor changes to the way revisions to development plans are advertised, including specifically inviting observations related to the interests of children.
5 Contentious Areas
The following section of the paper will highlight some of the areas that raised most interest in terms of responses from the consultation, and will consider the areas that are likely to raise further questions
The consultation document for planning reform noted that one of the objectives was to create a planning system that “allows full and open consultation and actively engages communities". However the Bill provides for only relatively minor improvements in consultation from the previous system and largely remains a reactive rather than proactive system, relying on stakeholders and members of the public to respond to initiatives of the Department and district council. There is now widespread experience of innovative practices in community involvement and members may wish to review to what extent these have been taken into account and what other opportunities there may be for securing this stated aim of planning reform.
What provisions in the Bill specifically facilitate the “active engagement" of local communities? What research of good practice was undertaken in drafting the Bill and what other initiatives did the Department consider in addressing this aim of planning reform?
Statements of Community Involvement (SCI) were introduced as a duty on the Department in the Planning Reform (NI) Order 2006. The Planning Bill extends this to district councils. Other jurisdictions have set out detailed guidance on what these statements should include, yet this is currently undefined in the case of Northern Ireland. Furthermore, the Planning Bill does not make any requirements on the Department or district councils to monitor or review SCIs.
Should the requirement to prepare a SCI be accompanied by a duty to monitor and review its effectiveness?
The Bill also provides for SCIs to be prepared in relation to development plans and development management (Parts 2 and 3), but not other provisions in the Bill, including conservation, tress etc. There may be a case for establishing SCIs for all provisions under the Bill.
Is there a case that SCIs should relate to all planning functions and thus cover all parts of Bill?
The section 5.9 below notes that SCIs could also be better aligned with the equality duties of the Department and the district councils.
Should SCIs highlight the requirement to engage with the groups specified under s754 of the Northern Ireland Act 1998?
As in section 2 above, the Planning Bill (s.27) makes provision to require applicants for major developments to undertake pre-application consultation. This does not detail the requirements on applicants on the form of the consultation nor the response they should take subsequent to the consultation. The recently published Localism Bill responds to the English experience of pre-consultation procedures and proposes higher demands for pre-applications consultation. This includes:
How effective have pre-application procedures been in other jurisdictions where they have already been introduced? Are there any reasons why the Bill should not reflect the more detailed specification for why these are proposed in the English Localism Bill?
As noted above, the Planning Bill provides for councils to hold pre-determination hearings on major developments. The Bill allows discretion on behalf of the council to determine who should be permitted to address the hearing and who can be in attendance.
In the interests of openness and transparency, is it appropriate to allow district councils to exclude the public or other interests from attending or addressing pre-determination hearings?
Third party appeals were a common issue raised during the consultation for planning reform. The Department has noted that “there does not appear to be any immediate compelling reason to proceed in the public interest towards making provision for third party appeals in the current round of planning reform proposals".
Third party rights of appeal allow other parties other than the applicant to initiate an appeal on a planning decision. This has been a long standing feature of the planning system in the Irish Republic, where anyone who has made an observation on the original planning application can initiate an appeal on the outcome of a planning application, including those awarded permission.
There a number of models of third party appeals, from those of a relatively unrestricted nature, such as those available in the Republic of Ireland to more limited rights of appeal, where it may be restricted to particular cases (such as where a decision departs form a development plan or those dealing with planning permission for district councils themselves) or extend the right only to particular parties (such as statutory agencies or advocacy organisations such as community groups or environmental NGOs).
What are the variations of third party appeals considered by the Department and what are the potential impacts on each of these on public confidence, community involvement, quality of decisions and delay?
The Bill reaffirms existing powers of the Department to enter into planning agreements, which can be used to facilitate development through the developer payments, improvements to infrastructure etc. This provision is rarely used in Northern Ireland compared to other jurisdictions. The consultation on planning reform did raise the possibility of introducing a new system of developer contributions and this attracted wide qualified support. In its response to the consultation, the Department has noted that this issue is not intrinsic to planning reform and that it is an issue to be dealt with by the Executive, where a coordinated response can be provided.
This is in contrast to the situation in England and Wales, where planning legislation has been used to introduce a Community Infrastructure Levy[5] (CIL). This will allow local planning authorities to gather a contribution for local infrastructure (such as water supply, transport, schools, health centres, flood defences, open spaces etc) according to the size of new development being undertaken. In the Republic of Ireland developers of major housing schemes have been obliged to provide a proportion of affordable housing.
What assessment has been undertaken on the impact of the Community Infrastructure Levy in Northern Ireland?
While Planning Reform has a goal of securing a planning system that actively engages communities, the Department has decided not to include some interesting initiatives related to communities introduced in other comparable jurisdictions. A number of these have been mentioned above (such as third party appeals and pre-application consultation), but this section further highlights a number of other provisions that may want to be considered by the Assembly, such as:
The Decentralism and Localism Bill (England) published in December 2010 aimed to decentralise government functions to local communities and citizens and includes a number of provisions related to planning. This includes the introduction of Neighbourhood Development Plans, which local planning authorities will be obliged to produce if more than 50% of residents vote for one in a local referendum. The Bill also makes provision for Neighbourhood Development Orders, based on the Neighbourhood Development Plan that will allow communities to agree a schedule of development for which planning permission will not be required. The Bill also allows for resources to be made available to support neighbourhood planning.
Would similar provisions in the Planning Bill help the Department achieve “active engagement" of communities?
The Planning (Scotland) Act 2006 (s.24) provides for community organisations to “enter into an obligation governing operations or activities relating to the development or use of land". These function in much the same way as the planning agreements provided under the Planning Bill (s75), but provides for such agreements to be made directly between local communities and developers and not just developers and the planning authority.
Would a provision for Good Neighbour Agreements improve the local acceptability of some developments?
The Planning (Scotland) Act 2006 (s.12) provides a duty to make publicly available the information on how a particular application has been dealt with. This was aimed to increase the transparency of decision making and lists information such as the list of documents considered, the material considerations taken into account and any pre-application consultation report.
Is there any reason why the public should not be provided with the information as specified in the Scottish Planning Act?
The Government’s response to consultation noted that further clarification, legislation or guidance was needed in at least the following areas related to community involvement:
It is likely that many other areas relating to new provisions introduced in this legislation will also need further clarification prior to commencement. Other papers produced on the Planning Bill have also highlighted the need for further guidance and clarification. These note the importance of establishing such guidance in parallel with the legislation and this similarly applies to providing details on how the community can be fully involved in the planning system. It should be noted, for example, that at the time of the major planning reform in England and Wales the office of the Deputy Prime Minister issued Guidance (Community Involvement in Planning: The Government’s Objectives)[6] on how it aims to involve the public in planning.
Almost all the issues raised in the Equality Impact Statement for this Bill relate to the way in which different groups engage with the planning system and should therefore be considered under the provisions for community involvement. A number of issues may be highlighted here:
There may be a case for considering the extent to which the equality duties rely on such external organisations and if so, should such links be recognised in the legislation?
Although the Bill makes provision for pre-application consultation, it does not appear to specify how this is related to those with greatest social need.
How can the Planning Bill further provide for integrating equality provisions into the functions of the Department and district councils?
[1] Department of Communities and Local Government, (2001) Planning: Delivering a Fundamental Change.
[2] Taken from Department of Communities and Local Government, (2004) Community Involvement in Planning: the Government’s Objectives".
[3] As noted in The Planning Service (2010) Reform of the Planning System in Northern Ireland: Your chance to influence change; Government Response to Public Consultation July – October 2009, March 2010
[4] Independent Report from the Planning Reform Consultation Events 2009 Equality Statement:http://www.planningni.gov.uk/index/about/independent_report_from_the_plannng_reform_consultation_events_2009__f_.pdf
[5] This was introduced in the 2008 Planning Act, for details see The Community Infrastructure Levy, http://www.communities.gov.uk/documents/planningandbuilding/pdf/communityinfrastructurelevy.pdf
[6] See http://www.communities.gov.uk/documents/planningandbuilding/pdf/147588.pdf
17th January 2011
Prepared on behalf of Research and Library Services by
(School of Planning, Architecture and Civil Engineering, Queen’s University Belfast)
Planning Bill (4):
Implementation, Performance and Decision making: Issues of Capacity, Delivery and Quality
This paper examines issues of capacity, delivery and quality in relation to the Planning Bill. It is one of four papers and follows a common format highlighting the key issues arising in the Bill; summarising the findings of the public consultation and the Government’s response; reviewing comparable arrangements in comparable jurisdictions and highlighting potential contentious issues.
Research and Library Service briefings are compiled for the benefit of MLAs and their support staff. Authors are available to discuss the contents of these papers with Members and their staff but cannot advise members of the general public.Key Points
Contents
1 Overview of themes
3 Consultation responses
4 Comparisons and lessons from elsewhere
5 Contentious Areas
Introduction
This briefing paper is the final of four prepared for the Committee providing analysis of the provisions in the Planning Bill which sets out the draft legislative framework for new and revised planning procedures in Northern Ireland. The proposals in the Bill substantively replicate the instruments contained in the Planning and Compulsory Purchase Act 2004 which applies to England and Wales and the Planning (Scotland) Act 2006. These Acts effectively placed the new concept of ‘spatial planning’ on a statutory basis in these parts of the UK. Moreover, reform of the planning system in the Republic of Ireland is underway and it will also place spatial planning as a core principle in its planning system.
Spatial planning moved the emphasis away from planning as simply regulatory practice narrowly focused on land use to planning as an activity that is both integrated with other local government services and is focused on delivery. In this context the development plan becomes, what the Department of Communities and Local Government’s Planning Green Paper 2001[1] described as, ‘the land-use and development delivery mechanism for the objectives and policies set out in the Community Strategy’. This has been accompanied in other parts of the UK by reforming the way in which communities can engage with the planning system.
This Bill makes the initial statutory provision for spatial planning to be adopted in Northern Ireland, in the context of district councils taking over some of the planning responsibilities currently handled by the DoE (NI). The basic provisions of the proposed NI legislation will, it is assumed, be supported by a new Planning Policy Statement (PPS) which would explain the broad arrangements for spatial planning, including how local communities can become involved. Additional written guidance and support should also be forthcoming.
The shift to a new form of planning, primarily located within reformed local government structures in Northern Ireland will present significant challenges for all stakeholders including professionals, officials, politicians and communities. Undoubtedly the benefits of these reforms potentially far outweigh the costs of major changes in culture and practice.
This paper is the third of four papers produced in support of the Committee stage of the Planning Bill, which are:
In this paper, Section 1 identifies the key issues arising from the Bill in respect to Capacity, Delivery and Quality; Section 2 provides an analysis of the key themes; Section 3 reviews equivalent arrangements in comparable jurisdictions; and, Section 4 identifies contentious issues which may require further scrutiny.
Members of the Assembly may find it useful to refer to the following documents in conjunction with this paper:
1 Overview of themes
A successful Bill will aspire to achieve impartiality along with appropriate standards of consistency, transparency and quality. However, the legitimacy of the Bill will rely on an understanding of the expanded meaning of planning that is evident within the new legislation as contrasting to land use planning (see papers 1 and 2). But of equal importance within this emerging policy landscape will be the associated delivery mechanisms, including institutional apparatus, skills of all stakeholders and suitable processes of performance monitoring and review.
Locally, the Planning Bill is set in the context of an ongoing Review of Public Administration. It provides for the transfer of many planning powers and functions to district councils, where locally elected politicians will assume a key function in the spatial planning process. Charged with development control functions and with the design of local plans, the role of local government is critical in the process. Through enhanced decision making processes and more extensive consultation obligations, the Bill intends to address a democratic deficit while improving the quality and legitimacy of public decision making. Specifically planning will become more locally accountable as elected representatives influence activities within their locality. This new framework of governance ought to create conditions that nurture experimentation and embrace diversity. However, implementing the institutional apparatus is no guarantee of success as innovation and change do not necessarily follow from administrative reform.
There are a number of potential barriers to effective delivery including the establishment of new organisational structures, relationships and collaborations; the adoption of the new functions and powers; expertise, personnel and technical aspects of planning. Finally pressure on the public purse, as evidenced through recent budget cuts, is likely to continue and will also have considerable influence as councils balance potential tensions such as the need for consultation while being expedient or achieving transparency as well as best value.
1. Integration - The integration of all components of planning will be central to the Bill’s success and this relies on the institutional infrastructure or the governance arrangements and buy-in from key stakeholders. Morphet et al[2]. (2007) note that following reform in England, the role of planning has not been widely understood among those working in the system and consequently that system has not transformed to reflect a more integrated approach.
a. Governance: an evolving system of governance with the creation of new relationships internally and externally to local government and engagement with a breadth of stakeholders. A network or lattice of relationships among the relevant agencies and organizations will avoid a disjointed or ‘silo’ approach to planning matters. Significant opportunities appear to have been lost through a failure to make connections to emerging functions and activities within councils that are accompanying proposed local government reform in Northern Ireland. For instance the intended ‘Partnership Panel’ would have an advisory role to formalise relations between central and local government and to provide strategic direction. Meanwhile the planned ‘power of well-being’ would allow councils to take action to promote or improve the well-being of their district. It is not clear how such instruments will impact on the Bill.
Why have explicit links not been made to the emerging functions that are following from reorganisation of the public sector and associated reform of local government? How will the Department ensure that an overly complex process is avoided and that an integrated approach is achieved?
b. Leadership: in other areas e.g. England and Scotland, a Chief Planning Officer provides a professional leadership role to complement administrative leadership provided through elected representatives and their departments. Indeed, it should be noted that the Bill provides for planning functions to lie with the Department and this will focus the leadership and accountability of this arrangement. From a legislative perspective, the Chief Medical Officer in NI could provide a precedent for replication within planning.
Who has the power to provide leadership through a strategic and integrated approach? Who will lead this process - why has a Chief Planning Officer function not been created?
c. Stakeholder involvement: Many different stakeholders will have a legitimate interest in planning in NI. More than simply local authority planning staff, elected representatives, landowners and developers, this relates to a broad church of interested parties including local communities, businesses, interest groups and ‘non-planning’ departments within local authorities, to name but a few. Building the capacity and competency of these different actors to effectively engage with the planning process, while also achieving their compliance, will be a necessary activity. Cultural transformation is unlikely to occur in the absence of education and radical attempts to enlighten legitimate interest groups planning more integrated systems of working.
What arrangements and resources are in place to ensure the advocacy, competency and capacity of local communities, vulnerable groups and other stakeholders so that they are able to fully participate in the planning process?
2. Capacity and transparency - The Department retains key functions and will lead the process of performance, management and audit. The power of the Department to intervene across many of the delegated functions and to oversee a monitoring and performance management role has been written into the legislation. While the Department has always intervened in the planning process, institutional reform will result in new operating arrangements.
a. Departmental intervention and direction: the Department can direct the SCI (Statements of Community Involvement) if no agreement can be reached with the DC (District Council), indeed timetables for Statements of Community Involvement are to be agreed between councils and the Department. The Department has powers of intervention in development planning process – this may relate to preparation, withdrawal, adoption and approval of local development plans (including joint plans) and their independent examination. It can also direct local councils to work together for the preparation of local plans. In England and Wales Joint Planning Committees are recognised as statutory planning authorities.
Under what circumstances and in what conditions will the Department direct councils to work together? What powers do the Department have to insist upon such coalition? Why have formal arrangements not been provided for within the Bill? How does this affect accountability and responsibility for plans?
b. Performance management has relevance within the Department and at local government level. Planning Service was established as an Executive Agency in 1996 with the aim of improving its management, efficiency and financial performance. The Department recently announced the “deagentisation" of the Planning Service as part of the transition to the newly reformed planning system. A change to this will provide both opportunities and potential drawbacks. The new structure will include the transference of core planning functions (i.e. development plan and management; and strategic operations) to the Department by April 2011. Meanwhile existing Divisional Planning Offices will be reduced to five, mirroring new local government structures. They will continue to provide a service to the local councils as the planning authority of that area. No longer operating as an Executive Agency, the Divisional Offices will have a separate legal entity to the Department. As an independent entity it will not be subject to the same governance arrangements, thus raising questions of accountability, transparency and delivery.
The Department will carry out a statutory audit function on council performance and decision making regarding general and particular functions under the Bill (Section 10, para. 203).
This raises issues of expertise, capacity and breadth of performance management. Section 10 provides ample detail on matters of council performance and decision making in relation to development control. However, it does give equal clarity or direction to other issues that relate to spatial planning, a process underpinning the Bill. For instance sustainable development (para. 5) receives passing attention and is dealt with in a way that suggests a one-off activity (for instance para. 9(7) requires councils to prepare a sustainability appraisal and report on this to the Department). But as Morphet[3] (2011) points out, even though a Sustainability Audit is required by EU Directive, it is not a one off process, but should operate in parallel with the local plan. Similarly the way in which community is defined and involved remains unclear in the legislation.
How can an assessment be made that the local planning process is ‘fit for purpose’ and is ‘deliverable’, and who makes the assessment? What measures will be used to monitor and evaluate the statements of community involvement and of sustainability? How will the “deagentisation" of the Planning Service effect the management and performance of the Department’s planning functions? Who monitors and evaluates the performance and decision-making of the Department? How will Divisional Planning Offices be evaluated?
c. Subordinate legislation: Many of the details of new provisions are to be provided in supplementary and subordinate guidance or legislation.
What is the intended implementation schedule, i.e. timing, form and content of supporting legislation and guidance?
d. Expertise and technical changes will impact on the capacity of planning agents to deliver. This has a bearing on planning departments and planning professionals, but crucially, it also relates to the wider planning bailiwick. During the reform of the planning system in England and Wales it was recognised that there was a significant differential in the performance of local planning authorities. To overcome this, it introduced a Planning Delivery grant to incentivise performance and support capacity where needed. Focused on delivery and outcomes and among the measures funded were bursary and mentoring schemes. Another aspect of the reform in England and Wales are the powers to award grants to organisations such as Planning Aid that provide assistance and advice on all aspects of planning (2004 sect 115, para 304A). Meanwhile the Bill takes a very limited approach. It provides for research and education grants, along with grants for planning activities related to specific proposals for land use.
Does the Department intend to introduce an incentive scheme or capacity building for district councils planning functions? Are there plans to implement a training and development programme to engender the shift in mindset that is necessary for a new understanding of planning? Especially in the light of budgetary cuts, what financial resources exist that will ensure sufficient technical knowledge and adequate capacity is developed among different planning agents – planning and non-planning professional; and community representatives? What expertise is available to evaluate planning (from individual officers through to council and departmental levels) as an all-encompassing process whereby places are created?
e. Probity: There is enhanced responsibility for local councils and individual officers across the implementation of the Bill. Individual officers will have a role in reviewing proposals under the scheme of delegation (para. 31) and scrutiny will occur through the governance arrangements that are currently under consultation under Reform of Local Government. Guidance will be provided from the Departments of Environment and of Regional Development as well as OFMDFM. However, the planning process has the potential to be a critical element in the viability of a commercial property scheme and in other jurisdictions it has been vulnerable to some acts of corruption. More than many others areas of public policy, it is necessary to ensure all decisions are made in a transparent way that upholds the most stringent standards of probity. For these reasons this transcends issues of scrutiny that are part of good governance within local councils as currently under consultation.
Are any specific arrangements being made to uphold the probity of the planning system in the transfer to district councils?
3. Quality of the built environment: while issues relating to efficiency and effectiveness are central considerations in the overall planning reform process, it must also be remembered that the public increasingly judge planning outcomes in terms of the quality of the environment they have to live and work in. A more qualitative approach to planning needs to permeate all aspects of the system, including: the different stages of development planning; master-planning; area-action planning; planning policy and, of course, development management. This is absolutely essential if we want to create a structure and system that delivers higher quality, workable environments that communities are proud to live and work in.
This might be captured in follow-on policy/guidance and through creating multidisciplinary teams within the councils. However, it is important to have legislative endorsement for such an approach. Very significantly, in this regard, ‘Sustainable development’ has now been redefined in English Planning law to include ‘good design’. S.39 of the Planning and Compulsory Purchase Act 2004 was amended so that, in contributing to the achievement of sustainable development, the planning body ‘must (in particular) have regard to the desirability of achieving good design.’
Why has this important reference to ‘good design’ not been included in the current Bill? Can we be reassured that the design of the built environment will become an important feature in the new spatial planning system?
3 Consultation responses
There was a mixed response to many of the issues raised during the consultation and a detailed report of the consultation is available[4]. Many of these issues are to be accommodated in subsidiary legislation and supplementary guidance. This highlights the fact that the Bill is part of a more comprehensive programme of reform and underlines the import of subsequent policies and documentation that are both timely and sufficiently detailed. Specifically the consultation responses that have not fully been dealt with by the Bill that the Committee may wish to consider in relation to capacity, performance and quality include:
4 Comparisons and lessons from elsewhere
Other jurisdictions have embraced the spatial planning concept, indeed harmonisation of regulation as part of the European project has been evident following the Single European Act (1987). Local government reform across the globe has meant that top-down agenda setting and decision-making processes have been replaced by a range of different partnerships involving government and interest groups including local communities. Aiming to achieve greater efficiency and accountability, these reforms also intend to ensure citizen involvement at the local level. The availability and quality of information flowing between government and citizens should therefore become more useful and meaningful.
Spatial planning emerged in England in the early 2000s (Planning and Compulsory Purchase Act 2004) and many of the lessons and experiences have particular resonance for this Bill. At the same time as planning legislation placed a statutory obligation on local government in England to prepare community strategies, reform of local government was also occurring. The publication of specific guidance (Participation and policy integration in spatial planning 2008) supports the general reform of local planning and more particularly the implementation of local development frameworks. It thus provides direction on issues of governance and good practice by focusing on policy integration, local government collaboration and wider stakeholder engagement. By focusing on matters of delivery, integration and performance management, reform in England and Wales has both encouraged and guaranteed transformation of the system. For instance legislating for the creation of Joint Planning Committees (PCPA 2004 para 29) created a sound framework of governance so that through joint working, local authorities are constituted as the statutory planning authority for a particular area. That legislation makes explicit links to the Local Government Act (1972).
As a result of these overarching transformations, cultural change within the planning profession has been necessary to ensure that planning is a proactive and integrated process, rather than a regulatory tool. One of the single greatest challenges that arose as a result of this was that planners in England and Wales failed to appreciate the sea change necessary for reform. Attention was paid to planning practice, expertise and performance which, although crucial elements of the reform process, do not complete the requirements of change. This narrow focus failed to acknowledge the importance of culture, values and knowledge. Thus challenges arose in different areas including achieving meaningful stakeholder involvement; ensuring flexibility and expediency; and avoiding complexity and bureaucracy. Subsequent subordinate legislation and performance management have helped define the approaches underpinning this paradigm shift. For example the test of ‘deliverability’ (under PPS 12 in England) requires LDFs to be supported by evidence of need.
Associated schemes such as the Pathfinder Initiative (http://www.sqw.co.uk/nme/about.htm) as implemented by the former Neighbourhood Renewal Unit in the Office of the Deputy Prime Minister show how integration with other departments and functions can influence spatial planning. By demonstrating leadership and allowing freedoms and flexibilities on the part of local authorities, the scheme sought to allow local communities to be more responsive to specific economic, social and environmental issues that they were facing. Inevitably these activities affect planning. Such schemes emphasise the need for innovative approaches and a movement from tried and tested approaches to ensure that planning is appropriate to local conditions.
Continuing emphasis on flexibility and innovation; along with promoting locally based approaches and solutions to community planning is evident through council powers of well-being and also within emerging policy and rhetoric of the current UK Coalition government. Advancing its concept of the Big Society and shift from Big Government is the Decentralisation and Localism Bill published its in December 2010. It seeks to empower local people and provides greater autonomy and responsibilities to local councils. Not only are Community Infrastructure Levies being used to ensure spending at a local level, but pioneering place-based or community budgets are being tested across 16 areas with a view to full implementation by 2013. By incentivising local communities with control over local budgets, community planning becomes a meaningful and attractive prospect. Meanwhile Community Right to Challenge provides local communities with the ability to scrutinise the performance of local councils ensuring transparency and efficacy in public service delivery.
The planning system of the Republic of Ireland is broadly similar to that of Northern Ireland, with a key difference being the right for third parties to initiate a planning appeal as well as applicants. This acts as a key way in which individuals and communities engage with planning decisions and as a consequence, other opportunities for participation are not as extensive as currently available in Northern Ireland. The main planning law is the Planning and Development Act 2000, which has been subject to a number of amendments, most recently through the Planning and Development (Amendment) Act 2010.
Creating a forum for debate and dialogue outside of the planning process and beyond government is often an effective way to achieve change. The National Planning Forum represents a cross-sectoral voice on planning issues in England and is involved in a range of activities including networking, promotion of good practice and influencing policymaking. Here we see membership drawn from local government, government agencies, but also from a range of non-governmental organisations. No such body exists within Northern Ireland, but this would provide an opportunity to embed planning as a process that is about more than land use.
The role of professional organisations such as the Royal Town Planning Institute or the Royal Institute of Chartered Surveyors, or of non-governmental organisations should not be overlooked as planning reform is implemented. Their function in supporting the profession specifically in technical and professional areas or in the promotion and exchange of good practice has been important in the past. Their utility has been demonstrated recently within the ongoing reform programme in England and Wales.
5 Contentious Areas
While many of the issues associated with implementation, performance and decision making are dealt with through development planning and management process (see papers 1-3); there are a number of additional areas that are likely to raise further questions:
1. Collaboration and policy integration: Creating place is not just about land use, concern with space involves wider issues of well-being, such as health, education and wider social care. Pivotal to this will be the establishment of effective working relations with different interest groups to deliver locally based solutions.
How will these connections be defined, nurtured and maintained to avoid defensive reactions and strategies from individual councils? Is there a link between potential alliances and the new RPA boundaries? How will cross sectoral collaboration be guaranteed? Furthermore, many councils already collaborate under other policies, such as the NI Rural Development Programme. How will lessons already learned from collaborative activity be used? How will duplication of function be avoided? How will pre-existing relationships be protected?
2. Budgets and resources: this has relevance across the implementation of the Bill. A reduction in public expenditure has created a relatively austere financial environment that is likely to impact on the capacity of local government to deliver.
How will these cuts influence the implementation of the Bill? Other resource related contention may arise from the expanded expertise necessary within councils. Taking account of the expanded role of local government and associated pressures to perform while remaining attentive to quality standards, what resources will be available to ensure a smooth transition to the new system? Will sufficient resources and time be allocated for future consultations on subsidiary legislation and supplementary guidance? Finally, while the spirit of the Bill is about the transfer of powers, the reality remains that local areas are fairly limited in terms of directly influencing budgets. To what extent can processes of local development be implemented in the absence of locally held community funding?
3. Delivery and equality: This Bill has ambitious aspirations of inclusion and participation. However, given the history of community relations in Northern Ireland and of increased ethnic diversity and incidences of conflict associated with these relatively new and emerging communities, community relations is likely to remain a challenging and contested area. Although legislation such as Section 75 of the NI Act (1998) or the Race Relations (NI) Order (1997) provide the framework for equality of opportunity and positive community relations, widespread participation and engagement does not necessarily follow.
To what extent can an assessment be made that appropriate and effective community engagement has been achieved by local councils? How will the Department ensure that expectations are fulfilled?
[1] Department of Communities and Local Government, (2001) Planning: Delivering a Fundamental Change.
[2] Morphet, J., Gallent, N., Tewdwr-Jones, M., Hall, B., Spry, M. and Howard, R. (2007) Shaping and delivering tomorrow’s places: Effective practice in spatial planning (EPiSP), London: RTPI, CLG, GLA and JRF.
[3] Morphet, J. (2011) Effective practice in spatial planning. Oxford: Routledge
[4] Independent Report from the Planning Reform Consultation Events 2009 Equality Statement:http://www.planningni.gov.uk/index/about/independent_report_from_the_plannng_reform_consultation_events_2009__f_.pdf
2 February 2011
Zoning for Social Housing
The following paper looks at the zoning of land for social housing in other jurisdictions,
such as the Republic of Ireland, England and Scotland
Paper 000/00 NIAR 000-00
Research and Library Service briefings are compiled for the benefit of MLAs and their support staff. Authors are available to discuss the contents of these papers with Members and their staff but cannot advise members of the general public.Republic of Ireland
Over the past decade, there has been legislative emphasis on increasing the supply of social housing. According to a 2004 report by the National Economic Social Council (NESC) the reduction in social housing provision in the 1980s and the sale of public land banks greatly reduced the role of the local authorities in the overall land and housing system. Increasing pressure of access and affordability prompted a revival of social housing provision in the 1990s. But that increase in supply was constrained by the high price of land. In that context, the adoption of Part V of the Planning and Development Act 2000 can be seen as an attempt to achieve a stronger supply of social and affordable housing.[1]
In the Planning and Development Act, 2000:
The NESC argued that the core social housing stock had fallen to a level that was too low in comparison to the composition of the housing needs of the population[2]. The Council’s overall view at the time was that the need for social housing was unlikely to diminish, given likely economic and social developments. One of the main concerns with the NESC was the scale of increase in the overall stock of social housing necessary to provide an adequate supply.[3] In fact the NESC suggested that increasing the social housing stock to 200,000 by the end of 2012 (an increase of 9000 units per year) would be an appropriate response to the demand.[4] The increase in the zoning of land was also highlighted in suggested policy approaches by the NESC, in order to remove its scarcity[5]
The encouragement over the last decade on the zoning of land to increase the supply of social housing has clearly had an impact. According to an article by the Irish Independent, local authorities in the ROI rezoned enough land during the property boom, to build more than a million homes that were not needed. Councils rezoned more than 44,000 hectares of land for housing over the past ten years, an excess of 31,633 hectares.[6]
This is enough land to build almost 1.5 million houses and apartments[7], and based on information from the Department of the Environment, the Irish Independent has highlighted that only 400,000 units are actually needed up to 2016.
Questions have been raised over the complete lack of regulation that enabled councillors to deem vast tracts of land suitable for housing. An Bord Pleanala chairman John O’Connor criticised the extent of the rezoning, saying that excessive and unsustainable zoning of land had been a contributor to the property bubble and its aftermath.
According to NISRA, in their 2010 report ‘A Haunted Landscape: Housing and Ghost Estates in Post -Celtic Tiger Ireland’[8]:
In response to the crisis, in December 2010 the Environment Minister John Gormley enacted the Planning and Development (Amendment) Act 2010 which:
England
Housing Planning Policy Statement (PPS3) doesn’t specifically mention zoning as such but does outline the process by which suitable land sites for housing should be identified. It suggests that at the local level, Local Development Documents should set out a strategy for the planned location of new housing which contributes to the achievement of sustainable development. Local Planning Authorities should, working with stakeholders, set out the criteria to be used for identifying broad locations and specific sites taking into account[10]:
A key objective is that Local Planning Authorities should continue to make effective use of land by re-using land that has been previously developed:
Scotland- Planning for affordable local housing
According to the Committee for Rural Affairs and Environment councils in Scotland have some limited powers to plan specifically for affordable local housing. The Committee wished to ascertain how these powers were being applied and whether giving councils any extra powers could add to their effectiveness.[12]
A developer giving evidence to the Committee observed that one way to make housing cheaper would be to zone more land for it.[13] The Chief Planner indicated that the evidence for it was not entirely clear-cut[14] and that land designated for housing will not always end up being used for this purpose. In addition, as witnesses from the social rented sector pointed out, social landlords are generally at a disadvantage against commercial developers in any situation where land is sold in a free market. This would presumably hold true even where land prices fell because of an increased supply. Zoning more land for housing is therefore not a panacea and is not without potential disadvantages (land being a finite resource).
In response to this the Committee stated that they “would encourage councils to zone more land for housing, if councils consider that they can do so without detriment to other important land-use priorities. It is unclear whether zoning more land would, in itself, make any more than a marginal difference to house prices, but it should be seen as a necessary first step in the change in planning culture that the Committee considers is needed. Councils should continue to be mindful, however, that their main priority in drawing up local plans should be to ensure that the most appropriate land is zoned for housing in the first place."
According to the Committee there appears to be no shortage of space in much of rural Scotland and yet there is a widespread perception that land for housing is hard to come by. The Committee has sought to examine this and is of the opinion that the solution is not simply to zone more land for housing, as there appear to be obstacles that prevent rural land that has been zoned for housing, actually being released for that use. For example:
There is evidence of land zoned for housing over decades in successive local plans remaining undeveloped, in some cases because the land was never apparently suitable or economically viable for housing in the first place.
Homes for Scotland, the representative body for the building industry told the Committee that there had been instances of councils designating land for housing, without first checking with utility providers whether the necessary infrastructure could be realistically provided there. It was only much further down the line, when developers were seeking to get projects to work, that such problems would become apparent.[15]
According to the Committee’s Report 2009, the Highland Housing Alliance cited a report which stated that around “30 per cent of land zoned in local plans was unable to be developed, because either there were access and legal problems or the landowner simply did not want the land to be developed. The land might have been included in the plan without properly consulting the landowner to ask whether they were serious about moving it into development."
In fact the Committee suggested that it would be good practice for councils to carry out regular audits of land zoned for housing to ascertain whether it continues to be appropriately designated (or was inappropriately designated in the first place), and, if not, to re-designate it. This should be done independently of, and (the Committee would suggest) more frequently than, the process of revising local plans.
There is no legal obligation on landowners to make land zoned for housing available for development. In practice, the attitude of local landowners towards development can have a huge effect on the availability of affordable housing. According to the Committee this is particularly the case where much of the land surrounding a community is concentrated in the hands of only a few people, or belongs to just one estate, as is often the case in rural Scotland.
The Committee has made clear that there is a mixed situation in Scotland, where some landowners form effective partnerships with other local housing stakeholders, working together to help secure affordable accommodation in areas of high need. Others, however, do not, to the extent even of allowing existing properties to lie empty and fall into disrepair rather than lease or sell them to local residents.[16]
As a general conclusion, however, the Committee has found that the lack of zoned land being made available for affordable development is one of the biggest difficulties facing the rural housing market.
[1] NESC, Housing in Ireland: Performance and Policy (2004)
http://www.nesc.ie/dynamic/docs/NESCHousingReport.pdf (Pg 191)
[2] Ibid (Ch 3)
[3] Ibid (Ch 4)
[4] Ibid (Pg 152)
[5] Ibid (Pg 191)
[6] Irish Independent, ‘Councils Zoned Land for Million Surplus Homes’ www.independent.ie/national-news/councils-zoned-land-for-million-surplus-homes-2373654.html
[7] Far more than the suggested development in 2004 by the NESC of 200,000 by 2012.
[8] NISRA (2010) A Haunted Landscape: Housing and Ghost Estates in Post-Celtic Tiger Ireland http://www.nuim.ie/nirsa/research/documents/WP59-A-Haunted-Landscape.pdf
[9] For more information see DEHLG, Implementation of the Regional Planning Guidelines Best Practice Guidance (2010) (p.9) http://www.environ.ie/en/Publications/DevelopmentandHousing/Planning/FileDownLoad,1605,en.pdf
[10] PPS3:Housing http://www.communities.gov.uk/documents/planningandbuilding/pdf/planningpolicystatement3.pdf (pg 14-16)
[11] For more information see PPS3:Housing http://www.communities.gov.uk/documents/planningandbuilding/pdf/planningpolicystatement3.pdf
[12]See the Committee Report 2009 http://www.scottish.parliament.uk/s3/committees/rae/reports-09/rur09-05.htm#14
[13] Andy Pearson, Tweed Homes. (Scottish Parliament Rural Affairs and Environment Committee, Official Report, 25 June 2008, Col 888.) The witnesses from Homes for Scotland, the umbrella body for developers argued that if there was to be any chance of the Government meeting its ambitious medium-term target of 35000 new houses per year, much more land needs to be zoned in local plans. (Scottish Parliament Rural Affairs and Environment Committee, Official Report, 28 May 2008, Col 776. For more information see: http://www.scottish.parliament.uk/s3/committees/rae/reports-09/rur09-05.htm#_ftn51
[14] Scottish Parliament Rural Affairs and Environment Committee, Official Report, 25 June 2008, Col 857
[15]See the Committee Report 2009 http://www.scottish.parliament.uk/s3/committees/rae/reports-09/rur09-05.htm#14
[16] For more information on obstacles to releasing zoned land for development, and for possible incentives to release private land see the Committee Report (2009) (para 111 to 141). http://www.scottish.parliament.uk/s3/committees/rae/reports-09/rur09-05.htm#14
27 January 2011
Planning Reform Bill: Follow-up work from Research Briefing Sessions
The following paper gives further information requested during the briefings by Dr Ken Sterrett,
Dr Geraint Ellis, and Dr Ruth McAreavey from the School of planning, Architecture and Civil Engineering at Queens University Belfast. This is in relation to the four research papers
produced on behalf of Research and Library Services, on the draft Planning Reform Bill.
Paper 000/00 NIAR 000-00
Research and Library Service briefings are compiled for the benefit of MLAs and their support staff. Authors are available to discuss the contents of these papers with Members and their staff but cannot advise members of the general public.Many of these issues are about good practice and implementation on the ground. The following provides an overview of the legislation and suggests some additional websites that provide excellent resources and a range of guidance material.
1 The Community Infrastructure Levy
The Community Infrastructure Levy is a new levy that local authorities in England and Wales can choose to charge on new developments in their area. The money can be used to support development by funding infrastructure that the council, local community and neighbourhoods want - for example new or safer road schemes, park improvements or a new health centre. The system is very simple. It applies to most new buildings and charges are based on the size and type of the new development.
If such a levy was considered it could:
2 Leadership- The introduction of a Chief Planning Officer, as is the case in England + Scotland
The functions of the Chief Planner include helping local councils deliver their local plans for better housing and sustainable communities; ensuring the development of the skills and capacity of planning professionals and of planning careers more generally. One of the main functions arising from the role is the provision of non-statutory guidance and advice on issues that are enshrined in the legislation. These ‘planning circulars’ are used to explain policy and regulation more fully. Many are quasi-legislative and include a direction or requirement to take specific action. Letters are used to provide key communication between central and local government. Many circulars and letters include guidance on implementation of aspects of planning policy.[2]
For more information visit: http://www.communities.gov.uk/planningandbuilding/planningsystem/circulars/
3 Performance management
The UK Localism Bill gives the community the right to challenge councils – leaves them open and directly accountable. This is about shifting power from central to local government and then outwards to civil society. Essentially if a group, organisation, partnership, etc. believe that local government are not delivering particular services or fulfilling key functions, then they can challenge the council. As part of the challenge they must demonstrate how they plan to deliver the services differently and more effectively. Clearly this raises questions of capacity in terms of the types of groups that would be positioned to challenge local government.
4 Localism Bill ‘community right to challenge’ - legal briefing
The Localism Bill, whose second reading in the House of Commons is scheduled for Monday 17 January 2011, includes a proposed right for civil society organisations to challenge the provision of services by local authorities.
The definition of ‘civil society organisations’, and the decision to exclude particular services from the right to challenge, would lie with the Secretary of State for Communities and Local Government. It is important to note that a successful challenge would not give the challenger the right to deliver those services.[3]
There is more discussion on right to challenge at these sites: http://www.civilsociety.co.uk/finance/news/content/8071/localism_bill_right_to_challenge_applies_to_causal_communities_too ;
http://www.thirdsector.co.uk/news/Article/1041079/Right-challenge-voluntary-sector-says-Greg-Clark/;
http://www.ncvo-vol.org.uk/networking-discussions/discussions/bigger-picture/localism
The Localism Bill introduces a number of other measures that may be of interest to the NI Environment Committee, for instance requiring publication of senior officer salaries and of the provision of more detailed budgetary information.
(This also touches on issues of implementation).
Core strategies must be effective: this means they must be:
Core Strategies should show how the vision, objectives and strategy for the area will be delivered and by whom, and when. This includes making it clear how infrastructure which is needed to support the strategy will be provided and ensuring that what is in the plan is consistent with other relevant plans and strategies relating to adjoining areas. This evidence must be strong enough to stand up to independent scrutiny.
Therefore it should:
A strategy is unlikely to be effective if it cannot deal with changing circumstances.
Core strategies should look over a long time frame – 15 years usually but more if necessary. In the arena of the built and natural environment many issues may change over this time. Plans should be able to show how they will handle contingencies: it may not always be possible to have maximum certainty about the deliverability of the strategy. In these cases the core strategy should show what alternative strategies have been prepared to handle this uncertainty and what would trigger their use. Authorities should not necessarily rely on a review of the plan as a means of handling uncertainty.
A core strategy must have clear arrangements for monitoring and reporting results to the public and civic leaders. Without these it would be possible for the strategy to start to fail but the authority and indeed the public would be none the wiser. Monitoring is essential for an effective strategy and will provide the basis on which the contingency plans within the strategy would be triggered. The delivery strategy should contain clear targets or measurable outcomes to assist this process.
An AMR should:
AMRs should be used to reprioritise any previous assumptions made regarding infrastructure delivery. Guidance on the approach to developing monitoring frameworks and producing annual monitoring reports is set out in the Local Development Plan[5]
The new spatial planning system requires the Development Plan Document (DPD) to demonstrate that its core strategy is sound. The nine tests of soundness are grouped under the headings of ‘procedural’, ‘conformity’ and ‘coherence, consistency and effectiveness’ as set out in PPS12 (ODPM, 2004: para. 4.24). Box 2.2 provides a summary of these ‘tests.’
Box 2.2: The Nine Tests of Soundness:
Procedural tests
(1) The Development Plan Document (DPD) has been prepared in accordance with the Local Development Scheme (LDS);
(2) The DPD has been prepared in compliance with the Statement of Community Involvement (SCI), or with the minimum requirements set out in the regulations where no SCI exists;
(3) The plan and its policies have been subjected to Sustainability Appraisal.
(4) It is a spatial plan which is consistent with national planning policy and in general conformity with the Regional Spatial Strategy (RSS) for the region or the Spatial Development Strategy (SDS) if in London, and it has properly had regard to any other relevant plans, policies and strategies relating to the area or to adjoining areas;
(5) It has had regard to the authority’s Community Strategy.
(6) The strategies/policies/allocations in the plan are coherent and consistent within and between DPDs prepared by the authority and by neighbouring authorities, where cross boundary issues are relevant;
(7) The strategies/policies/allocations represent the most appropriate in all the circumstances, having considered the relevant alternatives, and they are founded on a robust and credible evidence base;
(8) There are clear mechanisms for implementation and monitoring;
(9) It is reasonably flexible to enable it to deal with changing circumstances.[6]
5 Joint community work – Localism Bill
Joint working also arises from additions to Planning and Compulsory Purchase Act 2004 through Joint Committees who become the statutory planning authority for that area.
Part 2 of the 2004 Act provides for local development plans in England. Under the system, local planning authorities are required to prepare a local development scheme which is in effect a project plan" for the preparation of local development documents. The scheme identifies which local development documents will be produced, in what order and when. Local development documents consist of development plan documents and supplementary plan documents. Development plan documents, taken as a whole, together with the relevant regional spatial strategy (RSS) under Part 1 of the Act constitute the development plan for the area. Applications for planning permission must be determined in accordance with the development plan, unless material considerations indicate otherwise.
Section 29 of the 2004 Act makes provision for one or more local planning authorities to agree with one or more county councils to establish a joint committee. The Secretary of State may by order constitute a joint committee to be the local planning authority for the purposes of Part 2 of the 2004 Act for such areas and in relation to such matters as the constituent authorities agree.
The joint committee established by this Order will exercise the functions of a local planning authority under Part 2 of the 2004 Act in relation to the preparation, submission and revision of certain local development documents specified in the local development scheme submitted to the Secretary of State on 16 March 2007, a joint local development scheme and local development documents specified in the joint local development scheme.[7]
Legislation can be viewed at
http://www.statutelaw.gov.uk/content.aspx?LegType=All&searchEnacted=0&extentMatchOnl
y=0&confersPower=0&blanketAmendment=0&sortAlpha=0&PageNumber=0&NavFrom=0&parentActiveTextDocId=973677&ActiveTextDocId=973678&filesize=6224
Also of possible interest to the Environment Committee:
Local authorities in England are invited to apply to become Neighbourhood Planning Vanguards. They will be pioneers for this process and help push the boundaries of what it can achieve. We are looking for around a dozen places - a range of rural and urban, prosperous and in need of regeneration - which will give us the greatest insight into how neighbourhood planning will work in practice.
The Neighbourhood Planning Vanguards scheme has been instigated by the Department for Communities and Local Government in advance of the new statutory provisions for neighbourhood planning being introduced through the Localism Bill. The Bill is expected to receive Royal Assent in late 2011. A key requirement of the Neighbourhood Planning Vanguards scheme is that the development of proposals involves a community group or a parish council. All local planning authorities in England are invited to apply.
The proposals developed through the Neighbourhood Planning Vanguard scheme may vary in their scope and complexity, or in the size of the area covered. The proposals should involve one or more of the following and relate to part of a local planning authority’s area:
All Neighbourhood Planning Vanguards will be asked to liaise closely with the Department’s staff throughout the preparation of any plan or order.
The Neighbourhood Planning Vanguards scheme aims to follow, as closely as possible, the procedures for neighbourhood planning being established through the Localism Bill. It therefore expects the local planning authorities participating in this scheme to, as far as practicable:
In addition, though not a requirement of funding, it has suggested that local planning authorities should undertake a referendum on the proposed neighbourhood plan or order.
Given that the relevant provisions in the Localism Bill are not yet in force, local planning authorities will need to operate within the restraints of the current system for producing development plan documents and local development orders.
Under this scheme, a grant of up to £20,000 will be made available towards the cost of the plan and orders within each neighbourhood.[8]
6 Implementation (examples elsewhere and also strategic partnerships in other jurisdictions).
(a) Community planning: the following pilot project that is being led by the NI Rural Development Council may be of particular interest to the Committee.
The Rural Development Council (RDC), in association with DCP Strategic Communication, development planning partnerships and Streets-UK, developed a proposal to implement a community planning pilot project in the Fermanagh and Omagh District Council areas.
The pilot aims to:
The initial proposal was to pilot a community planning process and develop a draft Community Plan in the Fermanagh / Omagh proposed new council cluster area over an 18-month period. Given the current status with RPA it now looks unlikely that the two Councils will be clustered therefore the consortium is consulting and working with both Councils to find the most beneficial way to collaborate and implement the pilot.
Features of the Pilot:
The programme aims to promote a cross-disciplinary model using best practice in community development, community relations, communications and formal planning processes, by encouraging the following:
(b) PPS 12
Local authorities should undertake timely, effective and conclusive discussion with key stakeholders on what option(s) for a core strategy are deliverable.
Key stakeholders should engage in timely and effective discussions with local planning authorities on the deliverability of options for core strategies.
It is essential that stakeholders key to the plan’s delivery are engaged early in the production of the core strategy. Early engagement with stakeholders may enable potential impediments to the plan to be identified and overcome. There is no point in proceeding with options for the core strategy which cannot be delivered as a result of failure to obtain the agreement of key delivery agencies. Stakeholders also need to be engaged earlier to avoid late and unexpected representations emerging at the end of the process which might render the plan unsound and lead to lengthy delays in the delivery of a robust planning framework for the area. Local authorities are strongly encouraged to seek out major landowners and developers and engage them fully in the generation and consideration of options. This should help ensure that the core strategy is deliverable.
The relevant delivery agencies include:
[1] For more information visit: http://www.communities.gov.uk/planningandbuilding/planningsystem/communityinfrastructurelevy/
[2] Current Chief Planner, England : Steve Quartermain http://www.lgcandnlgn-planning.com/programme/main-conference/putting-the-new-planning-policy-in-a-local-context-what-do-changes-to-the-system-mean-on-the-ground/steve-quartermain
[3] See also separate pdf for legal briefing published by Hempsons law firm, who specialise in matters relating to the voluntary and community sector.From http://www.navca.org.uk/localvs/infobank/ilpunews/communityrighttochallenge.htm , accessed 24.01.11)
[4] Excerpt from PPS 12 Local Spatial Planning, pp. 17-18 http://www.communities.gov.uk/documents/planningandbuilding/pdf/pps12lsp.pdf
[5]See Framework Monitoring: A Good Practice Guide (ODPM 2005), Also for more information see PPS 12 Local Spatial Planning, pp. 17-18 available at http://www.communities.gov.uk/documents/planningandbuilding/pdf/pps12lsp.pdf
[6] Taken from Measuring the Outcomes of Spatial Planning in England RTPI& DCLG 2008, available at www.rtpi.org.uk/download/4357/Measuring-Outcome-Main-P4.pdf)
[7] From http://www.legislation.gov.uk/uksi/2008/1572/pdfs/uksiem_20081572_en.pdf, accessed 24.01.11)
[8] http://www.communities.gov.uk/planningandbuilding/planningsystem/neighbourhoodplanningvanguards/
7 January 2011
‘Climate Change’ within planning legislation
The following paper looks at the inclusion of climate change in planning legislation in
other jurisdictions such as England, Scotland and the Republic of Ireland.
There does not appear to be any provisions covering climate change in planning legislation
in Scotland i.e. the Planning etc. (Scotland) Act 2006, and in the ROI i.e. the Planning and Development Act 2000. However, in England, climate change is mentioned
in the following legislation in relation to planning:
Paper 000/00 NIAR 000-00
Research and Library Service briefings are compiled for the benefit of MLAs and their support staff. Authors are available to discuss the contents of these papers with Members and their staff but cannot advise members of the general public.England: Planning Act 2008
This is an Act to establish the Infrastructure Planning Commission and make provision about its functions; to make provision about the authorisation of projects for the development of nationally significant infrastructure; to make provision about town and country planning; and to make provision about the imposition of a Community Infrastructure Levy.[1]
Aspect of Act | Clauses |
National policy statements (Part 2) |
5 (7) A national policy statement must give reasons for the policy set out in the statement (8) The reasons must (in particular) include an explanation of how the policy set out in the statement takes account of Government policy relating to the mitigation of, and adaptation to, climate change |
National policy statements (Part 2) |
10 Sustainable development (1) This section applies to the Secretary of State’s functions under sections 5 and 6. (2) The Secretary of State must, in exercising those functions, do so with the objective of contributing to the achievement of sustainable development. (3) For the purposes of subsection (2) the Secretary of State must (in particular) have regard to the desirability of— (a) mitigating, and adapting to, climate change; (b) achieving good design. |
Changes to existing planning regimes (Part 9 ch2) |
Climate change 181 Regional spatial strategies: climate change policies (1) Section 1 of PCPA 2004 (regional functions: regional spatial strategies) is amended as follows. (2) After subsection (2) insert— “(2A) The RSS must include policies designed to secure that the development and use of land in the region contribute to the mitigation of, and adaptation to, climate change." (3) In subsection (3) for “subsection (2)" substitute “subsections (2) and (2A)". 182 Development plan documents: climate change policies In section 19 of PCPA 2004 (preparation of local development documents) after subsection (1) insert— “(1A) Development plan documents must (taken as a whole) include policies designed to secure that the development and use of land in the local planning authority’s area contribute to the mitigation of, and adaptation to, climate change." |
The climate Change Act and PPS1
The Climate Change Act prompted a look to the planning system to deliver a large effort to meet the emission targets. As a result, the government published a supplement to PPS1 ‘Planning Policy Statement: Planning and Climate Change, Supplement to Planning Policy Statement 1’ (2007)’ dealing with this.[2]
PPS1 sets out the overarching planning policies on the delivery of sustainable development through the planning system. The PPS on climate change supplements PPS1 by setting out how planning should contribute to reducing emissions and stabilising climate change and take into account the unavoidable consequences.
The policies in this PPS should therefore be fully reflected by regional planning bodies in the preparation of Regional Spatial Strategies (p.12 of supplement paper), the Spatial Development Strategy (p.10), and by planning authorities in the preparation of Local Development Documents (p.14). Similarly, applicants for planning permission should consider how well their proposals for development contribute to the Government’s ambition of a low-carbon economy and how well adapted they are for the expected effects of climate change. The policies in this PPS are capable of being material to decisions on planning applications.
[1]Planning Act 2008 http://infrastructure.independent.gov.uk/wp-content/uploads/2009/08/ukpga_20080029_en.pdf
[2] DCLG,(2007) Planning Policy Statement: Planning and Climate Change, Supplement to Planning Policy Statement 1 http://www.communities.gov.uk/documents/planningandbuilding/pdf/ppsclimatechange.pdf
Paper 000/00 07 February 2011 NIAR 000-00
Simplified Planning Zones
Introduction
Simplified planning zones (SPZs) are simply a form of deregulation which achieve their effect by granting planning permission for specified types of development. Conforming schemes can go ahead without a separate planning application being made, thus providing speed and certainty for all parties. The following paper will look at how simplified planning zones operate in other jurisdictions.
England
The legal basis for the creation of Simplified Planning Zones is to be found in Sections 82 to 87 and Schedule 7 of the Town and Country Planning Act 1990, as amended by Schedule 5 to the Planning and Compensation Act 1991.
Subordinate legislation and guidance on SPZs is also found in the Town and Country Planning (Simplified Planning Zones) (Excluded Development) Order 1987 as amended by SI 1996 No. 396, the Town and Country Planning (Simplified Planning Zones) Regulations 1992, and PPG5: Simplified Planning Zones issued by the Government in November 1992. In addition, the Town and Country Planning (Environmental Impact Assessment) (England and Wales) Regulations 1999 contain provisions relating to Simplified Planning Zones.
PPG5 ‘Simplified Planning Zones’ (1992) has since been replaced, under the Planning and Compulsory Purchases Act (2004) s45, by the new PPS4[1]. PPS4 sets out the Government’s comprehensive policy framework for planning for sustainable economic development in urban and rural areas, which includes the use of simplified planning zones[2]. PPG5 has been reissued as practice guidance alongside PPS4.[3]
According to PPG5:[4]
a) the development or classes of development permitted by the scheme;
b) the land in relation to which permission is granted; and
c) any conditions, limitations or exceptions subject to which it is granted.
A scheme lasts for a total of 10 years. However, any conforming development started within 10 years of making the scheme does not require a separate planning application. There is nothing to prevent local planning authorities from designating a new SPZ covering the same area of land at that stage.
It should be noted that an SPZ grants only permission, and that all other legislative controls must be complied with, these include the following:
Should it be the case that, at the date of adoption, there are no listed buildings, ancient monuments, conservation areas or tree preservation orders located within the area of the SPZ, and designations are subsequently made within the lifetime of the SPZ, development involving any of these would not fall within the SPZ permission, and planning and other associated consents would be required in the normal way.
In respect of environmental assessment, SPZs do not require environmental assessment (EA) under the Environmental Assessment Regulations 1999. A SPZ cannot include development which would require an EA; such types fall under Schedule 1 of the 1999 Regulations. Development of a type listed under Schedule 2 will require EA only if the particular project is likely to have significant effects on the environment due to its nature, size or location. In these cases separate planning applications accompanied by an environmental statement would need to be submitted to the local authority.
For more information see PPG5 ‘Simplified Planning Zones which outlines the general nature and role of SPZs. Detailed guidance on the ‘Use, Content and Effect of SPZs’ is given in Annex A, while ‘Guidance on SPZ Procedures’ is given in Annex B.[5]
Scotland
Section 21A of the Town and Country Planning (Scotland) Act 1972 obliges planning authorities to consider the making of simplified planning schemes. Section 21 A to 21 E, and Schedule 6A of the 1972 Act made provision with regard to these schemes and the SPZ (Scotland) Regulations 1987 established the more detailed procedural requirements. Section 59 and Schedule 11 of the Planning and Compensation Act 1991 (the 1991 Act) made provision for streamlining the procedures under the 1987 Regulations. The relevant provisions are now being implemented, through the Simplified Planning Zone (Scotland) Regulations 1995, which replace the 1987 Regulations.
The guidelines for SPZs appear in Circular 18/1995 ‘Simplified Planning Zones under the Planning and Compensation Act 1991. These guidelines under Circular 18 are directly similar to the guidelines under PPG5 in England.[6]
The new procedures introduced in the guidelines in 1995 (Circular 18/1995) continue to provide for consultation on a proposed scheme, notification, consideration of objections, modification of proposals, and for the involvement of the Secretary of State. The main change in the procedure comes in the consideration of objections; there will no longer be a statutory requirement to have a public local inquiry to consider objections. A planning authority will be able to consider any objections themselves, or appoint a person to consider the objections for them, should they consider a full public local inquiry would not be appropriate.
In streamlining the adoption procedures, the Secretary of State has removed the obstacle which has been cited as the main disincentive for the use of SPZs. In line with Section 21 A of the 1972 Act, planning authorities should now consider whether SPZ schemes can be used to deregulate the planning system within their area and keep this matter under review.
Annex 1 of the Circular offers detailed guidance on the possible uses and advantages of SPZ Schemes; and Annex II outlines the detailed procedures required for adopting or altering such SPZ Schemes.
Similar to the conditions in England, SPZ schemes themselves do not require environmental assessment (EA) under the Environmental Assessment (Scotland) Regulations 1998. Consequently, the SPZ Regulations 1995 prescribe that a SPZ cannot include development which would require an EA. Additionally, the Town and Country Planning (Simplified Planning Zones) (Scotland) Order 1995 provides that no SPZ scheme shall have effect to grant planning permission for development requiring EA. Development which fails within any of the descriptions included in Schedule 1 to the 1998 Regulations will always require EA; and, therefore, such projects must be excluded from SPZ schemes. Development of a type listed in Schedule 2 to the 1998 Regulations will require EA only if the particular project is likely to have significant effects on the environment due to such factors as its nature, size or location. Planning authorities should ensure that such developments are also excluded from any SPZ scheme.
Republic of Ireland
Simplified planning zones are known in the RoI as strategic development zones’. A ‘strategic development zone’ is defined as a site or sites for which a planning scheme has been made and is in force. SDZs are dealt with under Part IX of the Planning and Development Act 2000[7], which states the following:
The Government, on foot of a proposal by the Minister for the Environment and Local Government, may designate a particular site or sites for the establishment of a SDZ. The types of development for which a zone may be established include industrial, residential or commercial development which is of importance in a national context.
The Minister, in advance of putting a proposal to the Government to designate a site, must consult with any relevant development agency or local authority.
The order must specify-
A draft planning scheme must be prepared for the designated site or sites within 2 years of the order being made, therefore an order has an effective life of 2 years. The Government may amend or revoke an order designating a site for the establishment of a SDZ.
Provision enables for land to be acquired (including compulsory acquisition) by the planning authority, or agreements to be made by a development agency to facilitate the establishment of a SDZ.
The draft planning scheme consists of:
A planning authority is to follow the following procedures when a draft planning scheme is submitted:
[1] PPS4 replaces Planning Policy Guidance 4: Industrial, Commercial Development and Small Firms (PPG4) and Planning Policy Guidance 5: Simplified Planning Zones (PPG5) both published on 10 November 1992; Planning Policy Statement 6: Planning for Town Centres (PPS6) published on 21 March 2005; and the economic development sections of Planning Policy Statement 7: Sustainable Development in Rural Areas (PPS7) published on 3 August 2004.
[2] PPS4 http://www.communities.gov.uk/documents/planningandbuilding/pdf/planningpolicystatement4.pdf
[3] Ibid p. 24
[4] See PPG5 http://www.leics.gov.uk/index/environment/planning/community_services_planning/planning_general/links.htm
[5] PPG5 Simplified Planning Zones (1992) http://www.leics.gov.uk/ppg05_simplified_planning_zones_1992.pdf
[6] Circular 18/1995 ‘Simplified Planning Zones’ (Scotland) http://www.scotland.gov.uk/Publications/1995/08/circular-18-1995#a1
[7] Planning and Development Act 2000 http://www.irishstatutebook.ie/2000/en/act/pub/0030/index.html
16 February 2011
Planning Systems and Vulnerable Group Engagement
Research and Library Service briefings are compiled for the benefit of MLAs and their support staff. Authors are available to discuss the contents of these papers with Members and their staff but cannot advise members of the general public.This papers looks at the how vulnerable groups are represented in the planning systems of other jurisdictions i.e. England, Scotland, Wales and Republic of Ireland. Local authorities in all four jurisdictions have developed a range of processes and structures to enable community engagement. In most cases these are supported and facilitated by community planning support or networking organisations in the community and voluntary sectors, and this paper will also look at some examples of this.
The 1994 Local Government Act introduced a Statutory right of consultation for Community Councils. According to information supplied by Community Places[1], there are 1200 Community Councils across Scotland. Each receives a weekly list of planning applications and the Planning Authority must consult with them. There is an agreed procedure in place in each case.
The Community Councils receive professional planning advice and support from Planning Aid Scotland (PAS) which also provides free advice to disadvantaged people. It employs 11 staff and is funded by the Scottish Executive’s Planning Division.
By providing a free, impartial advice service to people to aid understanding and assist engagement with the planning system. The service is provided by volunteers, who are all fully qualified and experienced planners based throughout Scotland.
Advice is given on any planning issue, from home extensions, wind farms, schools, public spaces, new shopping centres and roads, how to support or object to planning applications, how to get planning permission and how to get involved with Development Plans. It also deals with questions about planning appeals, enforcement etc.
PAS offers a range of training programmes for a range of people from those with no experience in planning to those who are experts in the field (communities, developers and professionals). Training is delivered by professional planners, communications specialists, legal experts, community artists and others, on weekdays and Saturdays.
Training and advice service leaflets have been circulated all over Scotland to planning offices, libraries, community venues, Citizens Advice Bureaux, community groups, MSP constituency offices etc.
PAS offers education programmes for young people aged 8-25 years. These projects are specially designed for all young people, from primary school age through to young adults. For more information visit http://www.planningaidscotland.org.uk/page/122/Education.htm
The Planning Mentoring Scheme is a new programme, funded by the Big Lottery Fund[2] and Supporting Voluntary Action (SVA)[3], linking Planning Aid for Scotland (PAS) with Community and Voluntary Service (CVS)[4] organisations and third sector “Interfaces". This provides planning advice and guidance to community led development projects across rural Scotland.
Key to the Planning Mentoring Scheme is the PAS role in helping empower people in an independent and impartial way. The scheme has been designed to guide and provide technical expertise to community led projects across rural Scotland at different stages of their development. The PAS network of volunteers provides guidance and advice, demonstrating how communities can shape their own neighbourhoods.
The programme provides for sustained collaborative working by all stakeholders to facilitate active engagement by CVSs in the planning system. It assists in developing projects that are put forward by community groups and CVSs, and owned by them, to enhance their asset base and leave transferable skills in communities.
The scheme demonstrates how the Interface organisations and others can use their creativity and ideas to create sustainable and lasting legacies in their communities.
The Planning Mentoring Scheme has four key aims:
1. Demonstrate how community groups and CVSs can participate in shaping their environment and achieve positive outcomes by working closely with PAS over a longer period of time.
2. Provide an opportunity for planning professionals to increase awareness and understanding of how to best engage with CVSs.
3. Help community groups and CVSs to enhance and deepen their understanding of how to work positively with the planning system and deliver their objectives.
4. Link planning mentors with community groups and CVSs to build capacities and share knowledge across Scotland.[5]
On the 4th November 2010 PAS, with the support of the Scottish Traveller Education Programme, facilitated a seminar which aimed to bring together planning professionals and organisations who work with Gypsy/Travellers or Gypsy/Traveller issues in Scotland. The aim was to share experience and good practice, and to discuss key learning points for taking forward in their work, along with encouraging participants to work together more effectively and to understand where to access relevant advice and information. The objectives of the seminar were to enable:
According to Community Places, in Wales there are 735 community and town councils which are normally consulted on planning issues. Planning Aid Wales is funded by the Welsh Government to provide advice and support to disadvantaged communities and individuals and to support their involvement in planning processes.
Parish Councils have a statutory right to be consulted on planning applications. Under the Localism Bill the coalition Government is proposing that neighbourhood forums and parish councils be empowered to put forward projects for Neighbourhood Development Orders. The Planning Authority will be required to approve these projects where 50% of local people support them. The coalition Government has established a new Communities and Neighbourhoods in Planning Fund to provide support for communities’ engagement in planning.
Community places informed that in 2006 the Government established a Taskforce on Active Citizenship. Its 2007 report found that barriers to inclusion and involvement included an absence of meaningful opportunities for participation. Its recommendations included capacity building for local and excluded communities, and lifelong learning programmes.
The House of Oireachtas highlighted the use of the Local and Community Development Programme (LCDP) in Ireland, which is a programme initiated at State level but carried out by Local Development Companies at community level. The programme is targeted at: the unemployed, low income families, people with disabilities, disadvantaged young people, older people, early school leavers, and homeless people among others. The programme has a set of 4 aims, of which goal 4 and its objectives is of particular interest:
The programme identified the types of actions that would be necessary to achieve Goal 4:
The Rural Community Network in Northern Ireland has studied the concept of community planning throughout the UK and Republic of Ireland. According to their report ‘A tale of two villages: Considerations for rurally sensitive community planning’ in some parts of the world community planning is seen as a description for community involvement in physical and land use planning. In the UK and Republic of Ireland it is accepted as being loosely based around the concept that local people should be actively involved in planning the provision and delivery of public services that are tailored to meet the specific needs of their community.[8] Community planning can therefore be considered as an effective system to ensure complete community engagement that reaches out to all vulnerable, disadvantaged and socially excluded groups. The following section looks at examples of community planning from other jurisdictions.
Community planning was one of three core elements within the Local Government in Scotland Act and as such became a statutory duty for local government.
Under the Local Government Act, statutory guidance on’ Community Planning’ was produced[9]. According to the guidance, under section 15 of the Act, equalities objectives[10] must be mainstreamed by local authorities and bodies into their involvement with community planning.
The guidance makes reference to a document prepared by the Scottish Equalities Co-ordinating Group detailing how to mainstream equalities. The guidance suggests the following action points:[11]
Under the Scottish Executive’s more detailed ‘Community Planning advice note’[12] (to be read in conjunction with the statutory guidance), one of the principals for effective community engagement is ‘Reaching Out’.
This involves reaching out to socially excluded communities and groups, such as people with disabilities, ethnic minorities and young people. In line with this, the Scottish Executive has produced a consultation toolkit to encourage and facilitate participation of young people in the decision making process. (For more information see the advice notes p.62 -65 http://www.scotland.gov.uk/Resource/Doc/47237/0028842.pdf)
Another key step[13] suggested is the identification of key barriers to engaging with communities and working out how these should be addressed, for example, through training and development work among staff or support for community groups or representatives. See, for example, Supporting Community Representatives: a discussion paper, Community Planning Task Force, 2001. (http://www.communityplanning.org.uk/documents/cptfwg3-community-reps.pdf )
The advice note continues to suggest that community planning at the local level, linked to the Council-wide Community Plan, will play a particularly important role in helping to close the opportunity gap that exists between disadvantaged and better off communities. See Scottish Executive (2002) “Better Communities in Scotland: Closing the Gap"[14], and Scottish Executive 2003, “Community Regeneration Statement: implementation of Action Plan".[15]
According to RCN, one of the effects of the commitment to community planning through the Local Government in Scotland Act has been the creation of Community Planning Partnerships within all of Scotland’s 32 local authority areas. RCN draws attention to a review of Community Planning carried out in 2006 by Audit Scotland. Audit Scotland was of the opinion that “community planning can add value to existing joint working by providing a local strategic framework and building a culture of co-operation and trust". However, the report also highlighted that there were ongoing difficulties with community planning in relation to differing geographic boundaries; the lack of clarity on community planning priorities; and ongoing challenges around ensuring that community engagement is sustained and systematic.
As a further tier to the community planning structures within Scotland has been the creation of Single Outcome Agreements (SOAs) in 2007 due to the establishment of a concordant between the Scottish Executive and Local Government. These are the mechanisms that enable the 32 Community Planning Partnerships to set and agree the strategic priorities for their local area. The SOA also details the responsibilities of individual community planning partners in making the SOA outcomes a reality and sets out how the local priorities contribute to the national outcomes of the Scottish Government. [16]
Within England and Wales, progress on community planning has had a similar focus to Scotland in that the emphasis is on public bodies identifying the needs of the communities they operate in and then looking to respond to these needs in an effective way. The promotion of wellbeing has been central to the moves around community planning within England and Wales and these powers were enshrined within the Local Government Act 2000. The Act has seen a requirement being placed on county and county borough councils to prepare ‘community strategies’ for promoting or improving the economic, social and environmental wellbeing of their areas and contributing to the achievement of sustainable development in the UK.’[17]
The need for widespread community consultation and engagement is central to how sustainable community strategies are to be developed. In effect, the sustainable community strategy is a ten to fifteen year plan which sets out ‘…the overarching long term strategy for the local authority area and all its population based on a thorough analysis of needs and priorities, and opportunities for addressing them’.[18]
More so within England than Wales, there is also an additional mechanism employed known as the Local Area Agreement (LAA), which is effectively a means to define, implement and monitor the partnership working required to fulfil the aims of the sustainable community strategy.[19]
In its People, Plans and Partnerships - A National Evaluation of Community Strategies in Wales (2006) report, the Welsh Assembly, for example, recognised that ‘Engaging with people and communities requires a plurality of methodologies appropriate to involve people in different roles; techniques need to be more creative and innovative particularly in the context of those sections of the community who are disengaged with formal political processes; there needs to be a better understanding of the tensions between representative and participatory democracy, a more seamless, continuous, co-ordinated and transparent approach to public involvement; and lastly a commitment to funding the process.’
According to RCN, with the publication of the ‘Communities in Control –Real People, Real Power’ White Paper in July 2008, England and Wales have displayed a commitment to community planning as a means of improving local services and as a mechanism for building community capacity and engagement.
Within the Republic of Ireland, the community planning function currently falls under the remit of the County or City Development Boards. In June 1998, the Irish Government established an Interdepartmental Task Force on the Integration of Local Government and Local Development Systems, chaired by the Minister for the Environment and Local Government. The Report of the Task Force on the Integration of Local Government and Local Development Systems (August 1998) was subsequently approved by Government. One of the key recommendations emerging from the report was the creation of the County Development Boards (CDBs) which were established in each county and city in Ireland in early 2000.
There are currently 34 CDBs (29 county councils and in each of the five major cities) led by local government and they are representative of local development bodies together with the State agencies and social partners operating locally. For the first time, CDBs brought together the key players at a local level to engage in a process of long-term planning for each county or city.[20]
Each CDB:
The following information was supplied by Community Places, detailing examples of Local authorities that have developed a range of processes and structures to enable community engagement. In most cases these are supported and facilitated by community planning support or networking organisations in the community and voluntary sectors.
Citizens’ Panel -
Community Spirit is Sunderland’s citizens’ panel, a group of over 2000 residents from all parts of Sunderland. It gives residents a chance to say what they think about important issues (such as crime and clean streets) and ask for action and feedback from the people responsible.
The panel was established in April 2002 when 20,000 Sunderland residents were randomly selected to become members. More residents were invited to join in June 2004, September 2005 and September 2006. The membership period lasts for 3 years.
Panel members are invited to complete up to 3 planned questionnaires per year. They may also be invited to attend consultation meetings and other activities. Participation is entirely optional.
Significant efforts have been made to remove barriers and assist panel members to take part. Members were asked to indicate which, if any special arrangements would help them to participate and how they would like to take part. In particular, the following arrangements are being provided:
Ask Cardiff Consultation & Engagement Framework -
On 1 October Cardiff Council’s Executive formally approved the adoption of the new Ask Cardiff Consultation and Engagement Framework. This has introduced a new Consultation and Engagement Strategy for the Council and set out a number of supporting mechanisms that will need to be put in place to support these new approaches. These include:
[1] Community Places advises community groups and individuals on planning issues; supports Community Planning; facilitates community consultation and research; and advises community building projects. http://www.communityplaces.info/
[2] http://www.biglotteryfund.org.uk/
[3] http://www.scvo.org.uk/SVA/Home/Home.aspx
[4] http://www.scvo.org.uk/cvsnetwork/Home/Home.aspx
[5] For more information visit http://www.planningaidscotland.org.uk/page/117/Mentoring.htm
[6] For more information visit http://www.planningaidscotland.org.uk/news_more.asp?news_id=29¤t_id=1
[7] Local and Community Development Programme Guidelines p.33)
[8] RCN (2010), A tale of two villages: Considerations for rurally sensitive community planning. For more information see http://www.ruralcommunitynetwork.org/publications/publicationlist.aspx?pub=R
[9] The Local Government in Scotland Act 2003 Community Planning: Statutory Guidance http://www.scotland.gov.uk/Resource/Doc/47237/0028845.pdf
[10] In the guidance the term ‘equalities’ is used in its widest sense and would encompass not only gender, race, disability and sexual orientation but also individuals and groups facing discrimination on the grounds of age, language or social origin, or of other personal attributes, including beliefs or opinions, such as religious beliefs or political opinions [from definition of equal opportunities provided in Scotland Act 1998].
[11] Guidance on Equalities, Best Value, Community Planning and the Power to Advance Well-Being www.cosla.gov.uk/attachments/publications/bvequalitiesguidance.pdf (p.15/16)
[12] Local Government in Scotland Act 2003 Community Planning: advice notes http://www.scotland.gov.uk/Resource/Doc/47237/0028842.pdf
[13] For further information on key steps for councils and their community planning partners see p.66 of the advice note. (http://www.scotland.gov.uk/Resource/Doc/47237/0028842.pdf)
[14] http://www.scotland.gov.uk/library5/social/bcis-00.asp
[15] http://www.scotland.gov.uk/library5/social/crsi-00.asp
[16] Scottish Government, Single Outcome Agreements http://www.scotland.gov.uk/Topics/Government/local-government/SOA
[17] RCN, ‘A tale of two villages etc
[18] Local Vision. Statutory Guidance from the Welsh Assembly Government on developing and delivering community strategies, 2008. http://wales.gov.uk/publications/accessinfo/drnewhomepage/governmentdrs/Governmentdrs2008/localvisionstatguidancemar08/?lang=en
[19] RCN, ‘A tale of two villages etc’
[20] RCN ‘A tale of two villages etc’
[21] For more information visit http://www.fifedirect.org.uk/topics/index.cfm?fuseaction=subject.display&subjectid=C5FE66E7-C9E1-11D5-909E0008C7844101
[22] For more information visit http://www.fifedirect.org.uk/topics/index.cfm?fuseaction=faq.display&subjectid=A91694C8-4BE0-425E-92E1767D59C85550&faqid=D205135C-E7FE-C7EA-0CFA8803FB7B9945
[23] For information on the Fife Community Plan see http://www.fifedirect.org.uk/topics/index.cfm?fuseaction=subject.display&subjectid=A91694C8-4BE0-425E-92E1767D59C85550
[24]CVS Fife is the Council for Voluntary Service Fife which promotes local community and voluntary action. We provide voluntary, community, social enterprise and charitable organisations with advice, information and one-to-one support. We also help the Voluntary or Third Sector to network, and to take part in Community Planning processes. We can provide access to training and a range of information resources. For more information visit http://www.cvsfife.org/
[25] Dumfries and Galloway Community website http://www.dgcommunity.net/DGCommunity/MiniWeb.aspx?id=72&menuid=8288&openid=8287
[26] For more information visit http://www.dgcommunity.net/dgcommunity/miniweb.aspx?id=149
[27] http://www.sunderland.gov.uk/index.aspx?articleid=2789
[28] http://www.cardiff.gov.uk/content.asp?nav=2872,3257,5423&parent_directory_id=2865&id=8609&Language=